0001654954-18-014344.txt : 20181228
0001654954-18-014344.hdr.sgml : 20181228
20181228120354
ACCESSION NUMBER: 0001654954-18-014344
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20181220
FILED AS OF DATE: 20181228
DATE AS OF CHANGE: 20181228
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Coffman Raymond Scott
CENTRAL INDEX KEY: 0001761772
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38299
FILM NUMBER: 181256648
MAIL ADDRESS:
STREET 1: 230 S. TRYON ST., #1302
CITY: CHARLOTTE
STATE: NC
ZIP: 28202
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Level Brands, Inc.
CENTRAL INDEX KEY: 0001644903
STANDARD INDUSTRIAL CLASSIFICATION: PERFUMES, COSMETICS & OTHER TOILET PREPARATIONS [2844]
IRS NUMBER: 473414576
STATE OF INCORPORATION: NC
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4521 SHARON ROAD
STREET 2: SUITE 450
CITY: CHARLOTTE
STATE: NC
ZIP: 28211
BUSINESS PHONE: 704-807-4032
MAIL ADDRESS:
STREET 1: 4521 SHARON ROAD
STREET 2: SUITE 450
CITY: CHARLOTTE
STATE: NC
ZIP: 28211
FORMER COMPANY:
FORMER CONFORMED NAME: LEVEL BEAUTY GROUP, INC.
DATE OF NAME CHANGE: 20150611
3
1
section16.xml
PRIMARY DOCUMENT
X0206
3
2018-12-20
0
0001644903
Level Brands, Inc.
LEVB
0001761772
Coffman Raymond Scott
C/O 4521 SHARON ROAD, SUITE 450
CHARLOTTE
NC
28211
true
Contract Right
0
Common Stock
3684000
I
see footnote
Contract Right
0
Common Stock
8750000
I
see footnote
On December 20, 2018, in connection with the closing of an Agreement and Plan of Merger dated December 3, 2018, Edge of Business, LLC ("Edge") received rights to receive 3,684,000 shares of the Issuer's common stock following the approval by the Issuer's shareholders for the possible issuance of in excess of 19.99% of its presently outstanding common stock in accordance with the rules of the NYSE American, LLC (the "Shareholder Approval"). The date of the Shareholder Approval is unknown as of the filing of the Form 3. Mr. R. Scott Coffman holds voting and dispositive control over securities held of record by Edge. Mr. Coffman disclaims beneficial ownership of the securities held of record by Edge except to the extent of his pecuniary interest therein.
On December 20, 2018, in connection with the closing of an Agreement and Plan of Merger dated December 3, 2018, CBD Holding, LLC ("CBDH") received rights to receive 8,750,000 shares of the Issuer's common stock following Shareholder Approval. The date of the Shareholder Approval is unknown as of the filing of the Form 3. Mr. R. Scott Coffman holds voting and dispositive control over securities held of record by CBDH. Mr. Coffman disclaims beneficial ownership of the securities held of record by CBDH except to the extent of his pecuniary interest therein.
/s/ R. Scott Coffman
2018-12-21