0001209191-23-054428.txt : 20231103 0001209191-23-054428.hdr.sgml : 20231103 20231103200252 ACCESSION NUMBER: 0001209191-23-054428 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220426 FILED AS OF DATE: 20231103 DATE AS OF CHANGE: 20231103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Phung Trinh CENTRAL INDEX KEY: 0001911088 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38829 FILM NUMBER: 231377848 MAIL ADDRESS: STREET 1: C/O SHOCKWAVE MEDICAL, INC. STREET 2: 5403 BETSY ROSS DRIVE CITY: SANTA CLARA STATE: CA ZIP: 95054 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Shockwave Medical, Inc. CENTRAL INDEX KEY: 0001642545 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 270494101 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5403 BETSY ROSS DRIVE CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: (510) 279-4262 MAIL ADDRESS: STREET 1: 5403 BETSY ROSS DRIVE CITY: SANTA CLARA STATE: CA ZIP: 95054 FORMER COMPANY: FORMER CONFORMED NAME: ShockWave Medical, Inc. DATE OF NAME CHANGE: 20150515 4 1 doc4.xml FORM 4 SUBMISSION X0508 4 2022-04-26 0 0001642545 Shockwave Medical, Inc. SWAV 0001911088 Phung Trinh C/O SHOCKWAVE MEDICAL, INC. 5403 BETSY ROSS DRIVE SANTA CLARA CA 95054 0 1 0 0 VP, Finance 0 Common Stock 2022-04-26 4 M 0 2400 3.416 A 31095 D Common Stock 2023-06-01 4 A 0 720 0.00 A 24353 D Common Stock 2023-09-01 4 A 0 229 0.00 A 29407 D Stock Option 3.416 2022-04-26 4 M 0 2400 0.00 D 2027-07-12 Common Stock 2400 6339 D Fully vested. /s/ Wade Estey, as attorney-in-fact for Trinh Phung 2023-11-03