0002007317-24-000015.txt : 20240125 0002007317-24-000015.hdr.sgml : 20240125 20240125163930 ACCESSION NUMBER: 0002007317-24-000015 CONFORMED SUBMISSION TYPE: 144 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20240125 DATE AS OF CHANGE: 20240125 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Shockwave Medical, Inc. CENTRAL INDEX KEY: 0001642545 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] ORGANIZATION NAME: 08 Industrial Applications and Services IRS NUMBER: 270494101 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 144 SEC ACT: 1933 Act SEC FILE NUMBER: 001-38829 FILM NUMBER: 24562746 BUSINESS ADDRESS: STREET 1: 5403 BETSY ROSS DRIVE CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: (510) 279-4262 MAIL ADDRESS: STREET 1: 5403 BETSY ROSS DRIVE CITY: SANTA CLARA STATE: CA ZIP: 95054 FORMER COMPANY: FORMER CONFORMED NAME: ShockWave Medical, Inc. DATE OF NAME CHANGE: 20150515 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: Zacharias Isaac CENTRAL INDEX KEY: 0001768265 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 144 MAIL ADDRESS: STREET 1: 5403 BETSY ROSS DRIVE CITY: SANTA CLARA STATE: CA ZIP: 95054 144 1 primary_doc.xml 144 0001768265 XXXXXXXX LIVE 0001642545 Shockwave Medical, Inc. 001-38829 5403 BETSY ROSS DRIVE SANTA CLARA CA 95054 (510) 279-4262 Zacharias Isaac Officer Common Merrill Lynch, Pierce, Fenner & Smith Inc

225 Liberty Street 41st Floor New York NY 10281

4000 896000.00 36896750 01/26/2024 NASDAQ Common 11/14/2018 Stock Option Issuer N 4000 01/26/2024 Cash N ISAAC ZACHARIAS C/O SHOCKWAVE MEDICAL

5403 BETSY ROSS DRIVE SANTA CLARA CA 95054

SWAV 12/26/2023 4000 770000.00 ISAAC ZACHARIAS C/O SHOCKWAVE MEDICAL

5403 BETSY ROSS DRIVE SANTA CLARA CA 95054

SWAV 11/27/2023 4000 694320.00 ISAAC ZACHARIAS C/O SHOCKWAVE MEDICAL

5403 BETSY ROSS DRIVE SANTA CLARA CA 95054

SWAV 10/26/2023 4000 837824.90 01/25/2024 08/25/2023 ISAAC ZACHARIAS