CUSIP No. 52177H100
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13D
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Page 2 of 4
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1
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NAME OF REPORTING PERSON
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S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
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Michael Goerner
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
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(a)
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☐
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(b)
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☒
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3
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SEC USE ONLY
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4
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SOURCE OF FUNDS*
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OO
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5
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CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E)
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☐
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6
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CITIZENSHIP OR PLACE OF ORGANIZATION
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USA
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
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7
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SOLE VOTING POWER
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8,450,020 (1) (See Item 5)
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8
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SHARED VOTING POWER
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0 (See Item 5)
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9
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SOLE DISPOSITIVE POWER
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8,450,020 (1) (See Item 5)
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10
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SHARED DISPOSITIVE POWER
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0 (See Item 5)
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11
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
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8,450,020 (1) (See Item 5)
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12
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
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13
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
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18.8%
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14
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TYPE OF REPORTING PERSON*
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IN
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1. |
Includes 1,000,000 shares of the Issuer’s Series A Preferred Stock, which converts into the Issuer’s Common Stock on a one-for-one basis and 200,000 option shares readily
exercisable, granted pursuant to Issuer’s 2017 Equity Incentive Plan.
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CUSIP No. 52177H100
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13D
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Page 3 of 4
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Item 1.
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Security and Issuer.
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Item 2.
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Identity and Background.
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(a) |
This Schedule 13D is being filed on behalf of Michael Goerner (the “Reporting Person”).
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(b) |
The address of the principal place of business and principal office of the Reporting Person is 6888 S. Clinton Street, Suite 300, Greenwood Village, Colorado 80108.
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(c) |
Reporting Person is the Treasurer of the Issuer.
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(d) |
During the past five years, the Reporting Person has not been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors).
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(e) |
During the past five years, the Reporting Person has not been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result
of such proceeding such person was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with
respect to such laws.
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(f) |
Reporting Person is a citizen of the United States.
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Item 3.
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Source and Amount of Funds or Other Consideration.
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Item 4.
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Purpose of the Transaction
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CUSIP No. 52177H100
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13D
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Page 4 of 4
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Item 5.
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Interest in Securities of the Issuer.
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Item 6.
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Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer.
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Item 7.
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Material to be Filed as Exhibits.
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Dated: July 10, 2018
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/s/ Michael Goerner
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Michael Goerner, Individually
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