0001209191-18-021789.txt : 20180327
0001209191-18-021789.hdr.sgml : 20180327
20180327173211
ACCESSION NUMBER: 0001209191-18-021789
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180313
FILED AS OF DATE: 20180327
DATE AS OF CHANGE: 20180327
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Modi Rick
CENTRAL INDEX KEY: 0001644091
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37693
FILM NUMBER: 18716467
MAIL ADDRESS:
STREET 1: C/O AVEXIS INC
STREET 2: 2275 HALF DAY ROAD, SUITE 200
CITY: BANNOCKBURN
STATE: IL
ZIP: 60015
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AveXis, Inc.
CENTRAL INDEX KEY: 0001652923
STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836]
IRS NUMBER: 901038273
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2275 HALF DAY ROAD
STREET 2: SUITE 160
CITY: BANNOCKBURN
STATE: IL
ZIP: 60015
BUSINESS PHONE: 972-725-7797
MAIL ADDRESS:
STREET 1: 2275 HALF DAY ROAD
STREET 2: SUITE 160
CITY: BANNOCKBURN
STATE: IL
ZIP: 60015
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2018-03-13
0
0001652923
AveXis, Inc.
AVXS
0001644091
Modi Rick
2275 HALF DAY ROAD, SUITE 200
BANNOCKBURN
IL
60015
0
1
0
0
Chief Business Officer
Common Stock
2018-03-13
4
A
0
2500
0.00
A
2500
D
Employee Stock Option (Right to Buy)
133.80
2018-03-13
4
A
0
10000
0.00
A
2028-03-13
Common Stock
10000
10000
D
These shares are represented by restricted stock units. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer. The shares underlying this restricted stock award will vest in 3 equal annual installments beginning on March 13, 2019, such that the restricted stock award will be fully vested on March 13, 2021, subject to the Reporting Person's continuous service with the Issuer on each such date.
The option shall vest and become exercisable as to 25% of the shares underlying the option on March 13, 2019; the remaining shares shall vest in 36 equal monthly installments beginning on April 13, 2019, subject to the Reporting Person providing continuous service to the Issuer on each such date.
/s/Madison Jones, Attorney-in-Fact
2018-03-27