0001140361-22-034143.txt : 20220920 0001140361-22-034143.hdr.sgml : 20220920 20220920212238 ACCESSION NUMBER: 0001140361-22-034143 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220916 FILED AS OF DATE: 20220920 DATE AS OF CHANGE: 20220920 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Reed Peter A CENTRAL INDEX KEY: 0001643733 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39832 FILM NUMBER: 221254918 MAIL ADDRESS: STREET 1: C/O UNWIRED PLANET, INC. STREET 2: 170 S. VIRGINIA STREET SUITE 201 CITY: RENO STATE: NV ZIP: 89501 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Great Elm Group, Inc. CENTRAL INDEX KEY: 0001831096 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 853622015 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 800 SOUTH STREET, SUITE 230 CITY: WALTHAM STATE: MA ZIP: 02453 BUSINESS PHONE: (617) 375-3006 MAIL ADDRESS: STREET 1: 800 SOUTH STREET, SUITE 230 CITY: WALTHAM STATE: MA ZIP: 02453 4 1 form4.xml FORM 4 X0306 4 2022-09-16 0001831096 Great Elm Group, Inc. GEG 0001643733 Reed Peter A C/O GREAT ELM GROUP, INC. 800 SOUTH STREET, SUITE 230 WALTHAM MA 02453 true Chief Executive Officer Option (right to buy) 3.6 2022-09-16 4 A 0 125000 0 A 2027-09-18 Common Stock 125000 125000 D On September 16, 2022, Great Elm Group, Inc. ("GEG") amended the award agreement for certain options previously granted to Mr. Reed to extend the term of options to purchase 125,000 shares of GEG's common stock until September 18, 2027. /s/ Adam M. Kleinman, attorney-in-fact 2022-09-20