0001209191-21-067686.txt : 20211202 0001209191-21-067686.hdr.sgml : 20211202 20211202174609 ACCESSION NUMBER: 0001209191-21-067686 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211130 FILED AS OF DATE: 20211202 DATE AS OF CHANGE: 20211202 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Dicks Allan CENTRAL INDEX KEY: 0001817846 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39394 FILM NUMBER: 211467975 MAIL ADDRESS: STREET 1: 1 PARK PLAZA STREET 2: SUITE 1000 CITY: IRVINE STATE: CA ZIP: 92614 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Montrose Environmental Group, Inc. CENTRAL INDEX KEY: 0001643615 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MANAGEMENT CONSULTING SERVICES [8742] IRS NUMBER: 464195044 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1 PARK PLAZA, SUITE 1000 CITY: IRVINE STATE: CA ZIP: 92614 BUSINESS PHONE: (949) 988-3500 MAIL ADDRESS: STREET 1: 1 PARK PLAZA, SUITE 1000 CITY: IRVINE STATE: CA ZIP: 92614 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-11-30 0 0001643615 Montrose Environmental Group, Inc. MEG 0001817846 Dicks Allan 5120 NORTHSHORE DR NORTH LITTLE ROCK AR 72118 0 1 0 0 Chief Financial Officer Common Stock 2021-11-30 4 S 0 6131 71.994 D 31869 D Common Stock 2021-11-30 4 S 0 4519 72.888 D 27350 D Common Stock 2021-11-30 4 S 0 400 73.742 D 26950 D Common Stock 2021-11-30 4 M 0 38000 8.58 A 64950 D Common Stock 2021-11-30 4 S 0 10806 71.958 D 54144 D Common Stock 2021-11-30 4 S 0 9507 72.839 D 44637 D Common Stock 2021-11-30 4 S 0 1377 73.555 D 43260 D Stock Option (Right to Buy) 8.58 2021-11-30 4 M 0 38000 0.00 D 2026-08-16 Common Stock 38000 0 D The price reported in Column 4 is a weighted average price. These shares of common stock of the Issuer were sold in multiple transactions by the Reporting Person at prices ranging from $71.43 to $72.42, inclusive. The Reporting Person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares of common stock sold at each separate price within the range. The price reported in Column 4 is a weighted average price. These shares of common stock of the Issuer were sold in multiple transactions by the Reporting Person at prices ranging from $72.43 to $73.40, inclusive. The Reporting Person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares of common stock sold at each separate price within the range. The price reported in Column 4 is a weighted average price. These shares of common stock of the Issuer were sold in multiple transactions by the Reporting Person at prices ranging from $73.60 to $73.95, inclusive. The Reporting Person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares of common stock sold at each separate price within the range. The price reported in Column 4 is a weighted average price. These shares of common stock of the Issuer were sold in multiple transactions by the Reporting Person at prices ranging from $71.38 to $72.36, inclusive. The Reporting Person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares of common stock sold at each separate price within the range. The price reported in Column 4 is a weighted average price. These shares of common stock of the Issuer were sold in multiple transactions by the Reporting Person at prices ranging from $72.39 to $73.38, inclusive. The Reporting Person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares of common stock sold at each separate price within the range. The price reported in Column 4 is a weighted average price. These shares of common stock of the Issuer were sold in multiple transactions by the Reporting Person at prices ranging from $73.39 to $73.81, inclusive. The Reporting Person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares of common stock sold at each separate price within the range. 50% of the shares subject to the option vested on August 16, 2018 and the remaining 50% vested on August 16, 2020. Form 4 filed by the Reporting Person on September 24, 2021 incorrectly reflected the number of options remaining following the exercise reported thereon. The correct number of options that should have been reflected thereon was 38,000 The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person. /s/ Nasym Afsari, Attorney in Fact 2021-12-02