0001209191-21-047643.txt : 20210721 0001209191-21-047643.hdr.sgml : 20210721 20210721200158 ACCESSION NUMBER: 0001209191-21-047643 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210719 FILED AS OF DATE: 20210721 DATE AS OF CHANGE: 20210721 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sayar Ramin CENTRAL INDEX KEY: 0001822614 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39502 FILM NUMBER: 211105663 MAIL ADDRESS: STREET 1: 305 MAIN STREET CITY: REDWOOD CITY STATE: CA ZIP: 94063 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Sumo Logic, Inc. CENTRAL INDEX KEY: 0001643269 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 272234444 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 305 MAIN STREET CITY: REDWOOD CITY STATE: CA ZIP: 94063 BUSINESS PHONE: 650-810-8700 MAIL ADDRESS: STREET 1: 305 MAIN STREET CITY: REDWOOD CITY STATE: CA ZIP: 94063 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-07-19 0 0001643269 Sumo Logic, Inc. SUMO 0001822614 Sayar Ramin 305 MAIN STREET REDWOOD CITY CA 94063 1 1 0 0 President and CEO Common Stock 2021-07-19 4 S 0 1200 19.569 D 697224 D Common Stock 2021-07-20 4 S 0 2600 20.393 D 694624 D Common Stock 2021-07-19 4 M 0 34500 1.15 A 37162 I See footnote Common Stock 2021-07-19 4 S 0 34500 19.569 D 2662 I See footnote Common Stock 2021-07-20 4 M 0 62000 1.15 A 64662 I See footnote Common Stock 2021-07-20 4 S 0 62000 20.393 D 2662 I See footnote Common Stock 7428 I See footnote Common Stock 7428 I See footnote Stock Option (right to buy) 1.15 2021-07-19 4 M 0 34500 0.00 D 2024-12-02 Common Stock 34500 2776298 D Stock Option (right to buy) 1.15 2021-07-20 4 M 0 62000 0.00 D 2024-12-02 Common Stock 62000 2714298 D The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on January 8, 2021. This sale price represents the weighted average sale price of the shares sold ranging from $18.96 to $19.95 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. This sale price represents the weighted average sale price of the shares sold ranging from $19.86 to $20.80 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. These shares are held of record by The Sayar Family Trust, for which the Reporting Person serves as co-trustee. Shares are held in trusts for the benefit of each of the Reporting Person's children. The Reporting Person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. The shares underlying this option are fully vested and immediately exercisable. /s/ Katherine Haar, Attorney-in-fact 2021-07-21