0001062993-21-012819.txt : 20211213
0001062993-21-012819.hdr.sgml : 20211213
20211213174542
ACCESSION NUMBER: 0001062993-21-012819
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20211209
FILED AS OF DATE: 20211213
DATE AS OF CHANGE: 20211213
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MAY ALAN RICHARD
CENTRAL INDEX KEY: 0001656207
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37483
FILM NUMBER: 211489099
MAIL ADDRESS:
STREET 1: 3000 HANOVER STREET
CITY: PALO ALTO
STATE: CA
ZIP: 94304
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Hewlett Packard Enterprise Co
CENTRAL INDEX KEY: 0001645590
STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-COMPUTER & PERIPHERAL EQUIPMENT & SOFTWARE [5045]
IRS NUMBER: 473298624
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1031
BUSINESS ADDRESS:
STREET 1: 11445 COMPAQ CENTER DRIVE WEST
CITY: HOUSTON
STATE: TX
ZIP: 77070
BUSINESS PHONE: 6506875817
MAIL ADDRESS:
STREET 1: 11445 COMPAQ CENTER DRIVE WEST
CITY: HOUSTON
STATE: TX
ZIP: 77070
4
1
form4.xml
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
X0306
4
2021-12-09
0001645590
Hewlett Packard Enterprise Co
HPE
0001656207
MAY ALAN RICHARD
C/O HEWLETT PACKARD ENTERPRISE COMPANY
11445 COMPAQ CENTER DRIVE WEST
HOUSTON
TX
77070
0
1
0
0
EVP, Chief People Officer
Common Stock
2021-12-09
4
A
0
50771
15.38
A
247088
D
Common Stock
2021-12-09
4
F
0
23529
15.38
D
223559
D
Common Stock
2021-12-09
4
A
0
40871
15.38
A
264430
D
Common Stock
2021-12-09
4
F
0
18242
15.38
D
246188
D
Common Stock
2021-12-10
4
M
0
28598
15.21
A
274786
D
Common Stock
2021-12-10
4
F
0
13177
15.21
D
261609
D
Common Stock
2021-12-10
4
M
0
3133
15.21
A
264742
D
Common Stock
2021-12-10
4
F
0
1444
15.21
D
263298
D
Common Stock
2021-12-10
4
M
0
31566
15.21
A
294864
D
Common Stock
2021-12-10
4
F
0
13993
15.21
D
280871
D
Common Stock
2021-12-10
4
M
0
2493
15.21
A
283364
D
Common Stock
2021-12-10
4
F
0
1106
15.21
D
282258
D
Common Stock
2021-12-10
4
M
0
45035
15.21
A
327293
D
Common Stock
2021-12-10
4
F
0
17722
15.21
D
309571
D
Common Stock
2021-12-10
4
M
0
1532
15.21
A
311103
D
Common Stock
2021-12-10
4
F
0
603
15.21
D
310500
D
Restricted Stock Units
2021-12-10
4
M
0
28598
D
Common Stock
28598
0
D
Restricted Stock Units
2021-12-10
4
M
0
31566
D
Common Stock
31566
34057
D
Restricted Stock Units
2021-12-10
4
M
0
45035
D
Common Stock
45035
93132
D
Restricted Stock Units
2021-12-09
4
A
0
105657
A
Common Stock
105657
105657
D
As previously reported, on 12/10/18 the reporting person was granted performance adjusted restricted stock units ("PARSUs") subject to Non-GAAP Net Income and relative total stockholder return conditions being met at the time of vesting. These PARSUs vest 50% after 2 and 3 years subject to performance and are issued in Issuer's common stock.
On 12/10/19 the reporting person was granted PARSUs subject to Non-GAAP Net Income and relative total stockholder return conditions being met at the time of vesting. These PARSUs vest 50% after 2 and 3 years subject to performance and are issued in Issuer's common stock.
Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
As previously reported, on 12/10/18 the reporting person was granted 85,793 Restricted Stock Units ("RSUs"), 28,597 of which vested on 12/10/19, 28,598 of which vested on 12/10/20 and 28,598 of which vested on 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 237.6565 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21, and 233.2944 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21. The number of derivative securities in column 5 also includes 3,133 vested RSU dividend equivalent rights and a de minimus adjustment of 0.1852 due to fractional rounding of the dividend.
As previously reported, on 12/10/19 the reporting person was granted 94,697 RSUs, 31,565 of which vested on 12/10/20, 31,566 of which vested on 12/10/21, and 31,566 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 524.6427 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21, and 515.01290 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21. The number of derivative securities in column 5 also includes 2,493 vested RSU dividend equivalent rights and a de minimus adjustment of 0.65390 due to fractional rounding of the dividend.
As previously reported, on 12/10/20 the reporting person was granted 135,107 RSUs, 45,035 of which vested on 12/10/21, and 45,036 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 1,122.77290 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21, and 1,102.16450 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21. The number of derivative securities in column 5 also includes 1,532 vested RSU dividend equivalent rights and a de minimus adjustment of 0.80570 due to fractional rounding of the dividend.
On 12/09/21 the reporting person was granted 105,657 RSUs, 35,219 of which will vest on each of 12/09/22, 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.
Derek Windham as Attorney-in-Fact for Alan R. May
2021-12-13