0001062993-21-012818.txt : 20211213 0001062993-21-012818.hdr.sgml : 20211213 20211213174519 ACCESSION NUMBER: 0001062993-21-012818 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211209 FILED AS OF DATE: 20211213 DATE AS OF CHANGE: 20211213 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Neri Antonio F CENTRAL INDEX KEY: 0001648401 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37483 FILM NUMBER: 211489098 MAIL ADDRESS: STREET 1: 3000 HANOVER STREET CITY: PALO ALTO STATE: CA ZIP: 94304 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Hewlett Packard Enterprise Co CENTRAL INDEX KEY: 0001645590 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-COMPUTER & PERIPHERAL EQUIPMENT & SOFTWARE [5045] IRS NUMBER: 473298624 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 11445 COMPAQ CENTER DRIVE WEST CITY: HOUSTON STATE: TX ZIP: 77070 BUSINESS PHONE: 6506875817 MAIL ADDRESS: STREET 1: 11445 COMPAQ CENTER DRIVE WEST CITY: HOUSTON STATE: TX ZIP: 77070 4 1 form4.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES X0306 4 2021-12-09 0001645590 Hewlett Packard Enterprise Co HPE 0001648401 Neri Antonio F C/O HEWLETT PACKARD ENTERPRISE COMPANY 11445 COMPAQ CENTER DRIVE WEST HOUSTON TX 77070 0 1 0 0 President and CEO Common Stock 2021-12-09 4 A 0 206123 15.38 A 600163 D Common Stock 2021-12-09 4 F 0 93938 15.38 D 506225 D Common Stock 2021-12-09 4 A 0 146449 15.38 A 652674 D Common Stock 2021-12-09 4 F 0 65363 15.38 D 587311 D Common Stock 2021-12-10 4 M 0 116106 15.21 A 703417 D Common Stock 2021-12-10 4 F 0 53495 15.21 D 649922 D Common Stock 2021-12-10 4 M 0 12720 15.21 A 662642 D Common Stock 2021-12-10 4 F 0 5861 15.21 D 656781 D Common Stock 2021-12-10 4 M 0 113110 15.21 A 769891 D Common Stock 2021-12-10 4 F 0 50140 15.21 D 719751 D Common Stock 2021-12-10 4 M 0 8931 15.21 A 728682 D Common Stock 2021-12-10 4 F 0 3959 15.21 D 724723 D Common Stock 2021-12-10 4 M 0 171892 15.21 A 896615 D Common Stock 2021-12-10 4 F 0 67640 15.21 D 828975 D Common Stock 2021-12-10 4 M 0 5842 15.21 A 834817 D Common Stock 2021-12-10 4 F 0 2299 15.21 D 832518 D Restricted Stock Units 2021-12-10 4 M 0 116106 D Common Stock 116106 0 D Restricted Stock Units 2021-12-10 4 M 0 113110 D Common Stock 113110 122040 D Restricted Stock Units 2021-12-10 4 M 0 171892 D Common Stock 171892 355467 D Restricted Stock Units 2021-12-09 4 A 0 422627 A Common Stock 422627 422627 D As previously reported, on 12/10/18 the reporting person was granted performance adjusted restricted stock units ("PARSUs") subject to Non-GAAP Net Income and relative total stockholder return conditions being met at the time of vesting. These PARSUs vest 50% after 2 and 3 years subject to performance and are issued in Issuer's common stock. On 12/10/19 the reporting person was granted PARSUs subject to Non-GAAP Net Income and relative total stockholder return conditions being met at the time of vesting. These PARSUs vest 50% after 2 and 3 years subject to performance and are issued in Issuer's common stock. Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. As previously reported, on 12/10/18 the reporting person was granted 348,318 Restricted Stock Units ("RSUs"), 116,106 of which vested on each of 12/10/19 and 12/10/20, and 116,106 of which vested on 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 12,720 vested RSU dividend equivalent rights and a de minimus adjustment of 0.4960 due to fractional rounding of the dividend. As previously reported, on 12/10/19 the reporting person was granted 339,331 RSUs, 113,110 of which vested on 12/10/20, 113,110 of which vested on 12/10/21, and 113,111 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 8,931 vested RSU dividend equivalent rights and a de minimus adjustment of 0.5778 due to fractional rounding of the dividend. As previously reported, on 12/10/20 the reporting person was granted 515,677 RSUs, 171,892 of which vested on 12/10/21, 171,892 of which will vest on 12/10/22, and 171,893 of which will vest on 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 5,842 vested RSU dividend equivalent rights and a de minimus adjustment of 0.3094 due to fractional rounding of the dividend. On 12/09/21 the reporting person was granted 422,627 RSUs, 140,875 of which will vest on 12/09/22, and 140,876 of which will vest on each of 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Derek Windham as Attorney-in-Fact for Antonio F. Neri 2021-12-13