0001642346-23-000008.txt : 20231220 0001642346-23-000008.hdr.sgml : 20231220 20231220190432 ACCESSION NUMBER: 0001642346-23-000008 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231218 FILED AS OF DATE: 20231220 DATE AS OF CHANGE: 20231220 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cain Matthew M CENTRAL INDEX KEY: 0001642346 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40601 FILM NUMBER: 231502501 MAIL ADDRESS: STREET 1: 350 ELLIS STREET CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Couchbase, Inc. CENTRAL INDEX KEY: 0001845022 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] ORGANIZATION NAME: 06 Technology IRS NUMBER: 263576987 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 3250 OLCOTT STREET CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 6504177500 MAIL ADDRESS: STREET 1: 3250 OLCOTT STREET CITY: SANTA CLARA STATE: CA ZIP: 95054 4 1 wk-form4_1703117064.xml FORM 4 X0508 4 2023-12-18 0 0001845022 Couchbase, Inc. BASE 0001642346 Cain Matthew M C/O COUCHBASE, INC. 3250 OLCOTT STREET SANTA CLARA CA 95054 1 1 0 0 Chair, President, and CEO 0 Common Stock 2023-12-18 4 S 0 18927 23.59 D 651219 D Common Stock 2023-12-18 4 M 0 60000 5.48 A 711219 D Common Stock 2023-12-18 4 S 0 60000 23.7263 D 651219 D Stock Option 5.475 2023-12-18 4 M 0 60000 0 D 2027-04-23 Common Stock 60000 1159402 D Shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person. The sale reported on this Form 4 represents shares sold by the Reporting Person pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on 10/10/2022. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.2800 to $24.0100, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The option is fully vested and immediately exercisable. /s/ Margaret Chow, by Power of Attorney for Matthew M. Cain 2023-12-20