0001654954-19-004630.txt : 20190422
0001654954-19-004630.hdr.sgml : 20190422
20190422150145
ACCESSION NUMBER: 0001654954-19-004630
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190422
FILED AS OF DATE: 20190422
DATE AS OF CHANGE: 20190422
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Raines William F III
CENTRAL INDEX KEY: 0001773698
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38299
FILM NUMBER: 19759273
MAIL ADDRESS:
STREET 1: 8314 TOSOMOCK LANE
CITY: HUNTERSVILLE
STATE: NC
ZIP: 28078
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Level Brands, Inc.
CENTRAL INDEX KEY: 0001644903
STANDARD INDUSTRIAL CLASSIFICATION: PERFUMES, COSMETICS & OTHER TOILET PREPARATIONS [2844]
IRS NUMBER: 473414576
STATE OF INCORPORATION: NC
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4521 SHARON ROAD
STREET 2: SUITE 450
CITY: CHARLOTTE
STATE: NC
ZIP: 28211
BUSINESS PHONE: 704-807-4032
MAIL ADDRESS:
STREET 1: 4521 SHARON ROAD
STREET 2: SUITE 450
CITY: CHARLOTTE
STATE: NC
ZIP: 28211
FORMER COMPANY:
FORMER CONFORMED NAME: LEVEL BEAUTY GROUP, INC.
DATE OF NAME CHANGE: 20150611
3
1
section16.xml
PRIMARY DOCUMENT
X0206
3
2019-04-22
0
0001644903
Level Brands, Inc.
LEVB
0001773698
Raines William F III
C/O 4521 SHARON RD
SUITE 450
CHARLOTTE
NC
28211
true
common stock
1342
D
common stock
92582
I
see footnote
contract right
0
common stock
855000
I
see footnote
The number of shares of the Issuer's common stock beneficially owned by the Reporting Person represents hares held of record by Board Investor Group II, LLC. Mr. Raines, in his position as Chief Executive Officer of Board Investor Group II, LLC, has voting and dispositive control over securities held by Board Investor Group II, LLC. Mr. Raines disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.
On December 20, 2018, in connection with the closing of an Agreement and Plan of Merger dated December 3, 2018, Board Investor Group III, LLC ("BIG III") received rights to receive 855,000 shares of the Issuer's common stock following the approval by the Issuer's shareholders for the possible issuance of in excess of 19.99% of its presently outstanding common stock in accordance with the rules of the NYSE American, LLC. The Reporting Person serves as Chief Executive Officer of BIG III and as such holds voting and dispositive control over securities held of record by BIG III. Mr. Raines, who is not a member of BIG III, disclaims beneficial ownership of the securities held of record by BIG III except to the extent of future pecuniary interest therein.
/s/ William F. Raines III
2019-04-22