0001062993-21-013178.txt : 20211217 0001062993-21-013178.hdr.sgml : 20211217 20211217185123 ACCESSION NUMBER: 0001062993-21-013178 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211215 FILED AS OF DATE: 20211217 DATE AS OF CHANGE: 20211217 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Rothman Irv CENTRAL INDEX KEY: 0001733072 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37483 FILM NUMBER: 211503147 MAIL ADDRESS: STREET 1: 3000 HANOVER STREET CITY: PALO ALTO STATE: CA ZIP: 94304 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Hewlett Packard Enterprise Co CENTRAL INDEX KEY: 0001645590 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-COMPUTER & PERIPHERAL EQUIPMENT & SOFTWARE [5045] IRS NUMBER: 473298624 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 11445 COMPAQ CENTER DRIVE WEST CITY: HOUSTON STATE: TX ZIP: 77070 BUSINESS PHONE: 6506875817 MAIL ADDRESS: STREET 1: 11445 COMPAQ CENTER DRIVE WEST CITY: HOUSTON STATE: TX ZIP: 77070 4 1 form4.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES X0306 4 2021-12-15 0001645590 Hewlett Packard Enterprise Co HPE 0001733072 Rothman Irv C/O HEWLETT PACKARD ENTERPRISE COMPANY 11445 COMPAQ CENTER DRIVE WEST HOUSTON TX 77070 0 1 0 0 Pres & CEO Financial Services Common Stock 2021-12-15 4 M 0 1461 14.79 A 71576 D Common Stock 2021-12-15 4 F 0 1461 14.79 D 70115 D Restricted Stock Units 2021-12-15 4 M 0 1461 D Common stock 1461 32664 D Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. As previously reported, on 12/10/20 the reporting person was granted 49,505 Restricted Stock Units ("RSUs"), 16,501 of which vested on 12/10/21, 15,771 of which will vest on 12/10/22 and 15,772 of which will vest on 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The vesting amounts and number of derivative securities in column 5 reflect the reporting person's early retirement eligibility and early withholding of RSUs for payment of FICA taxes. Derek Windham as Attorney-in-Fact for Irv Rothman 2021-12-17