0001415889-17-001169.txt : 20170711 0001415889-17-001169.hdr.sgml : 20170711 20170711203027 ACCESSION NUMBER: 0001415889-17-001169 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170428 FILED AS OF DATE: 20170711 DATE AS OF CHANGE: 20170711 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ARRIS International plc CENTRAL INDEX KEY: 0001645494 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 981241619 STATE OF INCORPORATION: X0 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3871 LAKEFIELD DRIVE CITY: SUWANEE STATE: GA ZIP: 30024 BUSINESS PHONE: (678)473-2000 MAIL ADDRESS: STREET 1: 3871 LAKEFIELD DRIVE CITY: SUWANEE STATE: GA ZIP: 30024 FORMER COMPANY: FORMER CONFORMED NAME: ARRIS International Ltd DATE OF NAME CHANGE: 20150617 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: O'Loughlin Timothy R CENTRAL INDEX KEY: 0001662677 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37672 FILM NUMBER: 17960821 MAIL ADDRESS: STREET 1: 2708 NE 37TH DRIVE CITY: FORT LAUDERDALE STATE: FL ZIP: 33308 4 1 form4-07112017_080716.xml X0306 4 2017-04-28 0001645494 ARRIS International plc ARRS 0001662677 O'Loughlin Timothy R 3871 LAKEFIELD DRIVE SUWANEE GA 30024 false true false false PRESIDENT,NORTH AMERICAN SALES Ordinary Shares 2017-04-28 5 J 0 381 22.09 A 1907.877 D Ordinary Shares 2017-07-07 4 M 0 3583 0 A 5490.877 D Restricted Shares (T) 160707 0 2017-07-07 4 F 0 1350 27.46 D 2020-07-07 Ordinary Shares 19735 18385 D Restricted Shares (T) 160707 0 2017-07-07 4 M 0 3583 0 D 2020-07-07 Ordinary Shares 18385 14802 D Restricted Shares (S) 160707 0 2018-01-04 Ordinary Shares 14650 14650 D Restricted Shares (R) 160707 0 2018-01-04 Ordinary Shares 4230 4230 D Restricted Shares (P) 160707 0 2019-01-31 Ordinary Shares 39470 39470 D Restricted Shares (T) 170329 0 2021-03-29 Ordinary Shares 18725 18725 D Restricted Shares (P) 170329 0 2020-01-31 Ordinary Shares 37450 37450 D Shares acquired through the ARRIS International plc ESPP. Represents the vested portion of a restricted stock unit grant converting to ordinary shares. Represents a restricted stock unit grant that vests annually in fourths beginning one year from the date of the award. Date shown reflects the date upon which the award is fully vested. Represents shares cash cancelled to cover payroll tax liability on vesting of previously granted restricted stock units. This restricted stock unit grant does not have a date of expiration, but will fully vest pursuant to the predetermined vesting schedule. Represents a restricted stock grant subsequent to the 4 January 2016 combination of ARRIS Group, Inc. ("ARRIS") and Pace plc ("Pace") pursuant to which each of ARRIS and Pace was acquired by a new English holding company, ARRIS International plc (the "Merger"). The granted shares are subject to vesting on the second anniversary of the Merger. Date represents vesting date for the award. Represents a restricted stock unit grant that is performance-based and can vest between 0 and 200% of the grant amount based on the Company's shareholder return as compared to the NASDAQ Composite shareholder return over a three-year measurement period. Amount shown reflects maximum vesting of the award at the 200% level. /s/ Patrick W. Macken, Attorney-in-Fact 2017-07-11