0001493152-21-013654.txt : 20210604
0001493152-21-013654.hdr.sgml : 20210604
20210604171909
ACCESSION NUMBER: 0001493152-21-013654
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210602
FILED AS OF DATE: 20210604
DATE AS OF CHANGE: 20210604
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Sheehan Craig
CENTRAL INDEX KEY: 0001865983
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38861
FILM NUMBER: 21997430
MAIL ADDRESS:
STREET 1: 15150 AVENUE OF SCIENCE, SUITE 200
CITY: SAN DIEGO
STATE: CA
ZIP: 92128
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Guardion Health Sciences, Inc.
CENTRAL INDEX KEY: 0001642375
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 474428421
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 15150 AVENUE OF SCIENCE, SUITE 200
CITY: SAN DIEGO
STATE: CA
ZIP: 92128
BUSINESS PHONE: 858-605-9055
MAIL ADDRESS:
STREET 1: 15150 AVENUE OF SCIENCE, SUITE 200
CITY: SAN DIEGO
STATE: CA
ZIP: 92128
FORMER COMPANY:
FORMER CONFORMED NAME: Guardion Health Sciences, LLC
DATE OF NAME CHANGE: 20150513
4
1
ownership.xml
X0306
4
2021-06-02
0
0001642375
Guardion Health Sciences, Inc.
GHSI
0001865983
Sheehan Craig
C/O GUARDION HEALTH SCIENCES, INC.
15150 AVENUE OF SCIENCE SUITE 200
SAN DIEGO
CA
92128
0
1
0
0
Chief Commercial Officer
Employee Stock Option (right to buy)
1.61
2021-06-02
4
A
0
50000
0
A
2031-06-02
Common Stock
50000
50000
D
Restricted Stock Units
2021-06-02
4
A
0
50000
0
A
Common Stock
50000
50000
D
33.3% of the stock options shall vest on June 30, 2022, 33.3% of the stock options shall vest on June 30, 2023 and the remainder of the stock options shall vest on June 30, 2024.
Each restricted stock unit ("RSU") represents a contingent right to receive one share of GHSI common stock.
33.3% of the RSUs shall vest on June 30, 2022, 33.3% of the stock options shall vest on June 30, 2023 and the remainder of the stock options shall vest on June 30, 2024. Vested shares will be delivered to the reporting person within 30 calendar days following the date on which such RSU becomes vested.
/s/ Craig Sheehan
2021-06-04