a. How many Classes of shares of the Fund (if
any) are
authorized?
| 1 |
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
| 0 |
c. How many Classes of shares of the Fund were
terminated during the reporting period?
| 0 |
d. For each Class with shares outstanding,
provide the
information requested below: |
|
Shares Outstanding Record:
1 |
i. Full name of Class | Anchor Tactical Real Estate Fund Institutional Class |
ii. Class identification number, if any | C000173049 |
iii. Ticker symbol, if any | ARESX |
|
Shareholder servicing agents Record:
1 |
i. Full name | Gemini Fund Services, LLC |
ii. LEI, if any, or provide and describe
other
identifying number | 84-06083 |
Description of other identifying number | Filling Number |
iii. State, if applicable |
NEBRASKA
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
|
Administrators Record:
1 |
i. Full name | Gemini Fund Services, LLC |
ii. LEI, if any, or other identifying number | N/A |
Description of other identifying number | Filling Number |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the administrator an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
vi. Is the administrator a sub-administrator?
|
Yes
No
|
|
Brokers Record:
1 |
i. Full name of broker | The Goldman Sachs Group, Inc. |
ii. SEC file number | N/A |
iii. CRD number | N/A |
iv. LEI, if any | 784F5XWPLTWKTBV3E584 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 13,948.00 |
Brokers Record:
2 |
i. Full name of broker | Jefferies Financial Group Inc. |
ii. SEC file number | N/A |
iii. CRD number | N/A |
iv. LEI, if any | 549300HOF34RGOJ5YL07 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 1,855.00 |
Brokers Record:
3 |
i. Full name of broker | Jane Street Group, LLC |
ii. SEC file number | N/A |
iii. CRD number | N/A |
iv. LEI, if any | 5493002N1IVX6KHGYO08 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 5,812.00 |
Brokers Record:
4 |
i. Full name of broker | Wallachbeth Capital, LLC |
ii. SEC file number | 008-67936 |
iii. CRD number | 000147853 |
iv. LEI, if any | 549300R371KUKXEXC133 |
v. State, if applicable |
NEW JERSEY
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 94,163.00 |
Brokers Record:
5 |
i. Full name of broker | Citadel Securities Americas Trading LLC |
ii. SEC file number | N/A |
iii. CRD number | N/A |
iv. LEI, if any | 5493009E409VW0ESGS15 |
v. State, if applicable |
ILLINOIS
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 5,880.00 |
Brokers Record:
6 |
i. Full name of broker | Bank of America Merrill Lynch |
ii. SEC file number | N/A |
iii. CRD number | N/A |
iv. LEI, if any | 5493005NJP8BSE187672 |
v. State, if applicable |
ILLINOIS
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 559.00 |
Brokers Record:
7 |
i. Full name of broker | Bloomberg Inc. |
ii. SEC file number | N/A |
iii. CRD number | N/A |
iv. LEI, if any | 549300RMUDWPHCUQNE66 |
v. State, if applicable |
DELAWARE
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 43,551.00 |
b. Aggregate brokerage commissions paid by Fund
during
the reporting period:
| 165,768.00 |
a. How many Classes of shares of the Fund (if
any) are
authorized?
| 1 |
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
| 0 |
c. How many Classes of shares of the Fund were
terminated during the reporting period?
| 0 |
d. For each Class with shares outstanding,
provide the
information requested below: |
|
Shares Outstanding Record:
1 |
i. Full name of Class | Anchor Tactical Equity Strategies Fund Institutional Class |
ii. Class identification number, if any | C000173045 |
iii. Ticker symbol, if any | ATESX |
|
Shareholder servicing agents Record:
1 |
i. Full name | Gemini Fund Services, LLC |
ii. LEI, if any, or provide and describe
other
identifying number | 84-06083 |
Description of other identifying number | Filling Number |
iii. State, if applicable |
NEBRASKA
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
|
Administrators Record:
1 |
i. Full name | Gemini Fund Services, LLC |
ii. LEI, if any, or other identifying number | N/A |
Description of other identifying number | Filling Number |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the administrator an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
vi. Is the administrator a sub-administrator?
