0000899243-20-031989.txt : 20201123 0000899243-20-031989.hdr.sgml : 20201123 20201123204703 ACCESSION NUMBER: 0000899243-20-031989 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201123 FILED AS OF DATE: 20201123 DATE AS OF CHANGE: 20201123 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hostess CDM Co-Invest, LLC CENTRAL INDEX KEY: 0001689843 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37540 FILM NUMBER: 201339602 BUSINESS ADDRESS: STREET 1: 200 GREENWICH AVENUE CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 203-629-6644 MAIL ADDRESS: STREET 1: 200 GREENWICH AVENUE CITY: GREENWICH STATE: CT ZIP: 06830 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Hostess Brands, Inc. CENTRAL INDEX KEY: 0001644406 STANDARD INDUSTRIAL CLASSIFICATION: BAKERY PRODUCTS [2050] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1 EAST ARMOUR BOULEVARD CITY: KANSAS CITY STATE: MO ZIP: 64111 BUSINESS PHONE: 816-701-4600 MAIL ADDRESS: STREET 1: 1 EAST ARMOUR BOULEVARD CITY: KANSAS CITY STATE: MO ZIP: 64111 FORMER COMPANY: FORMER CONFORMED NAME: Gores Holdings, Inc. DATE OF NAME CHANGE: 20150608 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-11-23 0 0001644406 Hostess Brands, Inc. TWNK 0001689843 Hostess CDM Co-Invest, LLC 200 GREENWICH AVENUE GREENWICH CT 06830 0 0 0 1 See Remarks Class A Common Stock 2020-11-23 4 J 0 3660261 A 3660261 D Class A Common Stock 2020-11-23 4 S 0 3215817 13.50 D 444444 D Class A Common Stock 2020-11-23 4 D 0 444444 13.50 D 0 D Class B Common Stock 2020-11-23 4 J 0 3660261 D Class A Common Stock 3660261 0 D Pursuant to the Exchange Agreement, dated November 4, 2016, by and between Hostess Brands, Inc. (the "Issuer"), the reporting person and the other parties thereto (the "Exchange Agreement"), each share of Class B Common Stock may be exchanged for one share of Class A Common Stock of the Issuer, if exchanged together with one Class B Unit of Hostess Holdings, L.P. The exchange rights under the Exchange Agreement do not expire. The shares of Class A Common Stock of the Issuer were sold to an investment bank in a private transaction. The shares of Class A Common Stock of the Issuer were sold to the Issuer at the same price as the shares sold in the transaction referred to in footnote 2 above. Member of Director/10% owner group /s/ C. Dean Metropoulos 2020-11-23