0001415889-17-000555.txt : 20170331
0001415889-17-000555.hdr.sgml : 20170331
20170331213011
ACCESSION NUMBER: 0001415889-17-000555
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160106
FILED AS OF DATE: 20170331
DATE AS OF CHANGE: 20170331
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ARRIS International plc
CENTRAL INDEX KEY: 0001645494
STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663]
IRS NUMBER: 981241619
STATE OF INCORPORATION: X0
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3871 LAKEFIELD DRIVE
CITY: SUWANEE
STATE: GA
ZIP: 30024
BUSINESS PHONE: (678)473-2000
MAIL ADDRESS:
STREET 1: 3871 LAKEFIELD DRIVE
CITY: SUWANEE
STATE: GA
ZIP: 30024
FORMER COMPANY:
FORMER CONFORMED NAME: ARRIS International Ltd
DATE OF NAME CHANGE: 20150617
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: O'Loughlin Timothy R
CENTRAL INDEX KEY: 0001662677
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37672
FILM NUMBER: 17732104
MAIL ADDRESS:
STREET 1: 2708 NE 37TH DRIVE
CITY: FORT LAUDERDALE
STATE: FL
ZIP: 33308
4/A
1
form4a-03312017_090301.xml
X0306
4/A
2016-01-06
2016-01-08
0001645494
ARRIS International plc
ARRS
0001662677
O'Loughlin Timothy R
3871 LAKEFIELD DRIVE
SUWANEE
GA
30024
false
true
false
false
PRESIDENT,NORTH AMERICAN SALES
Ordinary Shares
2016-01-06
4
S
0
17396.9985
29.7812
D
1526.877
D
Restricted Shares (T) 170329
0
2017-03-29
4
A
0
18725
0
A
2021-03-29
Ordinary Shares
18725
18725
D
Restricted Shares (P) 170329
0
2017-03-29
4
A
0
37450
0
A
2020-01-31
Ordinary Shares
37450
37450
D
Restricted Shares (S) 160707
0
2018-01-04
Ordinary Shares
14650
14650
D
Restricted Shares (R) 160707
0
2018-01-04
Ordinary Shares
4230
4230
D
Restricted Shares (T) 160707
0
2020-07-07
Ordinary Shares
19735
19735
D
Restricted Shares (P) 160707
0
2019-01-31
Ordinary Shares
39470
39470
D
The number of shares previously reported were the pre-combination quantity of shares held and did not reflect conversion multiplier pursuant to the scheme.
The price reported is a weighted average price. The shares were sold in multiple transactions at prices within $1 of the high and low sale prices. The reporting person undertakes to provide issuer or any security holder of the issuer or the staff of the Security Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote
Represents a restricted stock unit grant that vests annually in fourths beginning one year from the date of the award. Date shown reflects the date upon which the award is fully vested.
This restricted stock unit grant does not have a date of expiration, but will fully vest pursuant to the predetermined vesting schedule.
Represents a restricted stock unit grant that is performance-based and can vest between 0 and 200% of the grant amount based on the Company's shareholder return as compared to the NASDAQ Composite shareholder return over a three-year measurement period. Amount shown reflects maximum vesting of the award at the 200% level.
Represents a restricted stock grant subsequent to the 4 January 2016 combination of ARRIS Group, Inc. ("ARRIS") and Pace plc ("Pace") pursuant to which each of ARRIS and Pace was acquired by a new English holding company, ARRIS International plc (the "Merger"). The granted shares are subject to vesting on the second anniversary of the Merger. Date represents vesting date for the award.
/s/ Patrick W. Macken, Attorney-in-Fact
2017-03-31