0001654954-18-014344.txt : 20181228 0001654954-18-014344.hdr.sgml : 20181228 20181228120354 ACCESSION NUMBER: 0001654954-18-014344 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181220 FILED AS OF DATE: 20181228 DATE AS OF CHANGE: 20181228 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Coffman Raymond Scott CENTRAL INDEX KEY: 0001761772 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38299 FILM NUMBER: 181256648 MAIL ADDRESS: STREET 1: 230 S. TRYON ST., #1302 CITY: CHARLOTTE STATE: NC ZIP: 28202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Level Brands, Inc. CENTRAL INDEX KEY: 0001644903 STANDARD INDUSTRIAL CLASSIFICATION: PERFUMES, COSMETICS & OTHER TOILET PREPARATIONS [2844] IRS NUMBER: 473414576 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4521 SHARON ROAD STREET 2: SUITE 450 CITY: CHARLOTTE STATE: NC ZIP: 28211 BUSINESS PHONE: 704-807-4032 MAIL ADDRESS: STREET 1: 4521 SHARON ROAD STREET 2: SUITE 450 CITY: CHARLOTTE STATE: NC ZIP: 28211 FORMER COMPANY: FORMER CONFORMED NAME: LEVEL BEAUTY GROUP, INC. DATE OF NAME CHANGE: 20150611 3 1 section16.xml PRIMARY DOCUMENT X0206 3 2018-12-20 0 0001644903 Level Brands, Inc. LEVB 0001761772 Coffman Raymond Scott C/O 4521 SHARON ROAD, SUITE 450 CHARLOTTE NC 28211 true Contract Right 0 Common Stock 3684000 I see footnote Contract Right 0 Common Stock 8750000 I see footnote On December 20, 2018, in connection with the closing of an Agreement and Plan of Merger dated December 3, 2018, Edge of Business, LLC ("Edge") received rights to receive 3,684,000 shares of the Issuer's common stock following the approval by the Issuer's shareholders for the possible issuance of in excess of 19.99% of its presently outstanding common stock in accordance with the rules of the NYSE American, LLC (the "Shareholder Approval"). The date of the Shareholder Approval is unknown as of the filing of the Form 3. Mr. R. Scott Coffman holds voting and dispositive control over securities held of record by Edge. Mr. Coffman disclaims beneficial ownership of the securities held of record by Edge except to the extent of his pecuniary interest therein. On December 20, 2018, in connection with the closing of an Agreement and Plan of Merger dated December 3, 2018, CBD Holding, LLC ("CBDH") received rights to receive 8,750,000 shares of the Issuer's common stock following Shareholder Approval. The date of the Shareholder Approval is unknown as of the filing of the Form 3. Mr. R. Scott Coffman holds voting and dispositive control over securities held of record by CBDH. Mr. Coffman disclaims beneficial ownership of the securities held of record by CBDH except to the extent of his pecuniary interest therein. /s/ R. Scott Coffman 2018-12-21