0001209191-21-070449.txt : 20211217 0001209191-21-070449.hdr.sgml : 20211217 20211217195517 ACCESSION NUMBER: 0001209191-21-070449 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211215 FILED AS OF DATE: 20211217 DATE AS OF CHANGE: 20211217 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: McCord Jennifer CENTRAL INDEX KEY: 0001822742 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39502 FILM NUMBER: 211503331 MAIL ADDRESS: STREET 1: 305 MAIN STREET CITY: REDWOOD CITY STATE: CA ZIP: 94063 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Sumo Logic, Inc. CENTRAL INDEX KEY: 0001643269 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 272234444 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 305 MAIN STREET CITY: REDWOOD CITY STATE: CA ZIP: 94063 BUSINESS PHONE: 650-810-8700 MAIL ADDRESS: STREET 1: 305 MAIN STREET CITY: REDWOOD CITY STATE: CA ZIP: 94063 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-12-15 0 0001643269 Sumo Logic, Inc. SUMO 0001822742 McCord Jennifer 305 MAIN STREET REDWOOD CITY CA 94063 0 1 0 0 Chief Accounting Officer Common Stock 2021-12-15 4 A 0 125944 0.00 A 219918 D Common Stock 2021-12-16 4 S 0 1948 14.098 D 217970 D Common Stock 15000 I See footnote Each share is represented by a Restricted Stock Unit ("RSU"). One-sixteenth (1/16th) of the RSUs will vest on the first Quarterly Vesting Date following the date of the grant and on each Quarterly Vesting Date thereafter, subject to the Reporting Person continuing to be a service provider to the Issuer through each such date. A "Quarterly Vesting Date" is the first Trading Day on or after each of March 15, June 15, September 15, and December 15. Certain of these shares are represented by previously reported RSUs. Each RSU represents the Reporting Person's right to receive one share of Common Stock of the Issuer subject to the applicable vesting schedule and the Reporting Person continuing to be a Service Provider through each such date. Includes 1,041 shares acquired under the Issuer's Employee Stock Purchase Plan on December 15, 2021. Shares sold to cover tax obligations in connection with the vesting of RSUs. This sale price represents the weighted average sale price of the shares sold ranging from $13.644 to $14.109 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. These shares are held by the Jennifer R. and Robert T. McCord Living Trust, dated April 08, 2020, for which the Reporting Person and the Reporting Person's spouse serve as co-trustees. /s/ Katherine Haar, Attorney-in-fact 2021-12-17