0001642545-24-000073.txt : 20240306
0001642545-24-000073.hdr.sgml : 20240306
20240306211029
ACCESSION NUMBER: 0001642545-24-000073
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240304
FILED AS OF DATE: 20240306
DATE AS OF CHANGE: 20240306
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Phung Trinh
CENTRAL INDEX KEY: 0001911088
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38829
FILM NUMBER: 24727925
MAIL ADDRESS:
STREET 1: C/O SHOCKWAVE MEDICAL, INC.
STREET 2: 5403 BETSY ROSS DRIVE
CITY: SANTA CLARA
STATE: CA
ZIP: 95054
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Shockwave Medical, Inc.
CENTRAL INDEX KEY: 0001642545
STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841]
ORGANIZATION NAME: 08 Industrial Applications and Services
IRS NUMBER: 270494101
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 5403 BETSY ROSS DRIVE
CITY: SANTA CLARA
STATE: CA
ZIP: 95054
BUSINESS PHONE: (510) 279-4262
MAIL ADDRESS:
STREET 1: 5403 BETSY ROSS DRIVE
CITY: SANTA CLARA
STATE: CA
ZIP: 95054
FORMER COMPANY:
FORMER CONFORMED NAME: ShockWave Medical, Inc.
DATE OF NAME CHANGE: 20150515
4
1
wk-form4_1709777419.xml
FORM 4
X0508
4
2024-03-04
0
0001642545
Shockwave Medical, Inc.
SWAV
0001911088
Phung Trinh
C/O SHOCKWAVE MEDICAL, INC.
5403 BETSY ROSS DRIVE
SANTA CLARA
CA
95054
0
1
0
0
VP, Finance
0
Common Stock
2024-03-04
4
F
0
24
263.75
D
31054
D
Common Stock
2024-03-04
4
F
0
9
263.75
D
31045
D
Common Stock
2024-03-06
4
S
0
21
253.14
D
31024
D
The reported total includes an aggregate 47 shares the Reporting Person has acquired since her Form 4 report filed on February 7, 2024 in exempt transactions through automatic payroll deduction and purchase features of the Issuers Employee Stock Purchase Plan, which is a qualified tax-conditioned plan pursuant to Section 423 of the Internal Revenue Code.
All transactions reported here were effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on 09/07/23.
/s/ Kendra Fox, as attorney-in-fact for Trinh Phung
2024-03-06