0001950047-24-001300.txt : 20240222 0001950047-24-001300.hdr.sgml : 20240222 20240222162454 ACCESSION NUMBER: 0001950047-24-001300 CONFORMED SUBMISSION TYPE: 144 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20240222 DATE AS OF CHANGE: 20240222 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Shockwave Medical, Inc. CENTRAL INDEX KEY: 0001642545 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] ORGANIZATION NAME: 08 Industrial Applications and Services IRS NUMBER: 270494101 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 144 SEC ACT: 1933 Act SEC FILE NUMBER: 001-38829 FILM NUMBER: 24665218 BUSINESS ADDRESS: STREET 1: 5403 BETSY ROSS DRIVE CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: (510) 279-4262 MAIL ADDRESS: STREET 1: 5403 BETSY ROSS DRIVE CITY: SANTA CLARA STATE: CA ZIP: 95054 FORMER COMPANY: FORMER CONFORMED NAME: ShockWave Medical, Inc. DATE OF NAME CHANGE: 20150515 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: Phung Trinh CENTRAL INDEX KEY: 0001911088 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 144 MAIL ADDRESS: STREET 1: C/O SHOCKWAVE MEDICAL, INC. STREET 2: 5403 BETSY ROSS DRIVE CITY: SANTA CLARA STATE: CA ZIP: 95054 144 1 primary_doc.xml 144 0001911088 XXXXXXXX LIVE 0001642545 SHOCKWAVE MED INC 001-38829 5403 Betsy Ross Drive Santa Clara CA 95054 5102794262 TRINH PHUNG Officer Common Morgan Stanley Smith Barney LLC Executive Financial Services

1 New York Plaza 38th Fl. New York NY 10004

599 154913.38 36896750 02/22/2024 NASDAQ Common 02/18/2024 Restricted Stock Units Issuer N 599 02/18/2024 N/A N 10b5-1 Sales for TRINH PHUNG

5403 Betsy Ross Drive Santa Clara CA 95054

Common 02/06/2024 1287 298816.50 10b5-1 Sales for TRINH PHUNG

5403 Betsy Ross Drive Santa Clara CA 95054

Common 12/07/2023 203 34840.89 02/22/2024 09/07/2023 /s/ Trinh Tu Phung