0001415889-17-001200.txt : 20170714 0001415889-17-001200.hdr.sgml : 20170714 20170714163517 ACCESSION NUMBER: 0001415889-17-001200 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170712 FILED AS OF DATE: 20170714 DATE AS OF CHANGE: 20170714 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ARRIS International plc CENTRAL INDEX KEY: 0001645494 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 981241619 STATE OF INCORPORATION: X0 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3871 LAKEFIELD DRIVE CITY: SUWANEE STATE: GA ZIP: 30024 BUSINESS PHONE: (678)473-2000 MAIL ADDRESS: STREET 1: 3871 LAKEFIELD DRIVE CITY: SUWANEE STATE: GA ZIP: 30024 FORMER COMPANY: FORMER CONFORMED NAME: ARRIS International Ltd DATE OF NAME CHANGE: 20150617 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: McCaffery Stephen J. CENTRAL INDEX KEY: 0001690129 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37672 FILM NUMBER: 17965838 MAIL ADDRESS: STREET 1: VICTORIA ROAD STREET 2: WEST YORKSHIRE CITY: SALTAIRE STATE: X0 ZIP: BD183LF 4 1 form4-07142017_040706.xml X0306 4 2017-07-12 0001645494 ARRIS International plc ARRS 0001690129 McCaffery Stephen J. 3871 LAKEFIELD DRIVE SUWANEE GA 30024 false true false false PRESIDENT, INTERNATIONAL SALES Ordinary Shares 2017-07-12 4 M 0 2472 0 A 21736 D Restricted Shares (T) 130712 0 2017-07-12 4 F 0 1719 28.06 D 2017-07-12 Ordinary Shares 4191 2472 D Restricted Shares (T) 130712 0 2017-07-12 4 M 0 2472 0 D 2017-07-12 Ordinary Shares 2472 0 D Restricted Shares (T) 140120 0 2018-01-20 Ordinary Shares 1890 1890 D Restricted Shares (T) 140327 0 2018-03-27 Ordinary Shares 3171 3171 D Restrited Shares (T) 150330 0 2019-03-30 Ordinary Shares 6020 6020 D Restricted Shares (T) 160707 0 2020-07-07 Ordinary Shares 8224 8224 D Restricted Shares (P) 160707 0 2019-01-31 Ordinary Shares 21930 21930 D Restricted Shares (T) 170329 0 2021-03-29 Ordinary Shares 18725 18725 D Restricted Shares (P) 170329 0 2020-01-31 Ordinary Shares 37450 37450 D Represents the vested portion of a restricted stock unit grant converting to ordinary shares. Represents a restricted stock unit grant that vests annually in fourths beginning one year from the date of the award. Date shown reflects the date upon which the award is fully vested. Represents shares cash cancelled to cover payroll tax liability on vesting of previously granted restricted stock units. This restricted stock unit grant does not have a date of expiration, but will fully vest pursuant to the predetermined vesting schedule. Represents a restricted stock unit grant that is performance-based and can vest between 0 and 200% of the grant amount based on the Company's shareholder return as compared to the NASDAQ Composite shareholder return over a three-year measurement period. Amount shown reflects maximum vesting of the award at the 200% level. /s/ Patrick W. Macken, Attorney-in-Fact 2017-07-14