0001752724-24-152916.txt : 20240710 0001752724-24-152916.hdr.sgml : 20240710 20240709182821 ACCESSION NUMBER: 0001752724-24-152916 CONFORMED SUBMISSION TYPE: NPORT-P PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20240531 FILED AS OF DATE: 20240710 DATE AS OF CHANGE: 20240709 PERIOD START: 20240831 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Northern Lights Fund Trust IV CENTRAL INDEX KEY: 0001644419 ORGANIZATION NAME: IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0916 FILING VALUES: FORM TYPE: NPORT-P SEC ACT: 1940 Act SEC FILE NUMBER: 811-23066 FILM NUMBER: 241108329 BUSINESS ADDRESS: STREET 1: 225 PICTORIA DRIVE STREET 2: SUITE 450 CITY: CINCINNATI STATE: OH ZIP: 45246 BUSINESS PHONE: 402-895-1600 MAIL ADDRESS: STREET 1: 17605 WRIGHT STREET STREET 2: SUITE 200 CITY: OMAHA STATE: NE ZIP: 68154-1150 0001644419 S000050435 Anchor Risk Managed Income Strategies Fund C000159233 Anchor Risk Managed Income Strategies Fund Advisor Class Shares ATCAX C000161918 Anchor Risk Managed Income Strategies Fund Institutional Class Shares ATCSX NPORT-P 1 primary_doc.xml NPORT-P false 0001644419 XXXXXXXX S000050435 C000161918 C000159233 Northern Lights Fund Trust IV 811-23066 0001644419 549300UIBIHXQ3PDEC28 225 PICTORIA DRIVE SUITE 450 CINCINNATI 45246 631-470-2600 Anchor Risk Managed Income Strategies Fund S000050435 5493009PIMVZ5T620V91 2024-08-31 2024-05-31 N 20124041.02 80897.78 20043143.24 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 1847456.23000000 N S&P 500 Value (TR) 500VTR Blackrock Science & Technology Trust 549300LK15IHMMH5IS84 BLACKR SCI & TEC 09258G104 18000.00000000 NS USD 655560.00000000 3.270744474308 Long EC RF US N 1 N N N Tidal Trust II 549300BGXECFCIZF2P89 DFNCE 100 EN OI 88636J840 100000.00000000 NS USD 1515000.00000000 7.558694671085 Long EC RF US N 1 N N N PIMCO Dynamic Income Opportunities Fund 549300MWJBXCL907ZB49 PIMCO-DYN INC OP 69355M107 55000.00000000 NS USD 730400.00000000 3.644139001822 Long EC RF US N 1 N N N J P Morgan Exchange Traded Fund Trust 5493001E1K1DVWDV2464 JPM EQTY P-INC 46641Q332 40000.00000000 NS USD 2273200.00000000 11.34153447281 Long EC RF US N 1 N N N iShare Trust 5493000860OXIC4B5K91 ISHARES PREFERRE 464288687 40000.00000000 NS USD 1270000.00000000 6.336331506454 Long EC RF US N 1 N N N Global X Funds 5493003RA4QUTSYF1N15 GLOBAL X NASD ET 37954Y483 155000.00000000 NS USD 2714050.00000000 13.54103978353 Long EC RF US N 1 N N N Tidal Trust II 549300BGXECFCIZF2P89 DEF-S&P500 E/O 88636J832 100000.00000000 NS USD 1638000.00000000 8.172370872104 Long EC RF US N 1 N N N J P Morgan Exchange Traded Fund Trust 5493001E1K1DVWDV2464 JPM NSD EQY PRE 46654Q203 37000.00000000 NS USD 2005030.00000000 10.00357067747 Long EC RF US N 1 N N N CHICAGO MERCANTILE EXCHANGE (FLOOR) N/A S&P500 EMINI FUT Jun24 N/A 17.00000000 NC USD -29363.25000000 -0.14650022528 Long DE CORP US N 1 INTERACTIVE BROKERS LLC 50OBSE5T5521O6SMZR28 Long CME Standard & Poor's 500 Inde SPX 2024-06-21 4530538.25000000 USD -29363.25000000 N N N Pimco Dynamic Income Fd F0MWMXS5YG3P711FB044 PIMCO DYNAMIC IN 72201Y101 39000.00000000 NS USD 751140.00000000 3.747615785636 Long EC RF US N 1 N N N Nuveen Credit Strategies Income Fund W4CSTD4RDGQSJ4FOVO30 NUVEEN CREDIT STRAT INC F 67073D102 40000.00000000 NS USD 222800.00000000 1.111602094203 Long EC RF US N 1 N N N Amplify ETF Trust 5493006EMX6222CPWJ71 AMPLIFY HIGH INC 032108847 50000.00000000 NS USD 595500.00000000 2.971090875664 Long EC RF US N 1 N N N ETF Series Solutions 5493008BB0X0GYS3UI50 NATIONWIDE NASDA 26922A172 28000.00000000 NS USD 665560.00000000 3.320636848374 Long EC RF US N 1 N N N First American Funds Inc. 549300J5J5SJCZ9IA369 FRST AM-GV OB-X 31846V336 3189148.99000000 PA USD 3189148.99000000 15.91142143631 Long STIV RF US N 1 N N N 2024-06-28 Northern Lights Fund Trust IV Sam Singh Sam Singh Treasurer XXXX NPORT-EX 2 anchornport.htm ANCHOR NQ 5.31.24

