0001752724-24-152915.txt : 20240710 0001752724-24-152915.hdr.sgml : 20240710 20240709182821 ACCESSION NUMBER: 0001752724-24-152915 CONFORMED SUBMISSION TYPE: NPORT-P PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20240531 FILED AS OF DATE: 20240710 DATE AS OF CHANGE: 20240709 PERIOD START: 20240831 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Northern Lights Fund Trust IV CENTRAL INDEX KEY: 0001644419 ORGANIZATION NAME: IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0916 FILING VALUES: FORM TYPE: NPORT-P SEC ACT: 1940 Act SEC FILE NUMBER: 811-23066 FILM NUMBER: 241108328 BUSINESS ADDRESS: STREET 1: 225 PICTORIA DRIVE STREET 2: SUITE 450 CITY: CINCINNATI STATE: OH ZIP: 45246 BUSINESS PHONE: 402-895-1600 MAIL ADDRESS: STREET 1: 17605 WRIGHT STREET STREET 2: SUITE 200 CITY: OMAHA STATE: NE ZIP: 68154-1150 0001644419 S000055029 Anchor Risk Managed Equity Strategies Fund C000173045 Anchor Risk Managed Equity Strategies Fund Institutional Class ATESX C000173046 Anchor Risk Managed Equity Strategies Fund Advisor Class ATEAX NPORT-P 1 primary_doc.xml NPORT-P false 0001644419 XXXXXXXX S000055029 C000173045 C000173046 Northern Lights Fund Trust IV 811-23066 0001644419 549300UIBIHXQ3PDEC28 225 PICTORIA DRIVE SUITE 450 CINCINNATI 45246 631-470-2600 Anchor Risk Managed Equity Strategies Fund S000055029 549300DCQXRV867P4922 2024-08-31 2024-05-31 N 295824640.85 603694.97 295220945.88 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 21919012.85000000 N S&P 500 (TR) 500TR First American Funds Inc. 549300J5J5SJCZ9IA369 FRST AM-GV OB-X 31846V336 190040.42000000 PA USD 190040.42000000 0.064372268516 Long STIV RF US N 1 N N N Spdr S&P 500 Etf Trust 549300NZAMSJ8FXPQQ63 SPDR S&P 500 ETF 78462F103 100000.00000000 NS USD 52737000.00000000 17.86356989095 Long EC RF US N 1 N N N Invesco QQQ Trust 549300VY6FEJBCIMET58 INVESCO QQQ TRUS 46090E103 390275.00000000 NS USD 175900845.25000000 59.58277950965 Long EC RF US N 1 N N N iShare Trust 5493000860OXIC4B5K91 ISHARES-C S&P500 464287200 85000.00000000 NS USD 45046600.00000000 15.25860567437 Long EC RF US N 1 N N N 2024-06-28 Northern Lights Fund Trust IV Sam Singh Sam Singh Treasurer XXXX NPORT-EX 2 anchornport.htm ANCHOR NQ 5.31.24

 

ANCHOR RISK MANAGED INCOME STRATEGIES FUND
SCHEDULE OF INVESTMENTS (Unaudited)
May 31, 2024
 
Shares             Fair Value
    CLOSED END FUNDS — 11.8%      
    EQUITY - 3.3%      
18,000   Blackrock Science & Technology Trust       $ 655,560
             
    FIXED INCOME - 8.5%      
40,000   Nuveen Credit Strategies Income Fund         222,800
39,000   PIMCO Dynamic Income Fund         751,140
55,000   PIMCO Dynamic Income Opportunities Fund         730,400
             

1,704,340

               
    TOTAL CLOSED END FUNDS (Cost $2,318,597)    

  2,359,900

               
    EXCHANGE-TRADED FUNDS — 63.2%      
    EQUITY - 53.9%      
100,000   Defiance Nasdaq 100 Enhanced Options Income ETF         1,515,000
100,000   Defiance S&P 500 Enhanced Options Income ETF         1,638,000
155,000   Global X Nasdaq 100 Covered Call ETF         2,714,050
40,000   JPMorgan Equity Premium Income ETF         2,273,200
37,000   JPMorgan Nasdaq Equity Premium Income ETF         2,005,030
28,000   Nationwide Nasdaq-100 Risk-Managed Income ETF         665,560
             

10,810,840

    FIXED INCOME - 6.3%      
40,000   iShares Preferred and Income Securities ETF         1,270,000
             
    MIXED ALLOCATION - 3.0%      
50,000   Amplify High Income ETF         595,500
             
               
    TOTAL EXCHANGE-TRADED FUNDS (Cost $12,843,407)    

  12,676,340

               
 
 

 

