0001415889-18-000021.txt : 20180109
0001415889-18-000021.hdr.sgml : 20180109
20180109060545
ACCESSION NUMBER: 0001415889-18-000021
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180104
FILED AS OF DATE: 20180109
DATE AS OF CHANGE: 20180109
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Baldock Philip Charles
CENTRAL INDEX KEY: 0001662683
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37672
FILM NUMBER: 18517790
MAIL ADDRESS:
STREET 1: 6810 PORTSIDE DRIVE
CITY: BOCA RATON
STATE: FL
ZIP: 33496
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ARRIS International plc
CENTRAL INDEX KEY: 0001645494
STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663]
IRS NUMBER: 981241619
STATE OF INCORPORATION: X0
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3871 LAKEFIELD DRIVE
CITY: SUWANEE
STATE: GA
ZIP: 30024
BUSINESS PHONE: (678)473-2000
MAIL ADDRESS:
STREET 1: 3871 LAKEFIELD DRIVE
CITY: SUWANEE
STATE: GA
ZIP: 30024
FORMER COMPANY:
FORMER CONFORMED NAME: ARRIS International Ltd
DATE OF NAME CHANGE: 20150617
4
1
form4-01092018_030132.xml
X0306
4
2018-01-04
0001645494
ARRIS International plc
ARRS
0001662683
Baldock Philip Charles
3871 LAKEFIELD DRIVE
SUWANEE
GA
30024
false
true
false
false
SVP, CHIEF INFORMATION OFFICER
Ordinary Shares
2018-01-04
4
M
0
9859
0
A
13529
D
Ordinary Shares
2018-01-04
4
S
0
4930
26.11
D
8599
D
Restricted Shares (S) 160707
0
2018-01-04
4
M
0
7687
0
D
2018-01-04
Ordinary Shares
11890
4203
D
Restricted Shares (R) 160707
0
2018-01-04
4
M
0
2172
0
D
2018-01-04
Ordinary Shares
3260
1088
D
Restricted Shares (S) 160707
0
2018-01-04
4
F
0
4203
25.99
D
2018-01-04
Ordinary Shares
4203
0
D
Restricted Shares (R) 160707
0
2018-01-04
4
F
0
1088
25.99
D
2018-01-04
Ordinary Shares
1088
0
D
Restricted Shares (T) 160707
0
2020-07-07
Ordinary Shares
12008
12008
D
Restricted Shares (P) 160707
0
2019-01-31
Ordinary Shares
32020
32020
D
Restricted Shares (T) 170329
0
2012-03-29
Ordinary Shares
14980
14980
D
Restricted Shares (P) 170329
0
2020-01-31
Ordinary Shares
29960
29960
D
Restricted Shares (T) 170329
0
2012-03-29
Ordinary Shares
14980
14980
D
Restricted Shares (P) 170329
0
2020-01-31
Ordinary Shares
29960
29960
D
Represents a restricted stock grant subsequent to the 4 January 2016 combination of ARRIS Group, Inc. ("ARRIS") and Pace plc ("Pace") pursuant to which each of ARRIS and Pace was acquired by a new English holding company, ARRIS International plc (the "Merger"). The granted shares are subject to vesting on the second anniversary of the Merger. Date represents vesting date for the award.
Represents the vested portion of a restricted stock unit grant converting to ordinary shares.
This restricted stock unit grant does not have a date of expiration, but will fully vest pursuant to the predetermined vesting schedule.
Represents shares withheld to cover payroll tax liability on vesting of previously granted restricted stock units.
Represents a restricted stock unit grant that vests annually in fourths beginning one year from the date of the award. Date shown reflects the date upon which the award is fully vested.
Represents a restricted stock unit grant that is performance-based and can vest between 0 and 200% of the grant amount based on the Company's shareholder return as compared to the NASDAQ Composite shareholder return over a three-year measurement period. Amount shown reflects maximum vesting of the award at the 200% level.
/s/ Patrick W. Macken, Attorney-in-Fact
2018-01-08