|
Yes
No
|
|
Brokers Record:
1 |
i. Full name of broker | Wallachbeth Capital, LLC |
ii. SEC file number | 008-67936 |
iii. CRD number | 000147853 |
iv. LEI, if any | 549300R371KUKXEXC133 |
v. State, if applicable |
NEW JERSEY
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 78,699.00 |
Brokers Record:
2 |
i. Full name of broker | Bloomberg Inc. |
ii. SEC file number | N/A |
iii. CRD number | N/A |
iv. LEI, if any | 549300RMUDWPHCUQNE66 |
v. State, if applicable |
DELAWARE
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 5,035.00 |
Brokers Record:
3 |
i. Full name of broker | The Goldman Sachs Group, Inc. |
ii. SEC file number | N/A |
iii. CRD number | N/A |
iv. LEI, if any | 784F5XWPLTWKTBV3E584 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 637.00 |
Brokers Record:
4 |
i. Full name of broker | Citadel Securities Americas Trading LLC |
ii. SEC file number | N/A |
iii. CRD number | N/A |
iv. LEI, if any | 5493009E409VW0ESGS15 |
v. State, if applicable |
ILLINOIS
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 2,250.00 |
b. Aggregate brokerage commissions paid by Fund
during
the reporting period:
| 86,621.00 |
a. How many Classes of shares of the Fund (if
any) are
authorized?
| 1 |
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
| 0 |
c. How many Classes of shares of the Fund were
terminated during the reporting period?
| 0 |
d. For each Class with shares outstanding,
provide the
information requested below: |
|
Shares Outstanding Record:
1 |
i. Full name of Class | Anchor Tactical Municipal Strategies Fund Institutional Class |
ii. Class identification number, if any | C000173047 |
iii. Ticker symbol, if any | ATMSX |
|
Shareholder servicing agents Record:
1 |
i. Full name | Gemini Fund Services, LLC |
ii. LEI, if any, or provide and describe
other
identifying number | 84-06083 |
Description of other identifying number | Filling Number |
iii. State, if applicable |
NEBRASKA
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
|
Administrators Record:
1 |
i. Full name | Gemini Fund Services, LLC |
ii. LEI, if any, or other identifying number | N/A |
Description of other identifying number | Filling Number |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the administrator an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
vi. Is the administrator a sub-administrator?
|
Yes
No
|
|
Brokers Record:
1 |
i. Full name of broker | Wallachbeth Capital, LLC |
ii. SEC file number | 008-67936 |
iii. CRD number | 000147853 |
iv. LEI, if any | 549300R371KUKXEXC133 |
v. State, if applicable |
NEW JERSEY
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 16,728.00 |
Brokers Record:
2 |
i. Full name of broker | Weeden & Co. L.P. |
ii. SEC file number | N/A |
iii. CRD number | N/A |
iv. LEI, if any | 549300OYBLKSN8M8EW67 |
v. State, if applicable |
CONNECTICUT
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 1,866.00 |
Brokers Record:
3 |
i. Full name of broker | Jane Street Group, LLC |
ii. SEC file number | N/A |
iii. CRD number | N/A |
iv. LEI, if any | 5493002N1IVX6KHGYO08 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 450.00 |
Brokers Record:
4 |
i. Full name of broker | Bank of America Merrill Lynch |
ii. SEC file number | N/A |
iii. CRD number | N/A |
iv. LEI, if any | 5493005NJP8BSE187672 |
v. State, if applicable |
ILLINOIS
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 375.00 |
Brokers Record:
5 |
i. Full name of broker | Cantor Fitzgerald & Co. |
ii. SEC file number | N/A |
iii. CRD number | N/A |
iv. LEI, if any | 5493004J7H4GCPG6OB62 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 255.00 |
Brokers Record:
6 |
i. Full name of broker | Bloomberg Inc. |
ii. SEC file number | N/A |
iii. CRD number | N/A |
iv. LEI, if any | 549300RMUDWPHCUQNE66 |
v. State, if applicable |
DELAWARE
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 1,313.00 |
b. Aggregate brokerage commissions paid by Fund
during
the reporting period:
| 20,987.00 |
a. How many Classes of shares of the Fund (if
any) are
authorized?
| 1 |
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
| 0 |
c. How many Classes of shares of the Fund were
terminated during the reporting period?
| 0 |
d. For each Class with shares outstanding,
provide the
information requested below: |
|
Shares Outstanding Record:
1 |
i. Full name of Class | Anchor Tactical Credit Strategies Fund Institutional Class |
ii. Class identification number, if any | C000161918 |
iii. Ticker symbol, if any | ATCSX |
|
Shareholder servicing agents Record:
1 |
i. Full name | Gemini Fund Services, LLC |
ii. LEI, if any, or provide and describe
other
identifying number | 84-06083 |
Description of other identifying number | Filling Number |
iii. State, if applicable |
NEBRASKA
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
|
Administrators Record:
1 |
i. Full name | Gemini Fund Services, LLC |
ii. LEI, if any, or other identifying number | N/A |
Description of other identifying number | Filling Number |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the administrator an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
vi. Is the administrator a sub-administrator?
