0001209191-23-056851.txt : 20231128
0001209191-23-056851.hdr.sgml : 20231128
20231128200227
ACCESSION NUMBER: 0001209191-23-056851
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20231127
FILED AS OF DATE: 20231128
DATE AS OF CHANGE: 20231128
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Zacharias Isaac
CENTRAL INDEX KEY: 0001768265
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38829
FILM NUMBER: 231448122
MAIL ADDRESS:
STREET 1: 5403 BETSY ROSS DRIVE
CITY: SANTA CLARA
STATE: CA
ZIP: 95054
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Shockwave Medical, Inc.
CENTRAL INDEX KEY: 0001642545
STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841]
IRS NUMBER: 270494101
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 5403 BETSY ROSS DRIVE
CITY: SANTA CLARA
STATE: CA
ZIP: 95054
BUSINESS PHONE: (510) 279-4262
MAIL ADDRESS:
STREET 1: 5403 BETSY ROSS DRIVE
CITY: SANTA CLARA
STATE: CA
ZIP: 95054
FORMER COMPANY:
FORMER CONFORMED NAME: ShockWave Medical, Inc.
DATE OF NAME CHANGE: 20150515
4
1
doc4.xml
FORM 4 SUBMISSION
X0508
4
2023-11-27
0
0001642545
Shockwave Medical, Inc.
SWAV
0001768265
Zacharias Isaac
C/O SHOCKWAVE MEDICAL, INC.
5403 BETSY ROSS DRIVE
SANTA CLARA
CA
95054
0
1
0
0
President, CCO
0
Common Stock
2023-11-27
4
M
0
3777
6.71
A
47868
D
Common Stock
2023-11-27
4
S
0
4000
173.58
D
43868
D
Stock Option
6.71
2023-11-27
4
M
0
3777
0.00
D
2028-11-14
Common Stock
3777
43866
D
All transactions reported here were effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on 2/25/2022, amended on 5/23/2022
All reported securities were sold at a price of $173.58.
Twenty-Five percent of the shares subject to the option shall vest on 11/09/19 and the balance of the shares vested in equal monthly installments thereafter for 36 months.
/s/ Wade Estey, as attorney in fact for Isaac Zacharias
2023-11-28