Patheon N.V.
|
(Name of Issuer)
|
Ordinary shares, par value €0.01 per share
|
(Title of Class of Securities)
|
N6865W105
|
(CUSIP Number)
|
Robert B. Pincus, Esq.
Skadden, Arps, Slate, Meagher & Flom LLP
One Rodney Square, P.O. Box 636
Wilmington, Delaware 19899-0636
(302) 651-3000
|
(Name, Address and Telephone Number of Person Authorized
to Receive Notices and Communications)
|
August 29, 2017
|
(Date of Event Which Requires Filing of This Statement)
|
*
|
The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.
|
|
SCHEDULE 13D
|
|
CUSIP No. N6865W105
|
|
|
1
|
NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) |
|||
JLL Associates G.P. V (Patheon), Ltd.
|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
|
|||
(a) o
(b) x
|
||||
3
|
SEC USE ONLY
|
|||
4
|
SOURCE OF FUNDS (See Instructions)
|
|||
OO
|
||||
5
|
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E)
|
|||
o
|
||||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|||
Cayman Islands
|
||||
NUMBER OF
SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
7
|
SOLE VOTING POWER
|
||
0
|
||||
8
|
SHARED VOTING POWER
|
|||
0
|
||||
9
|
SOLE DISPOSITIVE POWER
|
|||
0
|
||||
10
|
SHARED DISPOSITIVE POWER
|
|||
0
|
||||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|||
0
|
||||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)
|
|||
o
|
||||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
|
|||
0%
|
||||
14
|
TYPE OF REPORTING PERSON (See Instructions)
|
|||
CO
|
|
SCHEDULE 13D
|
|
CUSIP No. N6865W105
|
|
|
1
|
NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) |
|||
JLL Partners Fund VI (Patheon), L.P.
|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
|
|||
(a) o
(b) x
|
||||
3
|
SEC USE ONLY
|
|||
4
|
SOURCE OF FUNDS (See Instructions)
|
|||
OO
|
||||
5
|
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E)
|
|||
o
|
||||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|||
Cayman Islands
|
||||
NUMBER OF
SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
7
|
SOLE VOTING POWER
|
||
0
|
||||
8
|
SHARED VOTING POWER
|
|||
0
|
||||
9
|
SOLE DISPOSITIVE POWER
|
|||
0
|
||||
10
|
SHARED DISPOSITIVE POWER
|
|||
0
|
||||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|||
0
|
||||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)
|
|||
o
|
||||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
|
|||
0%
|
||||
14
|
TYPE OF REPORTING PERSON (See Instructions)
|
|||
PN
|
|
SCHEDULE 13D
|
|
CUSIP No. N6865W105
|
|
|
1
|
NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) |
|||
JLL Patheon FF II, LLC
|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
|
|||
(a) o
(b) x
|
||||
3
|
SEC USE ONLY
|
|||
4
|
SOURCE OF FUNDS (See Instructions)
|
|||
OO
|
||||
5
|
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E)
|
|||
o
|
||||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|||
Delaware
|
||||
NUMBER OF
SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
7
|
SOLE VOTING POWER
|
||
0
|
||||
8
|
SHARED VOTING POWER
|
|||
0
|
||||
9
|
SOLE DISPOSITIVE POWER
|
|||
0
|
||||
10
|
SHARED DISPOSITIVE POWER
|
|||
0
|
||||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|||
0
|
||||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)
|
|||
o
|
||||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
|
|||
0%
|
||||
14
|
TYPE OF REPORTING PERSON (See Instructions)
|
|||
OO
|
|
SCHEDULE 13D
|
|
CUSIP No. N6865W105
|
|
|
1
|
NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) |
|||
JLL Associates V (Patheon), L.P.
|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
|
|||
(a) o
(b) x
|
||||
3
|
SEC USE ONLY
|
|||
4
|
SOURCE OF FUNDS (See Instructions)
|
|||
OO
|
||||
5
|
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E)
|
|||
o
|
||||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|||
Cayman Islands
|
||||
NUMBER OF
SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
7
|
SOLE VOTING POWER
|
||
0
|
||||
8
|
SHARED VOTING POWER
|
|||
0
|
||||
9
|
SOLE DISPOSITIVE POWER
|
|||
0
|
||||
10
|
SHARED DISPOSITIVE POWER
|
|||
0
|
||||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|||
0
|
||||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)
|
|||
o
|
||||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
|
|||
0%
|
||||
14
|
TYPE OF REPORTING PERSON (See Instructions)
|
|||
PN
|
|
SCHEDULE 13D
|
|
CUSIP No. N6865W105
|
|
|
1
|
NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) |
|||
JLL/Delta Patheon Holdings, L.P.