|
Yes
No
|
|
Brokers Record:
1 |
i. Full name of broker | Bank of America Merrill Lynch |
ii. SEC file number | N/A |
iii. CRD number | N/A |
iv. LEI, if any | 5493005NJP8BSE187672 |
v. State, if applicable |
ILLINOIS
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 600.00 |
Brokers Record:
2 |
i. Full name of broker | Jefferies Financial Group Inc. |
ii. SEC file number | N/A |
iii. CRD number | N/A |
iv. LEI, if any | 549300HOF34RGOJ5YL07 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 9,554.00 |
Brokers Record:
3 |
i. Full name of broker | The Goldman Sachs Group, Inc. |
ii. SEC file number | N/A |
iii. CRD number | N/A |
iv. LEI, if any | 784F5XWPLTWKTBV3E584 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 5,650.00 |
Brokers Record:
4 |
i. Full name of broker | Jane Street Group, LLC |
ii. SEC file number | N/A |
iii. CRD number | N/A |
iv. LEI, if any | 5493002N1IVX6KHGYO08 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 2,066.00 |
Brokers Record:
5 |
i. Full name of broker | Citadel Securities Americas Trading LLC |
ii. SEC file number | N/A |
iii. CRD number | N/A |
iv. LEI, if any | 5493009E409VW0ESGS15 |
v. State, if applicable |
ILLINOIS
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 12,511.00 |
Brokers Record:
6 |
i. Full name of broker | Wallachbeth Capital, LLC |
ii. SEC file number | 008-67936 |
iii. CRD number | 000147853 |
iv. LEI, if any | 549300R371KUKXEXC133 |
v. State, if applicable |
NEW JERSEY
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 224,079.00 |
Brokers Record:
7 |
i. Full name of broker | Bloomberg Inc. |
ii. SEC file number | N/A |
iii. CRD number | N/A |
iv. LEI, if any | 549300RMUDWPHCUQNE66 |
v. State, if applicable |
DELAWARE
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 38,181.00 |
b. Aggregate brokerage commissions paid by Fund
during
the reporting period:
| 292,641.00 |
a. How many Classes of shares of the Fund (if
any) are
authorized?
| 1 |
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
| 0 |
c. How many Classes of shares of the Fund were
terminated during the reporting period?
| 0 |
d. For each Class with shares outstanding,
provide the
information requested below: |
|
Shares Outstanding Record:
1 |
i. Full name of Class | Sage ESG Intermediate Credit ETF |
ii. Class identification number, if any | C000194577 |
iii. Ticker symbol, if any | GUDB |
|
Shareholder servicing agents Record:
1 |
i. Full name | Brown Brothers Harriman & Co |
ii. LEI, if any, or provide and describe
other
identifying number | 5493006KMX1VFTPYPW14 |
Description of other identifying number | LEI |
iii. State, if applicable |
MASSACHUSETTS
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
|
Administrators Record:
1 |
i. Full name | Gemini Fund Services, LLC |
ii. LEI, if any, or other identifying number | N/A |
Description of other identifying number | N/A |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the administrator an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
vi. Is the administrator a sub-administrator?
|
Yes
No
|
|
Principal Transactions Record:
1 |
i. Full name of dealer | Gilder Gagnon Howe & Co. LLC |
ii. SEC file number | N/A |
iii. CRD number | N/A |
iv. LEI, if any | J08RCYNPUV40OD9IK206 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 2,134,967.00000000 |
Principal Transactions Record:
2 |
i. Full name of dealer | Merriman Capital |
ii. SEC file number | N/A |
iii. CRD number | N/A |
iv. LEI, if any | 213800UR5MG8ST3STU41 |
v. State, if applicable | |
vi. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 2,008,010.00000000 |
Principal Transactions Record:
3 |
i. Full name of dealer | JP Morgan Chase |
ii. SEC file number | N/A |
iii. CRD number | N/A |
iv. LEI, if any | 7H6GLXDRUGQFU57RNE97 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 12,773,728.00000000 |
Principal Transactions Record:
4 |
i. Full name of dealer | WR Securities, LLC |
ii. SEC file number | N/A |
iii. CRD number | N/A |
iv. LEI, if any | 254900MXRV2LE67CAZ63 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 1,731,813.00000000 |
Principal Transactions Record:
5 |
i. Full name of dealer | MarketAxess Corporation |
ii. SEC file number | N/A |
iii. CRD number | N/A |
iv. LEI, if any | GPSMMRI21JE7ZCVYF972 |
v. State, if applicable |
DELAWARE
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 3,602,850.00000000 |