0001062993-22-023860.txt : 20221213
0001062993-22-023860.hdr.sgml : 20221213
20221213214619
ACCESSION NUMBER: 0001062993-22-023860
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20221209
FILED AS OF DATE: 20221213
DATE AS OF CHANGE: 20221213
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Rothman Irv
CENTRAL INDEX KEY: 0001733072
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37483
FILM NUMBER: 221461066
MAIL ADDRESS:
STREET 1: 3000 HANOVER STREET
CITY: PALO ALTO
STATE: CA
ZIP: 94304
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Hewlett Packard Enterprise Co
CENTRAL INDEX KEY: 0001645590
STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-COMPUTER & PERIPHERAL EQUIPMENT & SOFTWARE [5045]
IRS NUMBER: 473298624
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1031
BUSINESS ADDRESS:
STREET 1: 1701 E MOSSY OAKS ROAD
CITY: SPRING
STATE: TX
ZIP: 77389
BUSINESS PHONE: 678-259-9860
MAIL ADDRESS:
STREET 1: 1701 E MOSSY OAKS ROAD
CITY: SPRING
STATE: TX
ZIP: 77389
4
1
form4.xml
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
X0306
4
2022-12-09
0001645590
Hewlett Packard Enterprise Co
HPE
0001733072
Rothman Irv
C/O HEWLETT PACKARD ENTERPRISE COMPANY
1701 E MOSSY OAKS ROAD
SPRING
TX
77389
0
1
0
0
Pres & CEO Financial Services
Common Stock
2022-12-09
4
M
0
19595
16.15
A
19595
D
Common Stock
2022-12-09
4
F
0
10024
16.15
D
9571
D
Common Stock
2022-12-10
4
M
0
12325
16.15
A
21896
D
Common Stock
2022-12-10
4
F
0
6046
16.15
D
15850
D
Common Stock
2022-12-10
4
M
0
16856
16.15
A
32706
D
Common Stock
2022-12-10
4
F
0
8252
16.15
D
24454
D
Common Stock
2022-12-09
4
A
0
13038
16.15
A
37492
D
Common Stock
2022-12-09
4
F
0
6670
16.15
D
30822
D
Common Stock
2022-12-09
4
A
0
41232
16.15
A
72054
D
Common Stock
2022-12-09
4
F
0
21091
16.15
D
50963
D
Restricted Stock Units
2022-12-10
4
M
0
12325
D
Common stock
12325
0
D
Restricted Stock Units
2022-12-10
4
M
0
16856
D
Common Stock
16856
16855
D
Restricted Stock Units
2022-12-09
4
M
0
19595
D
Common Stock
19595
39186
D
On 12/10/19 the reporting person was granted performance adjusted restricted stock units ("PARSUs") subject to Non-GAAP Net Income and relative total stockholder return conditions being met at the time of vesting. These PARSUs vest 50% after 2 and 3 years subject to performance and are issued in Issuer's common stock.
On 12/10/20 the reporting person was granted PARSUs subject to Non-GAAP Net Income and relative total stockholder return conditions being met at the time of vesting. These PARSUs vest 50% after 2 and 3 years subject to performance and are issued in Issuer's common stock.
Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
As previously reported, on 12/10/19 the reporting person was granted 34,722 restricted stock units ("RSUs"), 11,574 of which vested on 12/10/20, 11,061 of which vested on 12/10/21, and 11,062 of which vested on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 1,263 vested dividend equivalent rights and a de minimus adjustment of 0.8822 due to fractional rounding of the dividend equivalent rights.
As previously reported, on 12/10/20 the reporting person was granted 49,505 RSUs, 16,501 of which vested on 12/10/21, 15,771 of which vested on 12/10/22 and 15,772 of which will vest on 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 1,085 vested dividend equivalent rights and a de minimus adjustment of 0.1734 due to fractional rounding of the dividend equivalent rights.
As previously reported, on 12/09/21 the reporting person was granted 56,892 RSUs, 18,964 of which vested on 12/09/22, and 18,964 of which will vest on each of 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 631 vested dividend equivalent rights and a de minimus adjustment of 0.9087 due to fractional rounding of the dividend equivalent rights.
Ki Hoon Kim as Attorney-in-Fact for Irv Rothman
2022-12-13