|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
|
|||
(a) o
(b) x
|
||||
3
|
SEC USE ONLY
|
|||
4
|
SOURCE OF FUNDS (See Instructions)
|
|||
OO
|
||||
5
|
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E)
|
|||
o
|
||||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|||
Cayman Islands
|
||||
NUMBER OF
SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
7
|
SOLE VOTING POWER
|
||
0
|
||||
8
|
SHARED VOTING POWER
|
|||
0
|
||||
9
|
SOLE DISPOSITIVE POWER
|
|||
0
|
||||
10
|
SHARED DISPOSITIVE POWER
|
|||
0
|
||||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|||
0
|
||||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)
|
|||
o
|
||||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
|
|||
0%
|
||||
14
|
TYPE OF REPORTING PERSON (See Instructions)
|
|||
PN
|
|
SCHEDULE 13D
|
|
CUSIP No. N6865W105
|
|
|
1
|
NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) |
|||
JLL/Delta Patheon GP, Ltd.
|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
|
|||
(a) o
(b) x
|
||||
3
|
SEC USE ONLY
|
|||
4
|
SOURCE OF FUNDS (See Instructions)
|
|||
OO
|
||||
5
|
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E)
|
|||
o
|
||||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|||
Cayman Islands
|
||||
NUMBER OF
SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
7
|
SOLE VOTING POWER
|
||
0
|
||||
8
|
SHARED VOTING POWER
|
|||
0
|
||||
9
|
SOLE DISPOSITIVE POWER
|
|||
0
|
||||
10
|
SHARED DISPOSITIVE POWER
|
|||
0
|
||||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|||
0
|
||||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)
|
|||
o
|
||||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
|
|||
0%
|
||||
14
|
TYPE OF REPORTING PERSON (See Instructions)
|
|||
CO
|
|
SCHEDULE 13D
|
|
CUSIP No. N6865W105
|
|
|
1
|
NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) |
|||
Patheon Holdco Coöperatief U.A.
|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
|
|||
(a) o
(b) x
|
||||
3
|
SEC USE ONLY
|
|||
4
|
SOURCE OF FUNDS (See Instructions)
|
|||
OO
|
||||
5
|
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E)
|
|||
o
|
||||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|||
The Netherlands
|
||||
NUMBER OF
SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
7
|
SOLE VOTING POWER
|
||
0
|
||||
8
|
SHARED VOTING POWER
|
|||
0
|
||||
9
|
SOLE DISPOSITIVE POWER
|
|||
0
|
||||
10
|
SHARED DISPOSITIVE POWER
|
|||
0
|
||||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|||
0
|
||||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)
|
|||
o
|
||||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
|
|||
0%
|
||||
14
|
TYPE OF REPORTING PERSON (See Instructions)
|
|||
OO
|
|
SCHEDULE 13D
|
|
CUSIP No. N6865W105
|
|
|
1
|
NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) |
|||
JLL Partners Fund V (New Patheon), L.P.
|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
|
|||
(a) o
(b) x
|
||||
3
|
SEC USE ONLY
|
|||
4
|
SOURCE OF FUNDS (See Instructions)
|
|||
OO
|
||||
5
|
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E)
|
|||
o
|
||||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|||
Cayman Islands
|
||||
NUMBER OF
SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
7
|
SOLE VOTING POWER
|
||
0
|
||||
8
|
SHARED VOTING POWER
|
|||
0
|
||||
9
|
SOLE DISPOSITIVE POWER
|
|||
0
|
||||
10
|
SHARED DISPOSITIVE POWER
|
|||
0
|
||||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|||
0
|
||||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)
|
|||
o
|
||||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
|
|||
0%
|
||||
14
|
TYPE OF REPORTING PERSON (See Instructions)
|
|||
PN
|
|
SCHEDULE 13D
|
|
CUSIP No. N6865W105
|
|
|
1
|
NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) |
|||
JLL Patheon Co-Investment Fund, L.P.
|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
|
|||
(a) o
(b) x
|
||||
3
|
SEC USE ONLY
|
|||
4
|
SOURCE OF FUNDS (See Instructions)
|
|||
OO
|
||||
5
|
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E)
|
|||
o
|
||||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|||
Cayman Islands
|
||||
NUMBER OF
SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
7
|
SOLE VOTING POWER
|
||
0
|
||||
8
|
SHARED VOTING POWER
|
|||
0
|
||||
9
|
SOLE DISPOSITIVE POWER
|
|||
0
|
||||
10
|
SHARED DISPOSITIVE POWER
|
|||
0
|
||||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|||
0
|
||||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)
|
|||
o
|
||||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
|
|||
0%
|
||||
14
|
TYPE OF REPORTING PERSON (See Instructions)
|
|||
PN
|
|
|
JLL ASSOCIATES G.P. V (PATHEON), LTD.
