0001062993-21-012828.txt : 20211213 0001062993-21-012828.hdr.sgml : 20211213 20211213174848 ACCESSION NUMBER: 0001062993-21-012828 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211209 FILED AS OF DATE: 20211213 DATE AS OF CHANGE: 20211213 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROBBIATI TAREK CENTRAL INDEX KEY: 0001651113 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37483 FILM NUMBER: 211489112 MAIL ADDRESS: STREET 1: 6200 SPRINT PARKWAY CITY: OVERLAND PARK STATE: KS ZIP: 66251 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Hewlett Packard Enterprise Co CENTRAL INDEX KEY: 0001645590 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-COMPUTER & PERIPHERAL EQUIPMENT & SOFTWARE [5045] IRS NUMBER: 473298624 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 11445 COMPAQ CENTER DRIVE WEST CITY: HOUSTON STATE: TX ZIP: 77070 BUSINESS PHONE: 6506875817 MAIL ADDRESS: STREET 1: 11445 COMPAQ CENTER DRIVE WEST CITY: HOUSTON STATE: TX ZIP: 77070 4 1 form4.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES X0306 4 2021-12-09 0001645590 Hewlett Packard Enterprise Co HPE 0001651113 ROBBIATI TAREK C/O HEWLETT PACKARD ENTERPRISE COMPANY 11445 COMPAQ CENTER DRIVE WEST HOUSTON TX 77070 0 1 0 0 EVP & CFO Common Stock 2021-12-09 4 A 0 71078 15.38 A 71078 D Common Stock 2021-12-09 4 F 0 31612 15.38 D 39466 D Common Stock 2021-12-09 4 A 0 54493 15.38 A 93959 D Common Stock 2021-12-09 4 F 0 27019 15.38 D 66940 D Common Stock 2021-12-10 4 M 0 40037 15.21 A 106977 D Common Stock 2021-12-10 4 F 0 19851 15.21 D 87126 D Common Stock 2021-12-10 4 M 0 4386 15.21 A 91512 D Common Stock 2021-12-10 4 F 0 2175 15.21 D 89337 D Common Stock 2021-12-10 4 M 0 42088 15.21 A 131425 D Common Stock 2021-12-10 4 F 0 20868 15.21 D 110557 D Common Stock 2021-12-10 4 M 0 3323 15.21 A 113880 D Common Stock 2021-12-10 4 F 0 1648 15.21 D 112232 D Common Stock 2021-12-10 4 M 0 60850 15.21 A 173082 D Common Stock 2021-12-10 4 F 0 30170 15.21 D 142912 D Common Stock 2021-12-10 4 M 0 2069 15.21 A 144981 D Common Stock 2021-12-10 4 F 0 1026 15.21 D 143955 D Common Stock 185604 I by The Robbiati Family Trust dated 02/04/20 Restricted Stock Units 2021-10-06 4 A 0 686.3494 A Common Stock 686.3494 93351.3494 D Restricted Stock Units 2021-12-10 4 M 0 40037 D Common Stock 40037 0 D Restricted Stock Units 2021-12-10 4 M 0 42088 D Common Stock 42088 45410 D Restricted Stock Units 2021-12-10 4 M 0 60850 D Common Stock 60850 125835 D Restricted Stock Units 2021-10-06 4 A 0 1906.0095 A Common Stock 1906.0095 239256.0162 D Restricted Stock Units 2021-12-09 4 A 0 195059 A Common Stock 195059 195059 D The total direct beneficial ownership reflects a decrease of 30,310 shares due to the transfer into the Robbiati Family Trust dated 02/04/20 on 12/03/21. The total indirect beneficial ownership reflects an increase of 30,310 shares due to the transfer of the shares previously reported as being held directly by the reporting person into the Robbiati Family Trust dated 02/04/20 on 12/03/21. As previously reported, on 12/10/18 the reporting person was granted performance adjusted restricted stock units ("PARSUs") subject to Non-GAAP Net Income and relative total stockholder return conditions being met at the time of vesting. These PARSUs vest 50% after 2 and 3 years subject to performance and are issued in Issuer's common stock. On 12/10/19 the reporting person was granted PARSUs subject to Non-GAAP Net Income and relative total stockholder return conditions being met at the time of vesting. These PARSUs vest 50% after 2 and 3 years subject to performance and are issued in Issuer's common stock. Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. As previously reported, on 09/19/18, the reporting person was granted 210,337 Restricted Stock Units ("RSUs"), 42,067 of which vested on 09/19/19, 42,067 of which vested on 09/19/20, 42,068 of which vested on 09/19/21, 42,067 of which will vest on 09/19/22, and 42,068 of which will vest on 09/19/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 686.3494 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21. As previously reported, on 12/10/18, the reporting person was granted 120,110 RSUs, 40,036 of which vested on 12/10/19; 40,037 of which vested on 12/10/20, and 40,037 of which vested on 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 326.6105 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21. The number of derivative securities in column 5 also includes 4,386 vested RSU dividend equivalent rights and a de minimus adjustment of 0.4661 due to fractional rounding of the dividend. As previously reported, on 12/10/19 the reporting person was granted 126,263 RSUs, 42,087 of which vested on 12/10/20, 42,088 of which vested on 12/10/21, and 42,088 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 686.6839 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21. The number of derivative securities in column 5 also includes 3,323 vested RSU dividend equivalent rights and a de minimus adjustment of 0.5385 due to fractional rounding of the dividend. As previously reported, on 12/10/20 the reporting person was granted 182,550 RSUs, 60,850 of which vested on 12/10/21, and 60,850 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 1,489.1910 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21. The number of derivative securities in column 5 also includes 2,069 vested RSU dividend equivalent rights and a de minimus adjustment of 0.6020 due to fractional rounding of the dividend. As previously reported, on 03/15/21 the reporting person was granted 233,645 RSUs, 116,822 of which will vest on 12/15/21 and 116,823 of which will vest on 12/15/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 1,906.0095 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21. On 12/09/21 the reporting person was granted 195,059 RSUs, 65,019 of which will vest on 12/09/22, and 65,020 of which will vest on each of 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Derek Windham as Attorney-in-Fact for Tarek Robbiati 2021-12-13