0001642545-24-000073.txt : 20240306 0001642545-24-000073.hdr.sgml : 20240306 20240306211029 ACCESSION NUMBER: 0001642545-24-000073 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240304 FILED AS OF DATE: 20240306 DATE AS OF CHANGE: 20240306 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Phung Trinh CENTRAL INDEX KEY: 0001911088 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38829 FILM NUMBER: 24727925 MAIL ADDRESS: STREET 1: C/O SHOCKWAVE MEDICAL, INC. STREET 2: 5403 BETSY ROSS DRIVE CITY: SANTA CLARA STATE: CA ZIP: 95054 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Shockwave Medical, Inc. CENTRAL INDEX KEY: 0001642545 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] ORGANIZATION NAME: 08 Industrial Applications and Services IRS NUMBER: 270494101 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5403 BETSY ROSS DRIVE CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: (510) 279-4262 MAIL ADDRESS: STREET 1: 5403 BETSY ROSS DRIVE CITY: SANTA CLARA STATE: CA ZIP: 95054 FORMER COMPANY: FORMER CONFORMED NAME: ShockWave Medical, Inc. DATE OF NAME CHANGE: 20150515 4 1 wk-form4_1709777419.xml FORM 4 X0508 4 2024-03-04 0 0001642545 Shockwave Medical, Inc. SWAV 0001911088 Phung Trinh C/O SHOCKWAVE MEDICAL, INC. 5403 BETSY ROSS DRIVE SANTA CLARA CA 95054 0 1 0 0 VP, Finance 0 Common Stock 2024-03-04 4 F 0 24 263.75 D 31054 D Common Stock 2024-03-04 4 F 0 9 263.75 D 31045 D Common Stock 2024-03-06 4 S 0 21 253.14 D 31024 D The reported total includes an aggregate 47 shares the Reporting Person has acquired since her Form 4 report filed on February 7, 2024 in exempt transactions through automatic payroll deduction and purchase features of the Issuers Employee Stock Purchase Plan, which is a qualified tax-conditioned plan pursuant to Section 423 of the Internal Revenue Code. All transactions reported here were effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on 09/07/23. /s/ Kendra Fox, as attorney-in-fact for Trinh Phung 2024-03-06