0001062993-21-012818.txt : 20211213
0001062993-21-012818.hdr.sgml : 20211213
20211213174519
ACCESSION NUMBER: 0001062993-21-012818
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20211209
FILED AS OF DATE: 20211213
DATE AS OF CHANGE: 20211213
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Neri Antonio F
CENTRAL INDEX KEY: 0001648401
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37483
FILM NUMBER: 211489098
MAIL ADDRESS:
STREET 1: 3000 HANOVER STREET
CITY: PALO ALTO
STATE: CA
ZIP: 94304
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Hewlett Packard Enterprise Co
CENTRAL INDEX KEY: 0001645590
STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-COMPUTER & PERIPHERAL EQUIPMENT & SOFTWARE [5045]
IRS NUMBER: 473298624
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1031
BUSINESS ADDRESS:
STREET 1: 11445 COMPAQ CENTER DRIVE WEST
CITY: HOUSTON
STATE: TX
ZIP: 77070
BUSINESS PHONE: 6506875817
MAIL ADDRESS:
STREET 1: 11445 COMPAQ CENTER DRIVE WEST
CITY: HOUSTON
STATE: TX
ZIP: 77070
4
1
form4.xml
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
X0306
4
2021-12-09
0001645590
Hewlett Packard Enterprise Co
HPE
0001648401
Neri Antonio F
C/O HEWLETT PACKARD ENTERPRISE COMPANY
11445 COMPAQ CENTER DRIVE WEST
HOUSTON
TX
77070
0
1
0
0
President and CEO
Common Stock
2021-12-09
4
A
0
206123
15.38
A
600163
D
Common Stock
2021-12-09
4
F
0
93938
15.38
D
506225
D
Common Stock
2021-12-09
4
A
0
146449
15.38
A
652674
D
Common Stock
2021-12-09
4
F
0
65363
15.38
D
587311
D
Common Stock
2021-12-10
4
M
0
116106
15.21
A
703417
D
Common Stock
2021-12-10
4
F
0
53495
15.21
D
649922
D
Common Stock
2021-12-10
4
M
0
12720
15.21
A
662642
D
Common Stock
2021-12-10
4
F
0
5861
15.21
D
656781
D
Common Stock
2021-12-10
4
M
0
113110
15.21
A
769891
D
Common Stock
2021-12-10
4
F
0
50140
15.21
D
719751
D
Common Stock
2021-12-10
4
M
0
8931
15.21
A
728682
D
Common Stock
2021-12-10
4
F
0
3959
15.21
D
724723
D
Common Stock
2021-12-10
4
M
0
171892
15.21
A
896615
D
Common Stock
2021-12-10
4
F
0
67640
15.21
D
828975
D
Common Stock
2021-12-10
4
M
0
5842
15.21
A
834817
D
Common Stock
2021-12-10
4
F
0
2299
15.21
D
832518
D
Restricted Stock Units
2021-12-10
4
M
0
116106
D
Common Stock
116106
0
D
Restricted Stock Units
2021-12-10
4
M
0
113110
D
Common Stock
113110
122040
D
Restricted Stock Units
2021-12-10
4
M
0
171892
D
Common Stock
171892
355467
D
Restricted Stock Units
2021-12-09
4
A
0
422627
A
Common Stock
422627
422627
D
As previously reported, on 12/10/18 the reporting person was granted performance adjusted restricted stock units ("PARSUs") subject to Non-GAAP Net Income and relative total stockholder return conditions being met at the time of vesting. These PARSUs vest 50% after 2 and 3 years subject to performance and are issued in Issuer's common stock.
On 12/10/19 the reporting person was granted PARSUs subject to Non-GAAP Net Income and relative total stockholder return conditions being met at the time of vesting. These PARSUs vest 50% after 2 and 3 years subject to performance and are issued in Issuer's common stock.
Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
As previously reported, on 12/10/18 the reporting person was granted 348,318 Restricted Stock Units ("RSUs"), 116,106 of which vested on each of 12/10/19 and 12/10/20, and 116,106 of which vested on 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 12,720 vested RSU dividend equivalent rights and a de minimus adjustment of 0.4960 due to fractional rounding of the dividend.
As previously reported, on 12/10/19 the reporting person was granted 339,331 RSUs, 113,110 of which vested on 12/10/20, 113,110 of which vested on 12/10/21, and 113,111 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 8,931 vested RSU dividend equivalent rights and a de minimus adjustment of 0.5778 due to fractional rounding of the dividend.
As previously reported, on 12/10/20 the reporting person was granted 515,677 RSUs, 171,892 of which vested on 12/10/21, 171,892 of which will vest on 12/10/22, and 171,893 of which will vest on 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 5,842 vested RSU dividend equivalent rights and a de minimus adjustment of 0.3094 due to fractional rounding of the dividend.
On 12/09/21 the reporting person was granted 422,627 RSUs, 140,875 of which will vest on 12/09/22, and 140,876 of which will vest on each of 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.
Derek Windham as Attorney-in-Fact for Antonio F. Neri
2021-12-13