 

ANCHOR RISK MANAGED INCOME STRATEGIES FUND
SCHEDULE OF INVESTMENTS (Unaudited)
May 31, 2024
 
Shares             Fair Value
    CLOSED END FUNDS — 11.8%      
    EQUITY - 3.3%      
18,000   Blackrock Science & Technology Trust       $ 655,560
             
    FIXED INCOME - 8.5%      
40,000   Nuveen Credit Strategies Income Fund         222,800
39,000   PIMCO Dynamic Income Fund         751,140
55,000   PIMCO Dynamic Income Opportunities Fund         730,400
             

1,704,340

               
    TOTAL CLOSED END FUNDS (Cost $2,318,597)    

  2,359,900

               
    EXCHANGE-TRADED FUNDS — 63.2%      
    EQUITY - 53.9%      
100,000   Defiance Nasdaq 100 Enhanced Options Income ETF         1,515,000
100,000   Defiance S&P 500 Enhanced Options Income ETF         1,638,000
155,000   Global X Nasdaq 100 Covered Call ETF         2,714,050
40,000   JPMorgan Equity Premium Income ETF         2,273,200
37,000   JPMorgan Nasdaq Equity Premium Income ETF         2,005,030
28,000   Nationwide Nasdaq-100 Risk-Managed Income ETF         665,560
             

10,810,840

    FIXED INCOME - 6.3%      
40,000   iShares Preferred and Income Securities ETF         1,270,000
             
    MIXED ALLOCATION - 3.0%      
50,000   Amplify High Income ETF         595,500
             
               
    TOTAL EXCHANGE-TRADED FUNDS (Cost $12,843,407)    

  12,676,340

               
 
 

 

ANCHOR RISK MANAGED INCOME STRATEGIES FUND
SCHEDULE OF INVESTMENTS (Unaudited) (Continued)
May 31, 2024
 
Shares             Fair Value
    SHORT-TERM INVESTMENTS — 15.9%      
    MONEY MARKET FUND - 15.9%      
3,189,149   First American Government Obligations Fund, Class X, 5.23% (Cost $3,189,149)(a)       $ 3,189,149
             
    TOTAL INVESTMENTS - 90.9% (Cost $18,351,153)     $ 18,225,389
    OTHER ASSETS IN EXCESS OF LIABILITIES- 9.1%    

1,817,754

    NET ASSETS - 100.0%        

$ 20,043,143

           
OPEN FUTURES CONTRACTS        
Number of Contracts   Open Long Futures Contracts     Expiration Notional Amount Unrealized (Depreciation)
17   CME E-Mini Standard & Poor's 500 Index Futures   06/21/2024 $ 4,501,175 $ (29,363)
    TOTAL FUTURES CONTRACTS  

 

 

 

ETF  - Exchange-Traded Fund
 
(a) Rate disclosed is the seven-day effective yield as of May 31, 2024.

