0001062993-21-013614.txt : 20211229 0001062993-21-013614.hdr.sgml : 20211229 20211229160759 ACCESSION NUMBER: 0001062993-21-013614 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211227 FILED AS OF DATE: 20211229 DATE AS OF CHANGE: 20211229 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Neri Antonio F CENTRAL INDEX KEY: 0001648401 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37483 FILM NUMBER: 211528928 MAIL ADDRESS: STREET 1: 3000 HANOVER STREET CITY: PALO ALTO STATE: CA ZIP: 94304 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Hewlett Packard Enterprise Co CENTRAL INDEX KEY: 0001645590 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-COMPUTER & PERIPHERAL EQUIPMENT & SOFTWARE [5045] IRS NUMBER: 473298624 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 11445 COMPAQ CENTER DRIVE WEST CITY: HOUSTON STATE: TX ZIP: 77070 BUSINESS PHONE: 6506875817 MAIL ADDRESS: STREET 1: 11445 COMPAQ CENTER DRIVE WEST CITY: HOUSTON STATE: TX ZIP: 77070 4 1 form4.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES X0306 4 2021-12-27 0001645590 Hewlett Packard Enterprise Co HPE 0001648401 Neri Antonio F C/O HEWLETT PACKARD ENTERPRISE COMPANY 11445 COMPAQ CENTER WEST DRIVE HOUSTON TX 77070 0 1 0 0 President and CEO Common Stock 2021-12-27 4 M 0 9088 12.36 A 841606 D Common Stock 2021-12-27 4 S 0 9088 15.9550 D 832518 D Common Stock 2021-12-28 4 M 0 315004 12.36 A 1147522 D Common Stock 2021-12-28 4 S 0 315004 15.9751 D 832518 D Employee Stock Option (right to buy) 12.36 2021-12-27 4 M 0 9088 0 D 2015-12-10 2022-12-10 Common Stock 9088 315004 D Employee Stock Option (right to buy) 12.36 2021-12-28 4 M 0 315004 0 D 2015-12-10 2022-12-10 Common Stock 315004 0 D The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 09/15/21. The price in Column 4 is a weighted average price of $15.955093. The prices actually paid ranged from $15.95 to $15.97. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range. The price in Column 4 is a weighted average price of $15.975174. The prices actually paid ranged from $15.95 to $16.0450. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range. As reported in the Registration Statements on Form 10 filed by Issuer with the SEC, in connection with the spin-offs of Everett SpinCo, Inc. on 04/01/17 and Seattle SpinCo, Inc. on 09/01/17, equity-based awards granted by Issuer, prior to the spin-offs were converted to adjust the award in a manner intended to preserve the aggregate intrinsic value of the original award as measured immediately before and immediately after the spin-offs, subject to rounding. The adjusted equity award is otherwise subject to the same terms and conditions that applied to the original award immediately prior to the spin-offs, unless otherwise noted. The reporting person's equity-based awards reflect the conversion adjustments. This option became exercisable beginning on this date. This option is no longer exercisable beginning on this date. Derek Windham as Attorney-in-Fact for Antonio F. Neri 2021-12-29