0001628280-23-042671.txt : 20231226
0001628280-23-042671.hdr.sgml : 20231226
20231226175555
ACCESSION NUMBER: 0001628280-23-042671
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20231213
FILED AS OF DATE: 20231226
DATE AS OF CHANGE: 20231226
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Jones Adrian M
CENTRAL INDEX KEY: 0001359316
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40829
FILM NUMBER: 231514273
MAIL ADDRESS:
STREET 1: C/O GOLDMAN, SACHS & CO.
STREET 2: 85 BROAD STREET
CITY: NEW YORK
STATE: NY
ZIP: 10004
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Sterling Check Corp.
CENTRAL INDEX KEY: 0001645070
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374]
ORGANIZATION NAME: 06 Technology
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: STERLING CHECKCORP INC.
STREET 2: 6150 OAK TREE BOULEVARD, SUITE 490
CITY: INDEPENDENCE
STATE: OH
ZIP: 44131
BUSINESS PHONE: 19175485241
MAIL ADDRESS:
STREET 1: STERLING CHECKCORP INC.
STREET 2: 6150 OAK TREE BOULEVARD, SUITE 490
CITY: INDEPENDENCE
STATE: OH
ZIP: 44131
FORMER COMPANY:
FORMER CONFORMED NAME: Sterling Ultimate Parent Corp.
DATE OF NAME CHANGE: 20150612
4
1
wk-form4_1703631346.xml
FORM 4
X0508
4
2023-12-13
0
0001645070
Sterling Check Corp.
STER
0001359316
Jones Adrian M
STERLING CHECK CORP.
6150 OAK TREE BOULEVARD, SUITE 490
INDEPENDENCE
OH
44131
1
0
0
0
0
Common Stock
2023-12-13
4
S
0
157
13.58
D
49808484
I
See Footnotes
Common Stock
2023-12-22
4
P
0
157
13.44
A
49808542
I
See Footnotes
The reported activity represents use of a Goldman Sachs firm error account to make whole a client who, due to issues in the Nasdaq exchange's FIX / RASH order handling system, failed to receive STER shares that the client purchased on the exchange on December 13, 2023. Without conceding this trading activity can result in liability under Section 16(b) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), the amount of profit potentially recoverable by the Issuer from the reported transactions in the event that they were subject to Section 16(b) will be remitted to the Issuer.
The reporting person is a managing director of Goldman Sachs & Co. LLC ("Goldman Sachs"). Goldman Sachs is a subsidiary of The Goldman Sachs Group, Inc. ("GS Group"). The reporting person disclaims beneficial ownership of the securities reported herein except to the extent of his pecuniary interest therein, if any.
As of September 13, 2023, Checkers holds 32,928,405 shares of Common Stock, BSPI holds 16,878,275 shares of Common Stock and BSCA holds 1,064 shares of Common Stock. In addition, as of June 30, 2023, GS Group and Goldman Sachs are deemed to beneficially own all of the abovementioned shares of Common Stock and are deemed to beneficially own an additional 740 shares of Common Stock.
Crystal Orgill, Attorney-in-fact
2023-12-26