0001209191-16-100283.txt : 20160218 0001209191-16-100283.hdr.sgml : 20160218 20160218205944 ACCESSION NUMBER: 0001209191-16-100283 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160216 FILED AS OF DATE: 20160218 DATE AS OF CHANGE: 20160218 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: OncoCyte Corp CENTRAL INDEX KEY: 0001642380 STANDARD INDUSTRIAL CLASSIFICATION: IN VITRO & IN VIVO DIAGNOSTIC SUBSTANCES [2835] IRS NUMBER: 271041563 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1301 HARBOR BAY PARKWAY STREET 2: SUITE 100 CITY: ALAMEDA STATE: CA ZIP: 94502 BUSINESS PHONE: 510-521-3390 MAIL ADDRESS: STREET 1: 1301 HARBOR BAY PARKWAY STREET 2: SUITE 100 CITY: ALAMEDA STATE: CA ZIP: 94502 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ANNETT WILLIAM CENTRAL INDEX KEY: 0001662553 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37648 FILM NUMBER: 161439911 MAIL ADDRESS: STREET 1: 1301 HARBOR BAY PARKWAY CITY: ALAMEDA STATE: CA ZIP: 94502 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-02-16 0 0001642380 OncoCyte Corp OCX 0001662553 ANNETT WILLIAM 1010 ATLANTIC AVENUE SUITE 102 ALAMEDA CA 94501 1 1 0 0 President and CEO Option to Purchase Common Stock 3.06 2016-02-16 4 A 0 250000 0.00 A 2026-02-15 Common Stock 250000 250000 D Option to Purchase Common Stock 2.20 2025-06-15 Common Stock 605000 605000 D Option to Purchase Common Stock 2.20 2025-01-08 Common Stock 5000 5000 D One quarter of the options shall vest on February 15, 2017, subject to the completion of 12 months of continuous employment from the date of grant, and the balance shall vest in 36 monthly installments upon the completion of each month of continuous employment from the first anniversary of the date of grant. One quarter of the options shall vest on June 15, 2016, subject to the completion of 12 months of continuous employment from the date of grant, and the balance shall vest in 36 monthly installments upon the completion of each month of continuous employment from the first anniversary of the date of grant. Became exercisable in two equal installments based upon continued service on the board of directors from the date of grant on January 9, 2015. /s/William Annett 2016-02-18