0001062993-21-012827.txt : 20211213 0001062993-21-012827.hdr.sgml : 20211213 20211213174828 ACCESSION NUMBER: 0001062993-21-012827 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211209 FILED AS OF DATE: 20211213 DATE AS OF CHANGE: 20211213 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hotard Justin CENTRAL INDEX KEY: 0001848136 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37483 FILM NUMBER: 211489110 MAIL ADDRESS: STREET 1: 11445 COMPAQ CENTER DRIVE WEST CITY: HOUSTON STATE: TX ZIP: 77070 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Hewlett Packard Enterprise Co CENTRAL INDEX KEY: 0001645590 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-COMPUTER & PERIPHERAL EQUIPMENT & SOFTWARE [5045] IRS NUMBER: 473298624 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 11445 COMPAQ CENTER DRIVE WEST CITY: HOUSTON STATE: TX ZIP: 77070 BUSINESS PHONE: 6506875817 MAIL ADDRESS: STREET 1: 11445 COMPAQ CENTER DRIVE WEST CITY: HOUSTON STATE: TX ZIP: 77070 4 1 form4.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES X0306 4 2021-12-09 0001645590 Hewlett Packard Enterprise Co HPE 0001848136 Hotard Justin C/O HEWLETT PACKARD ENTERPRISE COMPANY 11445 COMPAQ CENTER DRIVE WEST HOUSTON TX 77070 0 1 0 0 SVP, GM, HPC and AI Common Stock 2021-12-10 4 M 0 21734 15.21 A 21734 D Common Stock 2021-12-10 4 F 0 6901 15.21 D 14833 D Common Stock 2021-12-10 4 M 0 2381 15.21 A 17214 D Common Stock 2021-12-10 4 F 0 756 15.21 D 16458 D Common Stock 2021-12-10 4 M 0 17887 15.21 A 34345 D Common Stock 2021-12-10 4 F 0 5680 15.21 D 28665 D Common Stock 2021-12-10 4 M 0 1413 15.21 A 30078 D Common Stock 2021-12-10 4 F 0 449 15.21 D 29629 D Common Stock 2021-12-10 4 M 0 17876 15.21 A 47505 D Common Stock 2021-12-10 4 F 0 7817 15.21 D 39688 D Common Stock 2021-12-10 4 M 0 609 15.21 A 40297 D Common Stock 2021-12-10 4 F 0 285 15.21 D 40012 D Restricted Stock Units 2021-12-10 4 M 0 21734 D Common Stock 21734 0 D Restricted Stock Units 2021-12-10 4 M 0 17887 D Common Stock 17887 19299 D Restricted Stock Units 2021-12-10 4 M 0 17876 D Common Stock 17876 36968 D Restricted Stock Units 2021-12-09 4 A 0 97529 A Common Stock 97529 97529 D Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. As previously reported, on 12/10/18, the reporting person was granted 65,202 Restricted Stock Units ("RSUs"), 21,734 of which vested on each of 12/10/19 and 12/10/20, and 21,734 of which vested on 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of shares in column 5 also includes 2,381 vested RSU dividend equivalent rights and a de minimus adjustment of 0.4371 due to fractional rounding of the dividend equivalent rights at $15.21 per RSU credited to the reporting person's account on 12/10/21. As previously reported, on 12/10/19, the reporting person was granted 53,662 RSUs, 17,887 of which vested on 12/10/20, 17,887 of which vested on 12/10/21, and 17,888 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of shares in column 5 also includes 1,413 vested RSU dividend equivalent rights and a de minimus adjustment of 0.2970 due to fractional rounding of the dividend equivalent rights at $15.21 per RSU credited to the reporting person's account on 12/10/21. As previously reported, on 12/10/20, the reporting person was granted 53,630 RSUs, 17,876 of which vested on 12/10/21, and 17,877 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of shares in column 5 also includes 609 vested RSU dividend equivalent rights and a de minimus adjustment of 0.5500 due to fractional rounding of the dividend equivalent rights at $15.21 per RSU credited to the reporting person's account on 12/10/21. On 12/09/21 the reporting person was granted 97,529 RSUs, 32,509 of which will vest on 12/09/22, and 32,510 of which will vest on each of 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Derek Windham as Attorney-in-Fact for Justin Hotard 2021-12-13