0001062993-23-009492.txt : 20230424 0001062993-23-009492.hdr.sgml : 20230424 20230424171011 ACCESSION NUMBER: 0001062993-23-009492 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230420 FILED AS OF DATE: 20230424 DATE AS OF CHANGE: 20230424 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cox Jeremy CENTRAL INDEX KEY: 0001655286 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37483 FILM NUMBER: 23840885 MAIL ADDRESS: STREET 1: 3000 HANOVER STREET CITY: PALO ALTO STATE: CA ZIP: 94304 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Hewlett Packard Enterprise Co CENTRAL INDEX KEY: 0001645590 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-COMPUTER & PERIPHERAL EQUIPMENT & SOFTWARE [5045] IRS NUMBER: 473298624 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 1701 E MOSSY OAKS ROAD CITY: SPRING STATE: TX ZIP: 77389 BUSINESS PHONE: 678-259-9860 MAIL ADDRESS: STREET 1: 1701 E MOSSY OAKS ROAD CITY: SPRING STATE: TX ZIP: 77389 4 1 form4.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES X0407 4 2023-04-20 0001645590 Hewlett Packard Enterprise Co HPE 0001655286 Cox Jeremy C/O HEWLETT PACKARD ENTERPRISE COMPANY 1701 E MOSSY OAKS ROAD SPRING TX 77389 0 1 0 0 SVP Controller and CTO 0 Common Stock 2023-04-20 4 M 0 25027 14.54 A 25027 D Common Stock 2023-04-20 4 F 0 6090 14.54 D 18937 D Restricted Stock Units 2023-01-13 4 A 0 383.65 A Common Stock 383.65 30103.6711 D Restricted Stock Units 2023-01-13 4 A 0 244.84 A Common Stock 244.84 17854.8444 D Restricted Stock Units 2023-01-13 4 A 0 40.68 A Common Stock 40.68 2965.6837 D Restricted Stock Units 2023-01-13 4 A 0 450.21 A Common Stock 450.21 31799.2069 D Restricted Stock Units 2023-04-20 4 M 0 25027 D Common Stock 25027 50051 D Restricted Stock Units 2023-01-13 4 A 0 910.81 A Common Stock 910.81 62297.8148 D Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. As previously reported, on 07/23/18, the reporting person was granted 129,282 restricted stock units ("RSUs"), 25,856 of which vested on each of 07/23/19 and 07/23/20, 25,857 of which vested on 07/23/21, 25,856 of which vested on 07/23/22, and 25,857 of which will vest on 07/23/23. The number of derivative securities in column 5 includes 188.6225 dividend equivalent rights at $16.45 per RSU credited to the reporting person's account on 01/13/23, and 195.0245 dividend equivalent rights at $15.91 per RSU credited to the reporting person's account on 04/14/23. As previously reported, on 12/10/20, the reporting person was granted 49,505 RSUs, 16,501 of which vested on 12/10/21, 16,502 of which vested on 12/10/22, and 16,502 of which will vest on 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 120.3793 dividend equivalent rights at $16.45 per RSU credited to the reporting person's account on 01/13/23, and 124.4651 dividend equivalent rights at $15.91 per RSU credited to the reporting person's account on 04/14/23. As previously reported, on 12/16/20, the reporting person was granted 8,224 RSUs, 2,741 of which vested on 12/16/21, 2,741 of which vested on 12/16/22, and 2,742 of which will vest on 12/16/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 20.0024 dividend equivalent rights at $16.45 per RSU credited to the reporting person's account on 01/13/23, and 20.6813 dividend equivalent rights at $15.91 per RSU credited to the reporting person's account on 04/14/23. As previously reported, on 12/09/21, the reporting person was granted 45,514 RSUs, 15,171 of which vested on 12/09/22, 15,171 of which will vest on 12/09/23, and 15,172 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 221.3471 dividend equivalent rights at $16.45 per RSU credited to the reporting person's account on 01/13/23, and 228.8598 dividend equivalent rights at $15.91 per RSU credited to the reporting person's account on 04/14/23. As previously reported, on 04/20/22, the reporting person was granted 72,639 RSUs, 24,213 of which vested on 04/20/23, and 24,213 of which will vest on each of 04/20/24 and 04/20/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 529.8894 dividend equivalent rights at $16.45 per RSU credited to the reporting person's account on 01/13/23, and 547.8743 dividend equivalent rights at $15.91 per RSU credited to the reporting person's account on 04/14/23. The number of derivative securities in column 5 also reflects 814 vested dividend equivalent rights and a de minimus adjustment of 0.8081 due to fractional rounding of the dividend equivalent rights. As previously reported, on 12/08/22, the reporting person was granted 61,387 RSUs, 20,462 of which will vest on each of 12/08/23 and 12/08/24, and 20,463 of which will vest on 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 447.8079 dividend equivalent rights at $16.45 per RSU credited to the reporting person's account on 01/13/23, and 463.0069 dividend equivalent rights at $15.91 per RSU credited to the reporting person's account on 04/14/23. Ki Hoon Kim as Attorney-in-Fact for Jeremy K. Cox 2023-04-24