0001209191-23-028998.txt : 20230512 0001209191-23-028998.hdr.sgml : 20230512 20230512160752 ACCESSION NUMBER: 0001209191-23-028998 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230512 FILED AS OF DATE: 20230512 DATE AS OF CHANGE: 20230512 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ansanelli Joseph CENTRAL INDEX KEY: 0001822868 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39502 FILM NUMBER: 23915694 MAIL ADDRESS: STREET 1: 305 MAIN STREET CITY: REDWOOD CITY STATE: CA ZIP: 94063 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Sumo Logic, Inc. CENTRAL INDEX KEY: 0001643269 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 272234444 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 855 MAIN STREET, SUITE 100 CITY: REDWOOD CITY STATE: CA ZIP: 94063 BUSINESS PHONE: 650-670-8002 MAIL ADDRESS: STREET 1: 855 MAIN STREET, SUITE 100 CITY: REDWOOD CITY STATE: CA ZIP: 94063 4 1 doc4.xml FORM 4 SUBMISSION X0407 4 2023-05-12 1 0001643269 Sumo Logic, Inc. SUMO 0001822868 Ansanelli Joseph 305 MAIN STREET REDWOOD CITY CA 94063 1 0 0 0 0 Common Stock 2023-05-12 4 D 0 332734 D 0 D Common Stock 2023-05-12 4 D 0 3372470 D 0 I See footnote Common Stock 2023-05-12 4 D 0 303620 D 0 I See footnote Common Stock 2023-05-12 4 D 0 107842 D 0 I See footnote Certain of these shares are represented by previously reported restricted stock units ("RSUs"). At the effective time of the merger (the "Effective Time") each issued and outstanding RSU was cancelled and converted into the right to receive an amount equal to $12.05 in cash (the "Per Share Price"), subject to the terms set forth in the Merger Agreement. Pursuant to the terms of the Company's Outside Director Compensation Policy and/or the applicable award agreement governing such RSU, at the Effective Time, each unvested RSU was accelerated and converted into the right to receive an amount in cash equal to the Per Share Price. Pursuant to an Agreement and Plan of Merger (the "Merger Agreement") between Serrano Parent, Serrano Merger Sub, Inc., and Sumo Logic (the "Company"), each issued and outstanding share of the Company's common stock was cancelled and converted into the right to receive an amount in cash equal to the Per Share Price. These shares are held of record by Greylock XIII LP. The Reporting Person disclaims beneficial ownership of the securities held by Greylock XIII LP except to the extent of any pecuniary interest therein and the inclusion of these securities in this report shall not be deemed an admission by the Reporting Person of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. These shares are held of record by Greylock XIII-A LP. The Reporting Person disclaims beneficial ownership of the securities held by Greylock XIII-A LP except to the extent of any pecuniary interest therein and the inclusion of these securities in this report shall not be deemed an admission by the Reporting Person of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. These shares are held of record by Greylock XIII Principals. The Reporting Person disclaims beneficial ownership of the securities held by Greylock XIII Principals except to the extent of any pecuniary interest therein and the inclusion of these securities in this report shall not be deemed an admission by the Reporting Person of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. /s/ Katherine Haar, Attorney-in-fact 2023-05-12