0001062993-22-023859.txt : 20221213 0001062993-22-023859.hdr.sgml : 20221213 20221213214601 ACCESSION NUMBER: 0001062993-22-023859 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221209 FILED AS OF DATE: 20221213 DATE AS OF CHANGE: 20221213 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Black Thomas E Jr CENTRAL INDEX KEY: 0001812397 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37483 FILM NUMBER: 221461064 MAIL ADDRESS: STREET 1: 6280 AMERICA CENTER DRIVE CITY: SAN JOSE STATE: CA ZIP: 95002 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Hewlett Packard Enterprise Co CENTRAL INDEX KEY: 0001645590 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-COMPUTER & PERIPHERAL EQUIPMENT & SOFTWARE [5045] IRS NUMBER: 473298624 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 1701 E MOSSY OAKS ROAD CITY: SPRING STATE: TX ZIP: 77389 BUSINESS PHONE: 678-259-9860 MAIL ADDRESS: STREET 1: 1701 E MOSSY OAKS ROAD CITY: SPRING STATE: TX ZIP: 77389 4 1 form4.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES X0306 4 2022-12-09 0001645590 Hewlett Packard Enterprise Co HPE 0001812397 Black Thomas E Jr C/O HEWLETT PACKARD ENTERPRISE COMPANY 1701 E MOSSY OAKS ROAD SPRING TX 77389 0 1 0 0 EVP, GM, Storage Common Stock 2022-12-09 4 M 0 33589 16.15 A 33589 D Common Stock 2022-12-09 4 F 0 8179 16.15 D 25410 D Common Stock 2022-12-10 4 M 0 18723 16.15 A 44133 D Common Stock 2022-12-10 4 F 0 7407 16.15 D 36726 D Common Stock 2022-12-10 4 M 0 22013 16.15 A 58739 D Common Stock 2022-12-10 4 F 0 8663 16.15 D 50076 D Common Stock 2022-12-09 4 A 0 51540 16.15 A 101616 D Common Stock 2022-12-09 4 F 0 17452 16.15 D 84164 D Restricted Stock Units 2022-12-10 4 M 0 18723 D Common Stock 18723 0 D Restricted Stock Units 2022-12-10 4 M 0 22013 D Common Stock 22013 22012 D Restricted Stock Units 2022-12-09 4 M 0 33589 D Common Stock 33589 67177 D On 12/10/20 the reporting person was granted performance adjusted restricted stock units ("PARSUs") subject to Non-GAAP Net Income and relative total stockholder return conditions being met at the time of vesting. These PARSUs vest 50% after 2 and 3 years subject to performance and are issued in Issuer's common stock. Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. As previously reported, on 12/10/19, the reporting person was granted 50,505 restricted stock units ("RSUs"), 16,835 of which vested on 12/10/20, 16,835 of which vested on 12/10/21, and 16,835 of which vested on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 1,888 vested dividend equivalent rights and a de minimus adjustment of 0.2919 due to fractional rounding of the dividend equivalent rights. As previously reported, on 12/10/20 the reporting person was granted 61,881 RSUs, 20,627 of which vested on 12/10/21, 20,627 of which vested on 12/10/22, and 20,627 of which will vest on 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 1,386 vested dividend equivalent rights and a de minimus adjustment of 0.8916 due to fractional rounding of the dividend equivalent rights. As previously reported, on 12/09/21 the reporting person was granted 97,529 RSUs, 32,509 of which vested on 12/09/22, and 32,510 of which will vest on each of 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 1,080 vested dividend equivalent rights and a de minimus adjustment of 0.2768 due to fractional rounding of the dividend equivalent rights. Ki Hoon Kim as Attorney-in-Fact for Thomas E Black Jr 2022-12-13