0001752724-24-001840.txt : 20240112 0001752724-24-001840.hdr.sgml : 20240112 20240112093918 ACCESSION NUMBER: 0001752724-24-001840 CONFORMED SUBMISSION TYPE: NPORT-P PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20231130 FILED AS OF DATE: 20240112 DATE AS OF CHANGE: 20240112 PERIOD START: 20240831 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Northern Lights Fund Trust IV CENTRAL INDEX KEY: 0001644419 ORGANIZATION NAME: IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0916 FILING VALUES: FORM TYPE: NPORT-P SEC ACT: 1940 Act SEC FILE NUMBER: 811-23066 FILM NUMBER: 24530801 BUSINESS ADDRESS: STREET 1: 225 PICTORIA DRIVE STREET 2: SUITE 450 CITY: CINCINNATI STATE: OH ZIP: 45246 BUSINESS PHONE: 402-895-1600 MAIL ADDRESS: STREET 1: 17605 WRIGHT STREET STREET 2: SUITE 200 CITY: OMAHA STATE: NE ZIP: 68154-1150 0001644419 S000055029 Anchor Risk Managed Equity Strategies Fund C000173045 Anchor Risk Managed Equity Strategies Fund Institutional Class ATESX C000173046 Anchor Risk Managed Equity Strategies Fund Advisor Class ATEAX NPORT-P 1 primary_doc.xml NPORT-P false 0001644419 XXXXXXXX S000055029 C000173045 C000173046 Northern Lights Fund Trust IV 811-23066 0001644419 549300UIBIHXQ3PDEC28 225 PICTORIA DRIVE SUITE 450 CINCINNATI 45246 631-470-2600 Anchor Risk Managed Equity Strategies Fund S000055029 549300DCQXRV867P4922 2024-08-31 2023-11-30 N 348241376.34 645707.54 347595668.80 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 30882289.31 N S&P 500 (TR) 500TR CHICAGO MERCANTILE EXCHANGE (FLOOR) N/A NASDAQ 100 E-MINI Dec23 N/A 150.00000000 NC USD 338030.10000000 0.097248075951 Long DE CORP US N 1 INTERACTIVE BROKERS LLC 50OBSE5T5521O6SMZR28 Long CME E-Mini NASDAQ 100 Index Fu NDX 2023-12-15 47618469.90000000 USD 338030.10000000 N N N First American Funds Inc. 549300J5J5SJCZ9IA369 FRST AM-GV OB-X 31846V336 72619934.23000000 PA USD 72619934.23000000 20.89207108958 Long STIV RF US N 1 N N N CHICAGO MERCANTILE EXCHANGE (FLOOR) N/A S&P500 EMINI FUT Dec23 N/A 50.00000000 NC USD 167390.00000000 0.048156526396 Long DE CORP US N 1 INTERACTIVE BROKERS LLC 50OBSE5T5521O6SMZR28 Long CME Standard & Poor's 500 Inde SPX 2023-12-15 11274485.00000000 USD 167390.00000000 N N N Spdr S&P 500 Etf Trust 549300NZAMSJ8FXPQQ63 SPDR S&P 500 ETF 78462F103 100000.00000000 NS USD 45640000.00000000 13.13019812863 Long EC RF US N 1 N N N Invesco QQQ Trust 549300VY6FEJBCIMET58 INVESCO QQQ TRUST SERIES 46090E103 391775.00000000 NS USD 152333873.25000000 43.82502054064 Long EC RF US N 1 N N N Ishares Trust 5493000860OXIC4B5K91 ISHARES-C S&P500 464287200 100000.00000000 NS USD 45842000.00000000 13.18831162605 Long EC RF US N 1 N N N 2023-12-28 Northern Lights Fund Trust IV Sam Singh Sam Singh Treasurer XXXX NPORT-EX 2 anchornport.htm ANCHOR NQ 11.30.23

 

ANCHOR RISK MANAGED CREDIT STRATEGIES FUND  
SCHEDULE OF INVESTMENTS (Unaudited)  
November 30, 2023  
   
Shares             Fair Value  
    EXCHANGE-TRADED FUNDS — 85.5%        
    FIXED INCOME - 85.5%        
90,000   iShares iBoxx High Yield Corporate Bond ETF       $ 6,813,900  
125,000   U.S. Treasury 3 Month Bill ETF         6,258,750  
             

13,072,650

  
                 
    TOTAL EXCHANGE-TRADED FUNDS (Cost $12,794,525)    

  13,072,650

  
                 
    SHORT-TERM INVESTMENTS — 6.7%        
    MONEY MARKET FUND - 6.7%        
1,021,988   First American Government Obligations Fund Class X, 5.28% (Cost $1,021,988)(a)       1,021,988     
               
    TOTAL INVESTMENTS - 92.2% (Cost $13,816,513)     $ 14,094,638  
    OTHER ASSETS IN EXCESS OF LIABILITIES- 7.8%    

1,191,298

  
    NET ASSETS - 100.0%        

$ 15,285,936

  
             
                 
   
                       

 

 

 

 

ETF  - Exchange-Traded Fund
   
 

 

 

 

 
 
 
 
 

 

 

 

(a) Rate disclosed is the seven-day effective yield as of November 30, 2023.