|
|
|
|
|
|
|
By:
|
/s/ Paul Levy
|
|
|
|
Name: Paul S. Levy
|
|
|
|
Title: Managing Director
|
|
|
|
JLL PARTNERS FUND VI (PATHEON), L.P.
|
|
|
|
|
|
|
|
By its general partner,
|
|
|
|
JLL Associates VI (Patheon), L.P.
|
|
|
|
|
|
|
|
By its general partner,
|
|
|
|
JLL Associates G.P. V (Patheon), Ltd.
|
|
|
|
|
|
|
By:
|
/s/ Paul Levy
|
|
|
|
Name: Paul S. Levy
|
|
|
|
Title: Managing Director
|
|
|
|
JLL PATHEON FF II, LLC
|
|
|
|
|
|
|
By:
|
/s/ Paul Levy
|
|
|
|
Name: Paul S. Levy
|
|
|
|
Title: President
|
|
JLL ASSOCIATES V (PATHEON), L.P.
|
|||
|
|
By its general partner,
|
|
|
|
JLL Associates G.P. V (Patheon), Ltd.
|
|
|
|
|
|
|
By:
|
/s/ Paul Levy
|
|
|
|
Name: Paul S. Levy
|
|
|
|
Title: Managing Director
|
|
|
|
JLL/DELTA PATHEON HOLDINGS, L.P.
|
|
|
|
|
|
|
|
By its general partner,
|
|
|
|
JLL/Delta Patheon GP, Ltd.
|
|
|
|
|
|
|
By:
|
/s/ Daniel Agroskin
|
|
|
|
Name: Daniel Agroskin
|
|
|
|
Title: Treasurer
|
|
|
|
JLL/DELTA PATHEON GP, LTD.
|
|
|
|
|
|
|
|
|
|
|
By:
|
/s/ Daniel Agroskin
|
|
|
|
Name: Daniel Agroskin
|
|
|
|
Title: Treasurer
|
|
|
|
PATHEON HOLDCO COÖPERATIEF U.A.
|
|
|
|
|
|
|
|
|
|
|
By:
|
/s/ Daniel Agroskin
|
|
|
|
Name: Daniel Agroskin
|
|
|
|
Title: Director
|
|
|
|
|
|
|
|
JLL PARTNERS FUND V (NEW PATHEON), L.P.
|
|
|
|
|
|
|
|
By its general partner,
|
|
|
|
JLL Associates V (New Patheon), L.P.
|
|
|
|
|
|
|
|
By its general partner,
|
|
|
|
JLL Associates G.P. V (Patheon), Ltd.
|
|
|
|
|
|
|
By:
|
/s/ Paul Levy
|
|
|
|
Name: Paul S. Levy
|
|
|
|
Title: Managing Director
|
|
|
|
JLL PATHEON CO-INVESTMENT FUND, L.P.
|
|
|
|
|
|
|
|
By its general partner,
|
|
|
|
JLL Associates V (Patheon), L.P.
|
|
|
|
|
|
|
|
By its general partner,
|
|
|
|
JLL Associates G.P. V (Patheon), Ltd.
|
|
|
|
|
|
|
By:
|
/s/ Paul Levy
|
|
|
|
Name: Paul S. Levy
|
|
|
|
Title: Managing Director
|
|
Date
|
Security
|
Amount of Shs.
Bought / (Sold)
|
Approx. price ($) per Share
|
August 29, 2017
|
Ordinary Shares
|
(19,985,589)
|
35.00
|
Date
|
Security
|
Amount of Shs.
Bought / (Sold)
|
Approx. price ($) per Share
|
August 29, 2017
|
Ordinary Shares
|
(24,421,323)
|
35.00
|
Date
|
Security
|
Amount of Shs.
Bought / (Sold)
|
Approx. price ($) per Share
|
August 29, 2017
|
Ordinary Shares
|
(7,013,339)
|
35.00
|
Date
|
Security
|
Amount of Shs.
Bought / (Sold)
|
Approx. price ($) per Share
|
August 29, 2017
|
Ordinary Shares
|
(4,996,397)
|
35.00
|
Date
|
Security
|
Amount of Shs.
Bought / (Sold)
|
Approx. price ($) per Share
|
August 29, 2017
|
Ordinary Shares
|
(40,287)
|
35.00
|
Date
|
Security
|
Amount of Shs.
Bought / (Sold)
|
Approx. price ($) per Share
|
August 29, 2017
|
Ordinary Shares
|
(17,569)
|
35.00
|
Date
|
Security
|
Amount of Shs.
Bought / (Sold)
|
Approx. price ($) per Share
|
August 29, 2017
|
Ordinary Shares
|
(5,975,840)
|
35.00
|