0001752724-24-001841.txt : 20240112 0001752724-24-001841.hdr.sgml : 20240112 20240112093918 ACCESSION NUMBER: 0001752724-24-001841 CONFORMED SUBMISSION TYPE: NPORT-P PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20231130 FILED AS OF DATE: 20240112 DATE AS OF CHANGE: 20240112 PERIOD START: 20240831 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Northern Lights Fund Trust IV CENTRAL INDEX KEY: 0001644419 ORGANIZATION NAME: IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0916 FILING VALUES: FORM TYPE: NPORT-P SEC ACT: 1940 Act SEC FILE NUMBER: 811-23066 FILM NUMBER: 24530800 BUSINESS ADDRESS: STREET 1: 225 PICTORIA DRIVE STREET 2: SUITE 450 CITY: CINCINNATI STATE: OH ZIP: 45246 BUSINESS PHONE: 402-895-1600 MAIL ADDRESS: STREET 1: 17605 WRIGHT STREET STREET 2: SUITE 200 CITY: OMAHA STATE: NE ZIP: 68154-1150 0001644419 S000050435 Anchor Risk Managed Income Strategies Fund C000159233 Anchor Risk Managed Income Strategies Fund Advisor Class Shares ATCAX C000161918 Anchor Risk Managed Income Strategies Fund Institutional Class Shares ATCSX NPORT-P 1 primary_doc.xml NPORT-P false 0001644419 XXXXXXXX S000050435 C000161918 C000159233 Northern Lights Fund Trust IV 811-23066 0001644419 549300UIBIHXQ3PDEC28 225 PICTORIA DRIVE SUITE 450 CINCINNATI 45246 631-470-2600 Anchor Risk Managed Credit Strategies Fund S000050435 5493009PIMVZ5T620V91 2024-08-31 2023-11-30 N 23672435.87 8386499.97 15285935.90 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 9540359.53000000 N U.S. Corporate High Yield I00012US-USD RBB Fund Inc N/A UST 3 MO 74933W452 125000.00000000 NS USD 6258750.00000000 40.94449983922 Long EC RF US N 1 N N N Ishares Trust 5493000860OXIC4B5K91 ISHARES IBOXX HIGH YLD CO 464288513 90000.00000000 NS USD 6813900.00000000 44.57626961526 Long EC RF US N 1 N N N First American Funds Inc. 549300J5J5SJCZ9IA369 FRST AM-GV OB-X 31846V336 1021987.54000000 PA USD 1021987.54000000 6.685802862747 Long STIV RF US N 1 N N N 2023-12-28 Northern Lights Fund Trust IV Sam Singh Sam Singh Treasurer XXXX NPORT-EX 2 anchornport.htm ANCHOR NQ 11.30.23

 

ANCHOR RISK MANAGED CREDIT STRATEGIES FUND  
SCHEDULE OF INVESTMENTS (Unaudited)  
November 30, 2023  
   
Shares             Fair Value  
    EXCHANGE-TRADED FUNDS — 85.5%        
    FIXED INCOME - 85.5%        
90,000   iShares iBoxx High Yield Corporate Bond ETF       $ 6,813,900  
125,000   U.S. Treasury 3 Month Bill ETF         6,258,750  
             

13,072,650

  
                 
    TOTAL EXCHANGE-TRADED FUNDS (Cost $12,794,525)    

  13,072,650

  
                 
    SHORT-TERM INVESTMENTS — 6.7%        
    MONEY MARKET FUND - 6.7%        
1,021,988   First American Government Obligations Fund Class X, 5.28% (Cost $1,021,988)(a)       1,021,988     
               
    TOTAL INVESTMENTS - 92.2% (Cost $13,816,513)     $ 14,094,638  
    OTHER ASSETS IN EXCESS OF LIABILITIES- 7.8%    

1,191,298

  
    NET ASSETS - 100.0%        

$ 15,285,936

  
             
                 
   
                       

 

 

 

 

ETF  - Exchange-Traded Fund
   
 

 

 

 

 
 
 
 
 

 

 

 

(a) Rate disclosed is the seven-day effective yield as of November 30, 2023.

