0001398344-17-011163.txt : 20170829 0001398344-17-011163.hdr.sgml : 20170829 20170829111943 ACCESSION NUMBER: 0001398344-17-011163 CONFORMED SUBMISSION TYPE: N-PX PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170630 FILED AS OF DATE: 20170829 DATE AS OF CHANGE: 20170829 EFFECTIVENESS DATE: 20170829 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RiverNorth Marketplace Lending Corp CENTRAL INDEX KEY: 0001644771 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: N-PX SEC ACT: 1940 Act SEC FILE NUMBER: 811-23067 FILM NUMBER: 171056685 BUSINESS ADDRESS: STREET 1: 325 NORTH LASALLE STREET, SUITE 645 CITY: CHICAGO STATE: IL ZIP: 60654 BUSINESS PHONE: 312-832-1440 MAIL ADDRESS: STREET 1: 325 NORTH LASALLE STREET, SUITE 645 CITY: CHICAGO STATE: IL ZIP: 60654 N-PX 1 fp0027729_npx.htm

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549

FORM N-PX

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY

Investment Company Act file number 811-23067
 
RIVERNORTH MARKETPLACE LENDING CORPORATION
(Exact name of registrant as specified in charter)

325 North LaSalle Street, Suite 645, Chicago, Illinois 60654
(Address of principal executive offices) (Zip code)

Marc L. Collins
325 North LaSalle Street, Suite 645
Chicago, Illinois 60654
(Name and address of agent for service)

Registrant's telephone number, including area code: (312) 832-1440

Date of fiscal year end: June 30

Date of reporting period: July 1, 2016 - June 30, 2017

Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b 1-4 thereunder (17 CFR 270.30b 1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.

A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44U.S.C. § 3507.
Item 1
Proxy voting record

There were no matters relating to a portfolio security considered at any shareholder meeting held during the period ended June 30, 2017 with respect to which the registrant was entitled to vote.
SIGNATURES

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
 
 
RiverNorth Marketplace Lending Corporation
   
 
/s/ Marc L. Collins
  
 
By: Marc L. Collins
   
 
Title: Secretary and Chief Compliance Officer
   
 
Date: August 28, 2017