Insider Trading Arrangements

3 Months Ended

6 Months Ended

Jun. 30, 2023

During the three months ended June 30, 2023, none of our directors or officers (as defined in Rule 16a-1(f) under the Exchange Act) adopted or terminated a “Rule 10b5-1 trading arrangement” or “non-Rule 10b5-1 trading arrangement,” as each term is defined in Item 408(a) of Regulation S-K, except as described in the table below.

Director/Officer Name

Title

Date of Adoption/Termination

Trading Arrangement

Trading Arrangement End Date

Aggregate Number of Securities to be Purchased or Sold

Rule 10b5-1*

Non-Rule 10b5-1**

Joshua Peirez

Chief Executive Officer and Director

Adopted June 12, 2023, terminated prior plan as of June 13, 2023(1)

September 11, 2025

Up to 2,380,426 shares of common stock issuable upon the exercise of options to be sold

Peter Walker

Executive Vice President and Chief Financial Officer

Adopted June 13, 2023, terminated prior plan as of June 13, 2023(2)

September 11, 2025

Up to 200,000 shares of common stock issuable upon the exercise of options to be sold and up to 72,292 shares of common stock to be sold

Lou Paglia

President and Chief Operating Officer

Adopted June 20, 2023, prior plan expired as of June 20, 2023

September 30, 2024

Up to 100,000 shares of common stock issuable upon the exercise of options to be sold and up to 40,000 shares of common stock to be sold

Steven Barnett

Executive Vice President, Secretary, and Chief Legal & Risk Officer

Adopted May 10, 2023, prior plan expired as of June 20, 2023

August 9, 2025

Up to 100,000 shares of common stock issuable upon the exercise of options to be sold and up to 22,505 shares of common stock to be sold

* Intended to satisfy the affirmative defense of Rule 10b5-1(c).

** Not intended to satisfy the affirmative defense of Rule 10b5-1(c).

(1) This trading arrangement was originally adopted on May 13, 2022 for the sale of up to 774,806 shares of common stock issuable upon the exercise of options to be sold until June 15, 2024 and was intended to satisfy the affirmative defense of Rule 10b5-1(c) as in effect at such time.

(2) This trading arrangement was originally adopted on May 18, 2022 for the sale of up to 179,700 shares of common stock issuable upon the exercise of options to be sold and up to 72,292 shares of common stock to be sold until June 15, 2024 and was intended to satisfy the affirmative defense of Rule 10b5-1(c) as in effect at such time.

Rule 10b5-1 Arrangement Adopted

true

Non-Rule 10b5-1 Arrangement Adopted

false

Rule 10b5-1 Arrangement Terminated

false

Non-Rule 10b5-1 Arrangement Terminated

false

Joshua Peirez [Member]

Trading Arrangements, by Individual

Name

Joshua Peirez