 

 

 

 

 

 

 

 

 

 

 
 

 

 

ANCHOR RISK MANAGED EQUITY STRATEGIES FUND
SCHEDULE OF INVESTMENTS (Unaudited)
May 31, 2024
 
Shares             Fair Value
    EXCHANGE-TRADED FUNDS — 92.7%      
    EQUITY - 92.7%      
390,275   Invesco QQQ Trust Series 1       $ 175,900,846
85,000   iShares Core S&P 500 ETF         45,046,600
100,000   SPDR S&P 500 ETF Trust         52,737,000
             

273,684,446

               
    TOTAL EXCHANGE-TRADED FUNDS (Cost $138,432,926)    

  273,684,446

               
    SHORT-TERM INVESTMENTS — 0.1%      
    MONEY MARKET FUND - 0.1%      
190,040   First American Government Obligations Fund, Class X, 5.23% (Cost $190,040) (a)         190,040
             
    TOTAL INVESTMENTS - 92.8% (Cost $138,622,966)     $ 273,874,486
    OTHER ASSETS IN EXCESS OF LIABILITIES- 7.2%    

21,346,460

    NET ASSETS - 100.0%        

$ 295,220,946

 

 

 

 

 

ETF  - Exchange-Traded Fund
SPDR  - Standard & Poor's Depositary Receipt

 

 

 

(a) Rate disclosed is the seven-day effective yield as of May 31, 2024.

 

 

 
 

 

 

ANCHOR RISK MANAGED GLOBAL STRATEGIES FUND
SCHEDULE OF INVESTMENTS (Unaudited)
May 31, 2024
 
Shares             Fair Value
    EXCHANGE-TRADED FUND — 66.8%      
    EQUITY - 66.8%      
200,000   iShares MSCI EAFE ETF       $ 16,236,000
             
    TOTAL EXCHANGE-TRADED FUND (Cost $13,830,400)    

  16,236,000

               
    SHORT-TERM INVESTMENTS — 3.7%      
    MONEY MARKET FUND - 3.7%      
909,848   First American Government Obligations Fund, Class X, 5.23% (Cost $909,848)(a)         909,848
             
    TOTAL INVESTMENTS - 70.5% (Cost $14,740,248)     $ 17,145,848
    OTHER ASSETS IN EXCESS OF LIABILITIES- 29.5%    

7,160,104

    NET ASSETS - 100.0%        

$ 24,305,952

           
OPEN FUTURES CONTRACTS        
Number of Contracts   Open Long Futures Contracts     Expiration Notional Amount Unrealized Appreciation (Depreciation)
20   CME E-Mini NASDAQ 100 Index Futures   06/21/2024 $ 7,436,400 $ 197,843
20   CME E-Mini Standard & Poor's 500 Index Futures   06/21/2024   5,295,500   (34,545)
    TOTAL FUTURES CONTRACTS  

$ 163,298

         
           
OPEN FUTURES CONTRACTS        
Number of Contracts   Open Short Futures Contracts     Expiration Notional Amount Unrealized (Depreciation)
50   ICE US mini MSCI EAFE Index Futures   06/21/2024 $ 5,925,500 $ (98,023)
    TOTAL FUTURES CONTRACTS  
         
           

 

 

 

 

EAFE  - Europe, Australasia and Far East
ETF  - Exchange-Traded Fund
MSCI  - Morgan Stanley Capital International
   
 

 

 

 

(a) Rate disclosed is the seven-day effective yield as of May 31, 2024.