0001580642-17-005646.txt : 20171024 0001580642-17-005646.hdr.sgml : 20171024 20171024155013 ACCESSION NUMBER: 0001580642-17-005646 CONFORMED SUBMISSION TYPE: 8-A12B PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20171024 DATE AS OF CHANGE: 20171024 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Northern Lights Fund Trust IV CENTRAL INDEX KEY: 0001644419 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0916 FILING VALUES: FORM TYPE: 8-A12B SEC ACT: 1934 Act SEC FILE NUMBER: 001-37991 FILM NUMBER: 171150942 BUSINESS ADDRESS: STREET 1: 17605 WRIGHT STREET CITY: OMAHA STATE: NE ZIP: 68154-1150 BUSINESS PHONE: 402-895-1600 MAIL ADDRESS: STREET 1: 17605 WRIGHT STREET CITY: OMAHA STATE: NE ZIP: 68154-1150 8-A12B 1 ffolios_8a12b.htm 8-A12B Blu Giant, LLC

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC  20549

FORM 8-A

FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES

PURSUANT TO SECTION 12(b) OR 12(g) OF THE

SECURITIES EXCHANGE ACT OF 1934

 
Northern Lights Fund Trust IV
(Exact name of registrant as specified in its charter)

 

   
Delaware See Below
(State of incorporation or organization) (I.R.S. Employer Identification No.)

 

   
17605 Wright Street, Omaha, NE   68154
(Address of Principal Executive Offices) (Zip Code)

 

Securities to be registered pursuant to Section 12(b) of the Act:

 

   

Title of each class

to be so registered

Name of the exchange on which

each class is to be registered

Shares of beneficial interest, no par value per share BATS BZX Exchange

 

If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c), check the following box. ☒

If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d), check the following box. ☐

Securities Act registration statement file number to which this form relates: 333-204808.

Securities to be registered pursuant to Section 12(g) of the Act: Not applicable

 
 

 

 

INFORMATION REQUIRED IN REGISTRATION STATEMENT

ITEM 1.

DESCRIPTION OF REGISTRANT’S SECURITIES TO BE REGISTERED.

A description of the respective shares of beneficial interest, no par value, of the FormulaFolios Tactical Income ETF, FormulaFolios Hedged Growth ETF, FormulaFolios Tactical Growth ETF and the FormulaFolios Smart Growth ETF, each a series of Northern Lights Fund Trust IV (the "Trust") to be registered hereunder are set forth in the Registrant’s Registration Statement on Form N-1A, as amended (File Nos. 333-204808; 811-23066) as filed with the Securities and Exchange Commission, which description is incorporated herein by reference.

The series of the Trust to which this filing relates and each’s I.R.S. Employer Identification Number are as follows:

   
Series Name EIN
FormulaFolios Tactical Income ETF 81-4698360
FormulaFolios Hedged Growth ETF 81-4710425
FormulaFolios Tactical Growth ETF 82-2825413
FormulaFolios Smart Growth ETF 82-2840501

 

 

 

ITEM 2.

EXHIBITS.

 

1.The Trust's Trust Instrument is included as exhibit (a)(i) to the Trust’s Registration Statement on Form N-1A (File Nos. 333-204808; 811-23066), as filed with the Securities and Exchange Commission on August 14, 2015.  

 

2.The Trust's By-Laws are included as Exhibit (b) to the Trust’s Registration Statement on Form N-1A (File Nos. 333-204808; 811-23066), as filed with the Securities and Exchange Commission on August 14, 2015.

 

 
 

 

SIGNATURE

Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the registrant has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereto duly authorized.

Date:  October 24, 2017

 

NORTHERN LIGHTS FUND TRUST IV

By: /s/ Jennifer Farrell

 

Name: Jennifer Farrell

Title: Secretary