0001415889-17-001170.txt : 20170711 0001415889-17-001170.hdr.sgml : 20170711 20170711203031 ACCESSION NUMBER: 0001415889-17-001170 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170707 FILED AS OF DATE: 20170711 DATE AS OF CHANGE: 20170711 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ARRIS International plc CENTRAL INDEX KEY: 0001645494 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 981241619 STATE OF INCORPORATION: X0 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3871 LAKEFIELD DRIVE CITY: SUWANEE STATE: GA ZIP: 30024 BUSINESS PHONE: (678)473-2000 MAIL ADDRESS: STREET 1: 3871 LAKEFIELD DRIVE CITY: SUWANEE STATE: GA ZIP: 30024 FORMER COMPANY: FORMER CONFORMED NAME: ARRIS International Ltd DATE OF NAME CHANGE: 20150617 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Baldock Philip Charles CENTRAL INDEX KEY: 0001662683 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37672 FILM NUMBER: 17960822 MAIL ADDRESS: STREET 1: 6810 PORTSIDE DRIVE CITY: BOCA RATON STATE: FL ZIP: 33496 4 1 form4-07112017_080720.xml X0306 4 2017-07-07 0001645494 ARRIS International plc ARRS 0001662683 Baldock Philip Charles 3871 LAKEFIELD DRIVE SUWANEE GA 30024 false true false false SVP, CHIEF INFORMATION OFFICER Ordinary Shares 2017-07-07 4 M 0 2667 0 A 3399 D Restricted Shares (T) 160707 0 2017-07-07 4 F 0 1335 27.46 D 2020-07-07 Ordinary Shares 16010 14675 D Restricted Shares (T) 160707 0 2017-07-07 4 M 0 2667 0 D 2020-07-07 Ordinary Shares 14675 12008 D Restricted Shares (S) 160707 0 2018-01-04 Ordinary Shares 11890 11890 D Restricted Shares (R) 160707 0 2018-01-04 Ordinary Shares 3260 3260 D Restricted Shares (P) 160707 0 2019-01-31 Ordinary Shares 32020 32020 D Restricted Shares (T) 170329 0 2012-03-29 Ordinary Shares 14980 14980 D Restricted Shares (P) 170329 0 2020-01-31 Ordinary Shares 29960 29960 D Restricted Shares (T) 170329 0 2012-03-29 Ordinary Shares 14980 14980 D Restricted Shares (P) 170329 0 2020-01-31 Ordinary Shares 29960 29960 D Represents the vested portion of a restricted stock unit grant converting to ordinary shares. Represents a restricted stock unit grant that vests annually in fourths beginning one year from the date of the award. Date shown reflects the date upon which the award is fully vested. Represents shares cash cancelled to cover payroll tax liability on vesting of previously granted restricted stock units. This restricted stock unit grant does not have a date of expiration, but will fully vest pursuant to the predetermined vesting schedule. In connection with the planned transaction between ARRIS Group, Inc. and Pace plc, pursuant to Section 4985 of the Code, an excise tax may be imposed on the ARRIS officers. To avoid the excise tax becoming due on such equity awards, the ARRIS board of directors approved the accelerated vesting of certain equity awards. The number here represents shares of ARRIS acquired pursuant to the accelerated vesting. Represents a restricted stock unit grant that is performance-based and can vest between 0 and 200% of the grant amount based on the Company's shareholder return as compared to the NASDAQ Composite shareholder return over a three-year measurement period. Amount shown reflects maximum vesting of the award at the 200% level. /s/ Patrick W. Macken, Attorney-in-Fact 2017-07-11