0001209191-20-048212.txt : 20200825 0001209191-20-048212.hdr.sgml : 20200825 20200825161229 ACCESSION NUMBER: 0001209191-20-048212 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200821 FILED AS OF DATE: 20200825 DATE AS OF CHANGE: 20200825 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Millar Kerri-Ann CENTRAL INDEX KEY: 0001739126 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38327 FILM NUMBER: 201132402 MAIL ADDRESS: STREET 1: 21 ERIE STREET CITY: CAMBRIDGE STATE: MA ZIP: 02139 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Cue Biopharma, Inc. CENTRAL INDEX KEY: 0001645460 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 473324577 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 21 ERIE STREET CITY: CAMBRIDGE STATE: MA ZIP: 02139 BUSINESS PHONE: 617-949-2680 MAIL ADDRESS: STREET 1: 21 ERIE STREET CITY: CAMBRIDGE STATE: MA ZIP: 02139 FORMER COMPANY: FORMER CONFORMED NAME: Imagen Biopharma, Inc. DATE OF NAME CHANGE: 20150617 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-08-21 0 0001645460 Cue Biopharma, Inc. CUE 0001739126 Millar Kerri-Ann C/O CUE BIOPHARMA, INC. 21 ERIE STREET CAMBRIDGE MA 02139 0 1 0 0 CFO Common Stock 2020-08-21 4 M 0 6666 0.00 A 7666 D Common Stock 2020-08-24 4 F 0 1900 0.00 D 5766 D Stock Option (right to buy) 19.87 2020-08-21 4 A 0 65000 0.00 A 2030-08-21 Common Stock 65000 65000 D Restricted Stock Units 2020-08-21 4 A 0 20000 0.00 A Common Stock 20000 20000 D Restricted Stock Units 2020-08-21 4 M 0 6666 0.00 D Common Stock 6666 13334 D Represents shares of common stock received upon vesting of a restricted stock unit award. This stock option grant becomes exercisable in eight equal semi-annual installments beginning February 21, 2021. Each restricted stock unit award represents a contingent right to receive one share of common stock. Represents a restricted stock unit award granted on August 21, 2020. The restricted stock units vest in three equal annual installments beginning on August 21, 2020. /s/ Kerri-Ann Millar by Mark R. Busch, attorney-in-fact 2020-08-25