0001415889-17-001779.txt : 20171114
0001415889-17-001779.hdr.sgml : 20171114
20171114102830
ACCESSION NUMBER: 0001415889-17-001779
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20171031
FILED AS OF DATE: 20171114
DATE AS OF CHANGE: 20171114
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Baldock Philip Charles
CENTRAL INDEX KEY: 0001662683
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37672
FILM NUMBER: 171199062
MAIL ADDRESS:
STREET 1: 6810 PORTSIDE DRIVE
CITY: BOCA RATON
STATE: FL
ZIP: 33496
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ARRIS International plc
CENTRAL INDEX KEY: 0001645494
STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663]
IRS NUMBER: 981241619
STATE OF INCORPORATION: X0
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3871 LAKEFIELD DRIVE
CITY: SUWANEE
STATE: GA
ZIP: 30024
BUSINESS PHONE: (678)473-2000
MAIL ADDRESS:
STREET 1: 3871 LAKEFIELD DRIVE
CITY: SUWANEE
STATE: GA
ZIP: 30024
FORMER COMPANY:
FORMER CONFORMED NAME: ARRIS International Ltd
DATE OF NAME CHANGE: 20150617
4
1
form4-11142017_071119.xml
X0306
4
2017-10-31
0001645494
ARRIS International plc
ARRS
0001662683
Baldock Philip Charles
3871 LAKEFIELD DRIVE
SUWANEE
GA
30024
false
true
false
false
SVP, CHIEF INFORMATION OFFICER
Ordinary Shares
2017-10-31
5
J
0
271
22.09
A
3670
D
Restricted Shares (S) 160707
0
2018-01-04
Ordinary Shares
11890
11890
D
Restricted Shares (R) 160707
0
2018-01-04
Ordinary Shares
3260
3260
D
Restricted Shares (T) 160707
0
2020-07-07
Ordinary Shares
14675
12008
D
Restricted Shares (P) 160707
0
2019-01-31
Ordinary Shares
32020
32020
D
Restricted Shares (T) 170329
0
2012-03-29
Ordinary Shares
14980
14980
D
Restricted Shares (P) 170329
0
2020-01-31
Ordinary Shares
29960
29960
D
Restricted Shares (T) 170329
0
2012-03-29
Ordinary Shares
14980
14980
D
Restricted Shares (P) 170329
0
2020-01-31
Ordinary Shares
29960
29960
D
Shares acquired through the ARRIS International plc ESPP.
In connection with the planned transaction between ARRIS Group, Inc. and Pace plc, pursuant to Section 4985 of the Code, an excise tax may be imposed on the ARRIS officers. To avoid the excise tax becoming due on such equity awards, the ARRIS board of directors approved the accelerated vesting of certain equity awards. The number here represents shares of ARRIS acquired pursuant to the accelerated vesting.
This restricted stock unit grant does not have a date of expiration, but will fully vest pursuant to the predetermined vesting schedule.
Represents a restricted stock unit grant that vests annually in fourths beginning one year from the date of the award. Date shown reflects the date upon which the award is fully vested.
Represents a restricted stock unit grant that is performance-based and can vest between 0 and 200% of the grant amount based on the Company's shareholder return as compared to the NASDAQ Composite shareholder return over a three-year measurement period. Amount shown reflects maximum vesting of the award at the 200% level.
/s/ Patrick W. Macken, Attorney-in-Fact
2017-11-14