0001857633-22-000004.txt : 20221003 0001857633-22-000004.hdr.sgml : 20221003 20221003174909 ACCESSION NUMBER: 0001857633-22-000004 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220929 FILED AS OF DATE: 20221003 DATE AS OF CHANGE: 20221003 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Riojas Aguirre Raimundo CENTRAL INDEX KEY: 0001857633 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37585 FILM NUMBER: 221288836 MAIL ADDRESS: STREET 1: 8847 W. SAM HOUSTON PKWY. N. STREET 2: SUITE 200 CITY: HOUSTON STATE: TX ZIP: 77040 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Allegiance Bancshares, Inc. CENTRAL INDEX KEY: 0001642081 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 263564100 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 8727 W. SAM HOUSTON PARKWAY N CITY: HOUSTON STATE: TX ZIP: 77040 BUSINESS PHONE: 281-894-3200 MAIL ADDRESS: STREET 1: 8727 W. SAM HOUSTON PARKWAY N CITY: HOUSTON STATE: TX ZIP: 77040 4 1 wf-form4_166483365958399.xml FORM 4 X0306 4 2022-09-29 1 0001642081 Allegiance Bancshares, Inc. ABTX 0001857633 Riojas Aguirre Raimundo 8847 W. SAM HOUSTON PKWY. N. SUITE 200 HOUSTON TX 77040 1 0 0 0 Common Stock 2022-09-29 4 D 0 387 0 D 1142 D Common Stock 2022-10-01 4 D 0 1142 0 D 0 D On October 1, 2022, pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of November 5, 2021, by and between CBTX, Inc. ("CBTX") and Allegiance Bancshares, Inc. ("Allegiance"), Allegiance merged with and into CBTX, with CBTX as the surviving corporation (the "Merger"). In connection with the Merger, each outstanding share of Allegiance common stock (including vested restricted stock awards), subject to certain limited exceptions, was converted into the right to receive 1.4184 shares of CBTX common stock (the "exchange ratio"), with cash payable in lieu of any fractional share. In accordance with the reporting person's restricted stock award agreement, in connection with the Merger, 387 shares of restricted stock were forfeited as of the day prior to the closing date and the reporting person's remaining shares of restricted stock vested. In connection with the Merger, the reporting person received CBTX common stock in exchange for all of the reporting person's shares of Allegiance common stock (including the foregoing vested restricted stock awards), with cash received in lieu of a fractional share, in each case without interest. /s/ Shanna Kuzdzal, Attorney-in-fact 2022-10-03