0001062993-21-012828.txt : 20211213
0001062993-21-012828.hdr.sgml : 20211213
20211213174848
ACCESSION NUMBER: 0001062993-21-012828
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20211209
FILED AS OF DATE: 20211213
DATE AS OF CHANGE: 20211213
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ROBBIATI TAREK
CENTRAL INDEX KEY: 0001651113
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37483
FILM NUMBER: 211489112
MAIL ADDRESS:
STREET 1: 6200 SPRINT PARKWAY
CITY: OVERLAND PARK
STATE: KS
ZIP: 66251
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Hewlett Packard Enterprise Co
CENTRAL INDEX KEY: 0001645590
STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-COMPUTER & PERIPHERAL EQUIPMENT & SOFTWARE [5045]
IRS NUMBER: 473298624
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1031
BUSINESS ADDRESS:
STREET 1: 11445 COMPAQ CENTER DRIVE WEST
CITY: HOUSTON
STATE: TX
ZIP: 77070
BUSINESS PHONE: 6506875817
MAIL ADDRESS:
STREET 1: 11445 COMPAQ CENTER DRIVE WEST
CITY: HOUSTON
STATE: TX
ZIP: 77070
4
1
form4.xml
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
X0306
4
2021-12-09
0001645590
Hewlett Packard Enterprise Co
HPE
0001651113
ROBBIATI TAREK
C/O HEWLETT PACKARD ENTERPRISE COMPANY
11445 COMPAQ CENTER DRIVE WEST
HOUSTON
TX
77070
0
1
0
0
EVP & CFO
Common Stock
2021-12-09
4
A
0
71078
15.38
A
71078
D
Common Stock
2021-12-09
4
F
0
31612
15.38
D
39466
D
Common Stock
2021-12-09
4
A
0
54493
15.38
A
93959
D
Common Stock
2021-12-09
4
F
0
27019
15.38
D
66940
D
Common Stock
2021-12-10
4
M
0
40037
15.21
A
106977
D
Common Stock
2021-12-10
4
F
0
19851
15.21
D
87126
D
Common Stock
2021-12-10
4
M
0
4386
15.21
A
91512
D
Common Stock
2021-12-10
4
F
0
2175
15.21
D
89337
D
Common Stock
2021-12-10
4
M
0
42088
15.21
A
131425
D
Common Stock
2021-12-10
4
F
0
20868
15.21
D
110557
D
Common Stock
2021-12-10
4
M
0
3323
15.21
A
113880
D
Common Stock
2021-12-10
4
F
0
1648
15.21
D
112232
D
Common Stock
2021-12-10
4
M
0
60850
15.21
A
173082
D
Common Stock
2021-12-10
4
F
0
30170
15.21
D
142912
D
Common Stock
2021-12-10
4
M
0
2069
15.21
A
144981
D
Common Stock
2021-12-10
4
F
0
1026
15.21
D
143955
D
Common Stock
185604
I
by The Robbiati Family Trust dated 02/04/20
Restricted Stock Units
2021-10-06
4
A
0
686.3494
A
Common Stock
686.3494
93351.3494
D
Restricted Stock Units
2021-12-10
4
M
0
40037
D
Common Stock
40037
0
D
Restricted Stock Units
2021-12-10
4
M
0
42088
D
Common Stock
42088
45410
D
Restricted Stock Units
2021-12-10
4
M
0
60850
D
Common Stock
60850
125835
D
Restricted Stock Units
2021-10-06
4
A
0
1906.0095
A
Common Stock
1906.0095
239256.0162
D
Restricted Stock Units
2021-12-09
4
A
0
195059
A
Common Stock
195059
195059
D
The total direct beneficial ownership reflects a decrease of 30,310 shares due to the transfer into the Robbiati Family Trust dated 02/04/20 on 12/03/21.
The total indirect beneficial ownership reflects an increase of 30,310 shares due to the transfer of the shares previously reported as being held directly by the reporting person into the Robbiati Family Trust dated 02/04/20 on 12/03/21.
As previously reported, on 12/10/18 the reporting person was granted performance adjusted restricted stock units ("PARSUs") subject to Non-GAAP Net Income and relative total stockholder return conditions being met at the time of vesting. These PARSUs vest 50% after 2 and 3 years subject to performance and are issued in Issuer's common stock.
On 12/10/19 the reporting person was granted PARSUs subject to Non-GAAP Net Income and relative total stockholder return conditions being met at the time of vesting. These PARSUs vest 50% after 2 and 3 years subject to performance and are issued in Issuer's common stock.
Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
As previously reported, on 09/19/18, the reporting person was granted 210,337 Restricted Stock Units ("RSUs"), 42,067 of which vested on 09/19/19, 42,067 of which vested on 09/19/20, 42,068 of which vested on 09/19/21, 42,067 of which will vest on 09/19/22, and 42,068 of which will vest on 09/19/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 686.3494 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21.
As previously reported, on 12/10/18, the reporting person was granted 120,110 RSUs, 40,036 of which vested on 12/10/19; 40,037 of which vested on 12/10/20, and 40,037 of which vested on 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 326.6105 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21. The number of derivative securities in column 5 also includes 4,386 vested RSU dividend equivalent rights and a de minimus adjustment of 0.4661 due to fractional rounding of the dividend.
As previously reported, on 12/10/19 the reporting person was granted 126,263 RSUs, 42,087 of which vested on 12/10/20, 42,088 of which vested on 12/10/21, and 42,088 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 686.6839 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21. The number of derivative securities in column 5 also includes 3,323 vested RSU dividend equivalent rights and a de minimus adjustment of 0.5385 due to fractional rounding of the dividend.
As previously reported, on 12/10/20 the reporting person was granted 182,550 RSUs, 60,850 of which vested on 12/10/21, and 60,850 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 1,489.1910 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21. The number of derivative securities in column 5 also includes 2,069 vested RSU dividend equivalent rights and a de minimus adjustment of 0.6020 due to fractional rounding of the dividend.
As previously reported, on 03/15/21 the reporting person was granted 233,645 RSUs, 116,822 of which will vest on 12/15/21 and 116,823 of which will vest on 12/15/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 1,906.0095 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21.
On 12/09/21 the reporting person was granted 195,059 RSUs, 65,019 of which will vest on 12/09/22, and 65,020 of which will vest on each of 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.
Derek Windham as Attorney-in-Fact for Tarek Robbiati
2021-12-13