0001062993-21-012820.txt : 20211213
0001062993-21-012820.hdr.sgml : 20211213
20211213174604
ACCESSION NUMBER: 0001062993-21-012820
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20211209
FILED AS OF DATE: 20211213
DATE AS OF CHANGE: 20211213
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Rothman Irv
CENTRAL INDEX KEY: 0001733072
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37483
FILM NUMBER: 211489100
MAIL ADDRESS:
STREET 1: 3000 HANOVER STREET
CITY: PALO ALTO
STATE: CA
ZIP: 94304
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Hewlett Packard Enterprise Co
CENTRAL INDEX KEY: 0001645590
STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-COMPUTER & PERIPHERAL EQUIPMENT & SOFTWARE [5045]
IRS NUMBER: 473298624
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1031
BUSINESS ADDRESS:
STREET 1: 11445 COMPAQ CENTER DRIVE WEST
CITY: HOUSTON
STATE: TX
ZIP: 77070
BUSINESS PHONE: 6506875817
MAIL ADDRESS:
STREET 1: 11445 COMPAQ CENTER DRIVE WEST
CITY: HOUSTON
STATE: TX
ZIP: 77070
4
1
form4.xml
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
X0306
4
2021-12-09
0001645590
Hewlett Packard Enterprise Co
HPE
0001733072
Rothman Irv
C/O HEWLETT PACKARD ENTERPRISE COMPANY
11445 COMPAQ CENTER DRIVE WEST
HOUSTON
TX
77070
0
1
0
0
Pres & CEO Financial Services
Common Stock
2021-12-09
4
A
0
15232
15.38
A
46852
D
Common Stock
2021-12-09
4
F
0
5218
15.38
D
41634
D
Common Stock
2021-12-09
4
A
0
14986
15.38
A
56620
D
Common Stock
2021-12-09
4
F
0
6307
15.38
D
50313
D
Common Stock
2021-12-10
4
M
0
8200
15.21
A
58513
D
Common Stock
2021-12-10
4
F
0
3846
15.21
D
54667
D
Common Stock
2021-12-10
4
M
0
909
15.21
A
55576
D
Common Stock
2021-12-10
4
F
0
448
15.21
D
55128
D
Common Stock
2021-12-10
4
M
0
11061
15.21
A
66189
D
Common Stock
2021-12-10
4
F
0
5188
15.21
D
61001
D
Common Stock
2021-12-10
4
M
0
897
15.21
A
61898
D
Common Stock
2021-12-10
4
F
0
442
15.21
D
61456
D
Common Stock
2021-12-10
4
M
0
16501
15.21
A
77957
D
Common Stock
2021-12-10
4
F
0
8127
15.21
D
69830
D
Common Stock
2021-12-10
4
M
0
562
15.21
A
70392
D
Common Stock
2021-12-10
4
F
0
277
15.21
D
70115
D
Restricted Stock Units
2021-12-10
4
M
0
8200
D
Common Stock
8200
0
D
Restricted Stock Units
2021-12-10
4
M
0
11061
D
Common Stock
11061
11957
D
Restricted Stock Units
2021-12-10
4
M
0
16501
D
Common stock
16501
34125
D
Restricted Stock Units
2021-12-09
4
A
0
56892
A
Common stock
56892
56892
D
As previously reported, on 12/10/18 the reporting person was granted performance adjusted restricted stock units ("PARSUs") subject to Non-GAAP Net Income and relative total stockholder return conditions being met at the time of vesting. These PARSUs vest 50% after 2 and 3 years subject to performance and are issued in Issuer's common stock.
On 12/10/19 the reporting person was granted PARSUs subject to Non-GAAP Net Income and relative total stockholder return conditions being met at the time of vesting. These PARSUs vest 50% after 2 and 3 years subject to performance and are issued in Issuer's common stock.
Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
As previously reported, on 12/10/18 the reporting person was granted 25,738 Restricted Stock Units ("RSUs"), 8,579 of which vested 12/10/19, 8,199 of which vested on 12/10/20, and 8,200 of which vested on 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 66.8933 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21. The number of derivative securities in column 5 also includes 909 vested RSU dividend equivalent rights and a de minimus adjustment of 0.3483 due to fractional rounding of the dividend.
As previously reported, on 12/10/19 the reporting person was granted 34,722 RSUs, 11,574 of which vested on 12/10/20, and 11,061 of which vested on 12/10/21 and 11,062 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 180.4731 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21. The number of derivative securities in column 5 also includes 897 vested RSU dividend equivalent rights and a de minimus adjustment of 0.2183 due to fractional rounding of the dividend.
As previously reported, on 12/10/20 the reporting person was granted 49,505 RSUs, 16,501 of which vested on 12/10/21, and 16,502 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 403.8477 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21. The number of derivative securities in column 5 also includes 562 vested RSU dividend equivalent rights and a de minimus adjustment of 0.7255 due to fractional rounding of the dividend.
On 12/09/21 the reporting person was granted 56,892 RSUs, 18,964 of which will vest on each of 12/09/22, 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.
Derek Windham as Attorney-in-Fact for Irv Rothman
2021-12-13