 

 

 

 

 
 

 

 

ANCHOR RISK MANAGED EQUITY STRATEGIES FUND  
SCHEDULE OF INVESTMENTS (Unaudited)  
November 30, 2023  
   
Shares             Fair Value  
    EXCHANGE-TRADED FUNDS — 70.1%        
    EQUITY - 70.1%        
391,775   Invesco QQQ Trust Series 1       $ 152,333,873  
100,000   iShares Core S&P 500 ETF USD Class         45,842,000  
100,000   SPDR S&P 500 ETF Trust         45,640,000  
             

243,815,873

  
                 
    TOTAL EXCHANGE-TRADED FUNDS (Cost $144,751,632)    

  243,815,873

  
                 
                 
    SHORT-TERM INVESTMENTS — 20.9%        
    MONEY MARKET FUND - 20.9%        
72,619,934    First American Government Obligations Fund Class X, 5.28% (Cost $72,619,934)(a)     72,619,934      
               
    TOTAL INVESTMENTS - 91.0% (Cost $217,371,566)     $ 316,435,807  
    OTHER ASSETS IN EXCESS OF LIABILITIES- 9.0%    

31,159,862

  
    NET ASSETS - 100.0%        

$ 347,595,669

  
             
OPEN FUTURES CONTRACTS          
Number of Contracts   Open Long Futures Contracts     Expiration Notional Amount Unrealized Appreciation  
150   CME E-Mini NASDAQ 100 Index Future   12/15/2023 $ 47,956,500 $ 338,030  
50   CME E-Mini Standard & Poor's 500 Index Future   12/15/2023   11,441,875   167,390  
    TOTAL FUTURES CONTRACTS  

$ 505,420

  
           
             
                 
   
                       

 

 

 

 

ETF  - Exchange-Traded Fund
SPDR  - Standard & Poor's Depositary Receipt
   
   
 

 

 

 

(a) Rate disclosed is the seven-day effective yield as of November 30, 2023.
   
 
 

 

ANCHOR RISK MANAGED GLOBAL STRATEGIES FUND  
SCHEDULE OF INVESTMENTS (Unaudited)  
November 30, 2023  
   
Shares             Fair Value  
    EXCHANGE-TRADED FUND — 51.7%        
    EQUITY - 51.7%        
200,000   iShares MSCI EAFE ETF       $ 14,484,000  
               
    TOTAL EXCHANGE-TRADED FUND (Cost $13,830,400)    

  14,484,000

  
                 
                 
    SHORT-TERM INVESTMENTS — 12.2%        
3,425,061   First American Government Obligations Fund Class X, 5.28% (Cost $3,425,061)(a)       3,425,061     
    MONEY MARKET FUND - 12.2%        
               
    TOTAL INVESTMENTS - 63.9% (Cost $17,255,461)     $ 17,909,061  
    OTHER ASSETS IN EXCESS OF LIABILITIES- 36.1%    

10,093,965

  
    NET ASSETS - 100.0%        

$ 28,003,026

  
             
OPEN FUTURES CONTRACTS          
Number of Contracts   Open Long Futures Contracts     Expiration Notional Amount Unrealized Appreciation  
20   CME E-Mini NASDAQ 100 Index Future   12/15/2023 $ 6,394,200 $ 154,783  
30   CME E-Mini Standard & Poor's 500 Index Future   12/15/2023   6,865,125   429,684  
    TOTAL FUTURES CONTRACTS  

$ 584,467

  
           
             
OPEN FUTURES CONTRACTS          
Number of Contracts   Open Short Futures Contracts     Expiration Notional Amount Unrealized (Depreciation)  
100   ICE US mini MSCI EAFE Index Futures   12/15/2023 $ 10,633,000 $ (445,615)  
    TOTAL FUTURES CONTRACTS    
           
                       

 

EAFE  - Europe, Australasia and Far East
ETF  - Exchange-Traded Fund
MSCI  - Morgan Stanley Capital International
   
   
 

 

 

 

(a) Rate disclosed is the seven-day effective yield as of November 30, 2023.