0001415889-18-000021.txt : 20180109 0001415889-18-000021.hdr.sgml : 20180109 20180109060545 ACCESSION NUMBER: 0001415889-18-000021 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180104 FILED AS OF DATE: 20180109 DATE AS OF CHANGE: 20180109 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Baldock Philip Charles CENTRAL INDEX KEY: 0001662683 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37672 FILM NUMBER: 18517790 MAIL ADDRESS: STREET 1: 6810 PORTSIDE DRIVE CITY: BOCA RATON STATE: FL ZIP: 33496 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ARRIS International plc CENTRAL INDEX KEY: 0001645494 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 981241619 STATE OF INCORPORATION: X0 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3871 LAKEFIELD DRIVE CITY: SUWANEE STATE: GA ZIP: 30024 BUSINESS PHONE: (678)473-2000 MAIL ADDRESS: STREET 1: 3871 LAKEFIELD DRIVE CITY: SUWANEE STATE: GA ZIP: 30024 FORMER COMPANY: FORMER CONFORMED NAME: ARRIS International Ltd DATE OF NAME CHANGE: 20150617 4 1 form4-01092018_030132.xml X0306 4 2018-01-04 0001645494 ARRIS International plc ARRS 0001662683 Baldock Philip Charles 3871 LAKEFIELD DRIVE SUWANEE GA 30024 false true false false SVP, CHIEF INFORMATION OFFICER Ordinary Shares 2018-01-04 4 M 0 9859 0 A 13529 D Ordinary Shares 2018-01-04 4 S 0 4930 26.11 D 8599 D Restricted Shares (S) 160707 0 2018-01-04 4 M 0 7687 0 D 2018-01-04 Ordinary Shares 11890 4203 D Restricted Shares (R) 160707 0 2018-01-04 4 M 0 2172 0 D 2018-01-04 Ordinary Shares 3260 1088 D Restricted Shares (S) 160707 0 2018-01-04 4 F 0 4203 25.99 D 2018-01-04 Ordinary Shares 4203 0 D Restricted Shares (R) 160707 0 2018-01-04 4 F 0 1088 25.99 D 2018-01-04 Ordinary Shares 1088 0 D Restricted Shares (T) 160707 0 2020-07-07 Ordinary Shares 12008 12008 D Restricted Shares (P) 160707 0 2019-01-31 Ordinary Shares 32020 32020 D Restricted Shares (T) 170329 0 2012-03-29 Ordinary Shares 14980 14980 D Restricted Shares (P) 170329 0 2020-01-31 Ordinary Shares 29960 29960 D Restricted Shares (T) 170329 0 2012-03-29 Ordinary Shares 14980 14980 D Restricted Shares (P) 170329 0 2020-01-31 Ordinary Shares 29960 29960 D Represents a restricted stock grant subsequent to the 4 January 2016 combination of ARRIS Group, Inc. ("ARRIS") and Pace plc ("Pace") pursuant to which each of ARRIS and Pace was acquired by a new English holding company, ARRIS International plc (the "Merger"). The granted shares are subject to vesting on the second anniversary of the Merger. Date represents vesting date for the award. Represents the vested portion of a restricted stock unit grant converting to ordinary shares. This restricted stock unit grant does not have a date of expiration, but will fully vest pursuant to the predetermined vesting schedule. Represents shares withheld to cover payroll tax liability on vesting of previously granted restricted stock units. Represents a restricted stock unit grant that vests annually in fourths beginning one year from the date of the award. Date shown reflects the date upon which the award is fully vested. Represents a restricted stock unit grant that is performance-based and can vest between 0 and 200% of the grant amount based on the Company's shareholder return as compared to the NASDAQ Composite shareholder return over a three-year measurement period. Amount shown reflects maximum vesting of the award at the 200% level. /s/ Patrick W. Macken, Attorney-in-Fact 2018-01-08