Delaware
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1-37387
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47-3965991
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(State or other jurisdiction of incorporation)
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(Commission File Number)
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(IRS Employer Identification No.)
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One Corporate Center, Rye, NY
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10580
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(Address of principal executive offices)
|
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(Zip Code)
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☐
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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☐
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
|
☐
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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☐
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Item 5.07
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Submission of Matters to a Vote of Security Holders.
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(1) |
Election of Directors:
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NOMINEE
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VOTES
FOR
|
VOTES
WITHHELD
|
BROKER
NON-VOTES
|
|||||||||
Richard L. Bready
|
187,704,849
|
43,275
|
795,361
|
|||||||||
Marc Gabelli
|
187,656,474
|
91,650
|
795,361
|
|||||||||
Mario J. Gabelli
|
185,914,892
|
1,833,232
|
795,361
|
|||||||||
Douglas R. Jamieson
|
187,704,727
|
43,397
|
795,361
|
|||||||||
Daniel R. Lee
|
187,699,702
|
48,422
|
795,361
|
|||||||||
Bruce M. Lisman
|
187,699,143
|
48,981
|
795,361
|
|||||||||
Frederic V. Salerno
|
187,698,436
|
49,688
|
795,361
|
|||||||||
Salvatore F. Sodano
|
187,705,408
|
42,716
|
795,361
|
(2) |
The ratification of Deloitte & Touche LLP as the Company’s independent registered public accountants for the year ending December 31, 2018:
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VOTES
FOR
|
VOTES
AGAINST
|
ABSTAINED
|
BROKER
NON-VOTES
|
|||||||||||
188,541,441
|
2,044
|
0
|
0
|
(3) |
An advisory vote on named executive officer compensation:
|
VOTES
FOR
|
VOTES
AGAINST
|
ABSTAINED
|
BROKER
NON-VOTES
|
|||||||||||
187,587,973
|
155,065
|
5,086
|
795,361
|