ANCHOR RISK MANAGED INCOME STRATEGIES FUND
SCHEDULE OF INVESTMENTS (Unaudited) (Continued)
May 31, 2024
 
Shares             Fair Value
    SHORT-TERM INVESTMENTS — 15.9%      
    MONEY MARKET FUND - 15.9%      
3,189,149   First American Government Obligations Fund, Class X, 5.23% (Cost $3,189,149)(a)       $ 3,189,149
             
    TOTAL INVESTMENTS - 90.9% (Cost $18,351,153)     $ 18,225,389
    OTHER ASSETS IN EXCESS OF LIABILITIES- 9.1%    

1,817,754

    NET ASSETS - 100.0%        

$ 20,043,143

           
OPEN FUTURES CONTRACTS        
Number of Contracts   Open Long Futures Contracts     Expiration Notional Amount Unrealized (Depreciation)
17   CME E-Mini Standard & Poor's 500 Index Futures   06/21/2024 $ 4,501,175 $ (29,363)
    TOTAL FUTURES CONTRACTS  

 

 

 

ETF  - Exchange-Traded Fund
 
(a) Rate disclosed is the seven-day effective yield as of May 31, 2024.

 

 

 

 

 

 

 

 

 

 

 
 

 

 

ANCHOR RISK MANAGED EQUITY STRATEGIES FUND
SCHEDULE OF INVESTMENTS (Unaudited)
May 31, 2024
 
Shares             Fair Value
    EXCHANGE-TRADED FUNDS — 92.7%      
    EQUITY - 92.7%      
390,275   Invesco QQQ Trust Series 1       $ 175,900,846
85,000   iShares Core S&P 500 ETF         45,046,600
100,000   SPDR S&P 500 ETF Trust         52,737,000
             

273,684,446

               
    TOTAL EXCHANGE-TRADED FUNDS (Cost $138,432,926)    

  273,684,446

               
    SHORT-TERM INVESTMENTS — 0.1%      
    MONEY MARKET FUND - 0.1%      
190,040   First American Government Obligations Fund, Class X, 5.23% (Cost $190,040) (a)         190,040
             
    TOTAL INVESTMENTS - 92.8% (Cost $138,622,966)     $ 273,874,486
    OTHER ASSETS IN EXCESS OF LIABILITIES- 7.2%    

21,346,460

    NET ASSETS - 100.0%        

$ 295,220,946

 

 

 

 

 

ETF  - Exchange-Traded Fund
SPDR  - Standard & Poor's Depositary Receipt

 

 

 

(a) Rate disclosed is the seven-day effective yield as of May 31, 2024.

 

 

 
 

 

 

ANCHOR RISK MANAGED GLOBAL STRATEGIES FUND
SCHEDULE OF INVESTMENTS (Unaudited)
May 31, 2024
 
Shares             Fair Value
    EXCHANGE-TRADED FUND — 66.8%      
    EQUITY - 66.8%      
200,000   iShares MSCI EAFE ETF       $ 16,236,000
             
    TOTAL EXCHANGE-TRADED FUND (Cost $13,830,400)    

  16,236,000

               
    SHORT-TERM INVESTMENTS — 3.7%      
    MONEY MARKET FUND - 3.7%      
909,848   First American Government Obligations Fund, Class X, 5.23% (Cost $909,848)(a)         909,848
             
    TOTAL INVESTMENTS - 70.5% (Cost $14,740,248)     $ 17,145,848
    OTHER ASSETS IN EXCESS OF LIABILITIES- 29.5%    

7,160,104

    NET ASSETS - 100.0%        

$ 24,305,952

           
OPEN FUTURES CONTRACTS        
Number of Contracts   Open Long Futures Contracts     Expiration Notional Amount Unrealized Appreciation (Depreciation)
20   CME E-Mini NASDAQ 100 Index Futures   06/21/2024 $ 7,436,400 $ 197,843
20   CME E-Mini Standard & Poor's 500 Index Futures   06/21/2024   5,295,500   (34,545)
    TOTAL FUTURES CONTRACTS  

$ 163,298

         
           
OPEN FUTURES CONTRACTS        
Number of Contracts   Open Short Futures Contracts     Expiration Notional Amount Unrealized (Depreciation)
50   ICE US mini MSCI EAFE Index Futures   06/21/2024 $ 5,925,500 $ (98,023)
    TOTAL FUTURES CONTRACTS  
         
           

 

 

 

 

EAFE  - Europe, Australasia and Far East
ETF  - Exchange-Traded Fund
MSCI  - Morgan Stanley Capital International
   
 

 

 

 

(a) Rate disclosed is the seven-day effective yield as of May 31, 2024.