 

 

 

 

 
 

 

 

ANCHOR RISK MANAGED EQUITY STRATEGIES FUND  
SCHEDULE OF INVESTMENTS (Unaudited)  
November 30, 2023  
   
Shares             Fair Value  
    EXCHANGE-TRADED FUNDS — 70.1%        
    EQUITY - 70.1%        
391,775   Invesco QQQ Trust Series 1       $ 152,333,873  
100,000   iShares Core S&P 500 ETF USD Class         45,842,000  
100,000   SPDR S&P 500 ETF Trust         45,640,000  
             

243,815,873

  
                 
    TOTAL EXCHANGE-TRADED FUNDS (Cost $144,751,632)    

  243,815,873

  
                 
                 
    SHORT-TERM INVESTMENTS — 20.9%        
    MONEY MARKET FUND - 20.9%        
72,619,934    First American Government Obligations Fund Class X, 5.28% (Cost $72,619,934)(a)     72,619,934      
               
    TOTAL INVESTMENTS - 91.0% (Cost $217,371,566)     $ 316,435,807  
    OTHER ASSETS IN EXCESS OF LIABILITIES- 9.0%    

31,159,862

  
    NET ASSETS - 100.0%        

$ 347,595,669

  
             
OPEN FUTURES CONTRACTS          
Number of Contracts   Open Long Futures Contracts     Expiration Notional Amount Unrealized Appreciation  
150   CME E-Mini NASDAQ 100 Index Future   12/15/2023 $ 47,956,500 $ 338,030  
50   CME E-Mini Standard & Poor's 500 Index Future   12/15/2023   11,441,875   167,390  
    TOTAL FUTURES CONTRACTS  

$ 505,420

  
           
             
                 
   
                       

 

 

 

 

ETF  - Exchange-Traded Fund
SPDR  - Standard & Poor's Depositary Receipt
   
   
 

 

 

 

(a) Rate disclosed is the seven-day effective yield as of November 30, 2023.
   
 
 

 

ANCHOR RISK MANAGED GLOBAL STRATEGIES FUND  
SCHEDULE OF INVESTMENTS (Unaudited)  
November 30, 2023  
   
Shares             Fair Value  
    EXCHANGE-TRADED FUND — 51.7%        
    EQUITY - 51.7%        
200,000   iShares MSCI EAFE ETF       $ 14,484,000  
               
    TOTAL EXCHANGE-TRADED FUND (Cost $13,830,400)    

  14,484,000

  
                 
                 
    SHORT-TERM INVESTMENTS — 12.2%        
3,425,061   First American Government Obligations Fund Class X, 5.28% (Cost $3,425,061)(a)       3,425,061     
    MONEY MARKET FUND - 12.2%        
               
    TOTAL INVESTMENTS - 63.9% (Cost $17,255,461)     $ 17,909,061  
    OTHER ASSETS IN EXCESS OF LIABILITIES- 36.1%    

10,093,965

  
    NET ASSETS - 100.0%        

$ 28,003,026

  
             
OPEN FUTURES CONTRACTS          
Number of Contracts   Open Long Futures Contracts     Expiration Notional Amount Unrealized Appreciation  
20   CME E-Mini NASDAQ 100 Index Future   12/15/2023 $ 6,394,200 $ 154,783  
30   CME E-Mini Standard & Poor's 500 Index Future   12/15/2023   6,865,125   429,684  
    TOTAL FUTURES CONTRACTS  

$ 584,467

  
           
             
OPEN FUTURES CONTRACTS          
Number of Contracts   Open Short Futures Contracts     Expiration Notional Amount Unrealized (Depreciation)  
100   ICE US mini MSCI EAFE Index Futures   12/15/2023 $ 10,633,000 $ (445,615)  
    TOTAL FUTURES CONTRACTS    
           
                       

 

EAFE  - Europe, Australasia and Far East
ETF  - Exchange-Traded Fund
MSCI  - Morgan Stanley Capital International
   
   
 

 

 

 

(a) Rate disclosed is the seven-day effective yield as of November 30, 2023.