0001642545-24-000093.txt : 20240521 0001642545-24-000093.hdr.sgml : 20240521 20240521173252 ACCESSION NUMBER: 0001642545-24-000093 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240517 FILED AS OF DATE: 20240521 DATE AS OF CHANGE: 20240521 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Phung Trinh CENTRAL INDEX KEY: 0001911088 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38829 FILM NUMBER: 24970895 MAIL ADDRESS: STREET 1: C/O SHOCKWAVE MEDICAL, INC. STREET 2: 5403 BETSY ROSS DRIVE CITY: SANTA CLARA STATE: CA ZIP: 95054 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Shockwave Medical, Inc. CENTRAL INDEX KEY: 0001642545 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] ORGANIZATION NAME: 08 Industrial Applications and Services IRS NUMBER: 270494101 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5403 BETSY ROSS DRIVE CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: (510) 279-4262 MAIL ADDRESS: STREET 1: 5403 BETSY ROSS DRIVE CITY: SANTA CLARA STATE: CA ZIP: 95054 FORMER COMPANY: FORMER CONFORMED NAME: ShockWave Medical, Inc. DATE OF NAME CHANGE: 20150515 4 1 wk-form4_1716327158.xml FORM 4 X0508 4 2024-05-17 0 0001642545 Shockwave Medical, Inc. SWAV 0001911088 Phung Trinh C/O SHOCKWAVE MEDICAL, INC. 5403 BETSY ROSS DRIVE SANTA CLARA CA 95054 0 1 0 0 VP, Finance 0 Common Stock 2024-05-17 4 M 0 2391 4.026 A 33087 D Common Stock 2024-05-17 4 M 0 1339 3.416 A 34426 D Common Stock 2024-05-17 4 M 0 16033 6.71 A 50459 D Stock Option 4.026 2024-05-17 4 M 0 2391 0 D 2028-07-19 Common Stock 2391 0 D Stock Option 3.416 2024-05-17 4 M 0 1339 0 D 2027-07-12 Common Stock 1339 0 D Stock Option 6.71 2024-05-17 4 M 0 16033 0 D 2028-10-18 Common Stock 16033 0 D Fully vested. /s/ Wade Estey, as attorney-in-fact for Trinh Phung 2024-05-21