0001127602-18-023056.txt : 20180710 0001127602-18-023056.hdr.sgml : 20180710 20180710200825 ACCESSION NUMBER: 0001127602-18-023056 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180430 FILED AS OF DATE: 20180710 DATE AS OF CHANGE: 20180710 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Baldock Philip Charles CENTRAL INDEX KEY: 0001662683 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37672 FILM NUMBER: 18947906 MAIL ADDRESS: STREET 1: 6810 PORTSIDE DRIVE CITY: BOCA RATON STATE: FL ZIP: 33496 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ARRIS International plc CENTRAL INDEX KEY: 0001645494 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 981241619 STATE OF INCORPORATION: X0 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3871 LAKEFIELD DRIVE CITY: SUWANEE STATE: GA ZIP: 30024 BUSINESS PHONE: (678)473-2000 MAIL ADDRESS: STREET 1: 3871 LAKEFIELD DRIVE CITY: SUWANEE STATE: GA ZIP: 30024 FORMER COMPANY: FORMER CONFORMED NAME: ARRIS International Ltd DATE OF NAME CHANGE: 20150617 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2018-04-30 0001645494 ARRIS International plc ARRS 0001662683 Baldock Philip Charles 3871 LAKEFIELD DRIVE SUWANEE GA 30024 1 SVP, CHIEF INFORMATION OFFICER Ordinary Shares 2018-07-06 4 M 0 2788 0 A 12691 D Ordinary Shares 2018-07-09 4 S 0 1394 25.47 D 11297 D Ordinary Shares 2018-04-30 5 J 0 E 247 23.21 A 10150 D Restricted Shares 0 2018-07-06 4 F 0 1215 25.27 D 2020-07-07 Ordinary Shares 1215 10793 D Restricted Shares 0 2018-07-06 4 M 0 2788 0 D 2020-07-07 Ordinary Shares 2788 8005 D Restricted Shares 0 2020-01-31 Ordinary Shares 29960 29960 D Restricted Shares 0 2021-01-31 Ordinary Shares 32930 32930 D Restricted Shares 0 2019-01-31 Ordinary Shares 32020 32020 D Restricted Shares 0 2012-03-29 Ordinary Shares 11235 11235 D Restricted Shares 0 2022-03-30 Ordinary Shares 16465 16465 D Represents the vested portion of a restricted stock unit grant converting to ordinary shares. Shares sold subject to an existing Rule 10b5-1 Sales Plan. Shares acquired through the ARRIS International plc ESPP. Represents shares cash cancelled to cover payroll tax liability on vesting of previously granted restricted stock units. Represents a restricted stock unit grant that vests annually in fourths beginning one year from the date of the award. Date shown reflects the date upon which the award is fully vested. This restricted stock unit grant does not have a date of expiration, but will fully vest pursuant to the predetermined vesting schedule. Represents a restricted stock unit grant that is performance-based and can vest between 0 and 200% of the grant amount based on the Company's shareholder return as compared to the NASDAQ Composite shareholder return over a three-year measurement period. Amount shown reflects maximum vesting of the award at the 200% level. /s/ Patrick W. Macken, attorney-in-fact 2018-07-10