0001415889-17-001168.txt : 20170711 0001415889-17-001168.hdr.sgml : 20170711 20170711203022 ACCESSION NUMBER: 0001415889-17-001168 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170428 FILED AS OF DATE: 20170711 DATE AS OF CHANGE: 20170711 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ARRIS International plc CENTRAL INDEX KEY: 0001645494 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 981241619 STATE OF INCORPORATION: X0 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3871 LAKEFIELD DRIVE CITY: SUWANEE STATE: GA ZIP: 30024 BUSINESS PHONE: (678)473-2000 MAIL ADDRESS: STREET 1: 3871 LAKEFIELD DRIVE CITY: SUWANEE STATE: GA ZIP: 30024 FORMER COMPANY: FORMER CONFORMED NAME: ARRIS International Ltd DATE OF NAME CHANGE: 20150617 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Whalen Daniel T CENTRAL INDEX KEY: 0001689876 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37672 FILM NUMBER: 17960820 MAIL ADDRESS: STREET 1: 2055 BENJAMIN CIRCLE CITY: WALL STATE: NJ ZIP: 07719 4 1 form4-07112017_080712.xml X0306 4 2017-04-28 0001645494 ARRIS International plc ARRS 0001689876 Whalen Daniel T 3871 LAKEFIELD DRIVE SUWANEE GA 30024 false true false false PRESIDENT, NETWORK AND CLOUD Ordinary Shares 2017-04-28 5 J 0 847 22.09 A 7893 D Ordinary Shares 2017-07-07 4 M 0 3385 0 A 11278 D Restricted Shares (T) 160707 0 2017-07-07 4 M 0 3385 0 D 2020-07-07 Ordinary Shares 21930 18545 D Restricted Shares (T) 160707 0 2017-07-07 4 F 0 2097 27.46 D 2020-07-07 Ordinary Shares 18545 16448 D Restricted Shares (T) 140327 0 2018-03-27 Ordinary Shares 6027 3625 D Restricted Shares (T) 150330 0 2019-03-30 Ordinary Shares 9136 6880 D Restricted Shares (T) 170329 0 2021-03-29 Ordinary Shares 18725 18725 D Restricted Shares (P) 170329 0 2020-01-31 Ordinary Shares 37450 37450 D Shares acquired through the ARRIS International plc ESPP. Represents the vested portion of a restricted stock unit grant converting to ordinary shares. Represents a restricted stock unit grant that vests annually in fourths beginning one year from the date of the award. Date shown reflects the date upon which the award is fully vested. This restricted stock unit grant does not have a date of expiration, but will fully vest pursuant to the predetermined vesting schedule. Represents shares cash cancelled to cover payroll tax liability on vesting of previously granted restricted stock units. Represents a restricted stock unit grant that is performance-based and can vest between 0 and 200% of the grant amount based on the Company's shareholder return as compared to the NASDAQ Composite shareholder return over a three-year measurement period. Amount shown reflects maximum vesting of the award at the 200% level. /s/ Patrick W. Macken, Attorney-in-Fact 2017-07-11