0001654954-19-004630.txt : 20190422 0001654954-19-004630.hdr.sgml : 20190422 20190422150145 ACCESSION NUMBER: 0001654954-19-004630 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190422 FILED AS OF DATE: 20190422 DATE AS OF CHANGE: 20190422 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Raines William F III CENTRAL INDEX KEY: 0001773698 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38299 FILM NUMBER: 19759273 MAIL ADDRESS: STREET 1: 8314 TOSOMOCK LANE CITY: HUNTERSVILLE STATE: NC ZIP: 28078 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Level Brands, Inc. CENTRAL INDEX KEY: 0001644903 STANDARD INDUSTRIAL CLASSIFICATION: PERFUMES, COSMETICS & OTHER TOILET PREPARATIONS [2844] IRS NUMBER: 473414576 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4521 SHARON ROAD STREET 2: SUITE 450 CITY: CHARLOTTE STATE: NC ZIP: 28211 BUSINESS PHONE: 704-807-4032 MAIL ADDRESS: STREET 1: 4521 SHARON ROAD STREET 2: SUITE 450 CITY: CHARLOTTE STATE: NC ZIP: 28211 FORMER COMPANY: FORMER CONFORMED NAME: LEVEL BEAUTY GROUP, INC. DATE OF NAME CHANGE: 20150611 3 1 section16.xml PRIMARY DOCUMENT X0206 3 2019-04-22 0 0001644903 Level Brands, Inc. LEVB 0001773698 Raines William F III C/O 4521 SHARON RD SUITE 450 CHARLOTTE NC 28211 true common stock 1342 D common stock 92582 I see footnote contract right 0 common stock 855000 I see footnote The number of shares of the Issuer's common stock beneficially owned by the Reporting Person represents hares held of record by Board Investor Group II, LLC. Mr. Raines, in his position as Chief Executive Officer of Board Investor Group II, LLC, has voting and dispositive control over securities held by Board Investor Group II, LLC. Mr. Raines disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein. On December 20, 2018, in connection with the closing of an Agreement and Plan of Merger dated December 3, 2018, Board Investor Group III, LLC ("BIG III") received rights to receive 855,000 shares of the Issuer's common stock following the approval by the Issuer's shareholders for the possible issuance of in excess of 19.99% of its presently outstanding common stock in accordance with the rules of the NYSE American, LLC. The Reporting Person serves as Chief Executive Officer of BIG III and as such holds voting and dispositive control over securities held of record by BIG III. Mr. Raines, who is not a member of BIG III, disclaims beneficial ownership of the securities held of record by BIG III except to the extent of future pecuniary interest therein. /s/ William F. Raines III 2019-04-22